{"title":"BFFN: A novel balanced feature fusion network for fair facial expression recognition","authors":"","doi":"10.1016/j.engappai.2024.109277","DOIUrl":null,"url":null,"abstract":"<div><p>Facial expression recognition (FER) technology has become increasingly mature and applicable in recent years. However, it still suffers from the bias of expression class, which can lead to unfair decisions for certain expression classes in applications. This study aims to mitigate expression class bias through both pre-processing and in-processing approaches. First, we analyze the output of existing models and demonstrate the existence of obvious class bias, particularly for underrepresented expressions. Second, we develop a class-balanced dataset constructed through data generation, mitigating unfairness at the data level. Then, we propose the Balanced Feature Fusion Network (BFFN), a class fairness-enhancing network. The BFFN mitigates the class bias by adding facial action units (AU) to enrich expression-related features and allocating weights in the AU feature fusion process to improve the extraction ability of underrepresented expression features. Finally, extensive experiments on datasets (RAF-DB and AffectNet) provide evidence that our BFFN outperforms existing FER models, improving the fairness by at least 16%.</p></div>","PeriodicalId":50523,"journal":{"name":"Engineering Applications of Artificial Intelligence","volume":null,"pages":null},"PeriodicalIF":7.5000,"publicationDate":"2024-09-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Engineering Applications of Artificial Intelligence","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0952197624014350","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
Facial expression recognition (FER) technology has become increasingly mature and applicable in recent years. However, it still suffers from the bias of expression class, which can lead to unfair decisions for certain expression classes in applications. This study aims to mitigate expression class bias through both pre-processing and in-processing approaches. First, we analyze the output of existing models and demonstrate the existence of obvious class bias, particularly for underrepresented expressions. Second, we develop a class-balanced dataset constructed through data generation, mitigating unfairness at the data level. Then, we propose the Balanced Feature Fusion Network (BFFN), a class fairness-enhancing network. The BFFN mitigates the class bias by adding facial action units (AU) to enrich expression-related features and allocating weights in the AU feature fusion process to improve the extraction ability of underrepresented expression features. Finally, extensive experiments on datasets (RAF-DB and AffectNet) provide evidence that our BFFN outperforms existing FER models, improving the fairness by at least 16%.
期刊介绍:
Artificial Intelligence (AI) is pivotal in driving the fourth industrial revolution, witnessing remarkable advancements across various machine learning methodologies. AI techniques have become indispensable tools for practicing engineers, enabling them to tackle previously insurmountable challenges. Engineering Applications of Artificial Intelligence serves as a global platform for the swift dissemination of research elucidating the practical application of AI methods across all engineering disciplines. Submitted papers are expected to present novel aspects of AI utilized in real-world engineering applications, validated using publicly available datasets to ensure the replicability of research outcomes. Join us in exploring the transformative potential of AI in engineering.