The New Pact on Migration: Embedded Illiberalism?

IF 3.1 1区 社会学 Q1 ECONOMICS
Sarah Wolff
{"title":"The New Pact on Migration: Embedded Illiberalism?","authors":"Sarah Wolff","doi":"10.1111/jcms.13669","DOIUrl":null,"url":null,"abstract":"<p>2023 and 2024 developments in the field of migration governance have been marked by a shift towards the acceptance of systematic illiberal migration practices in the European Union (EU). This illiberal turn is not only a backlash against liberalism ‘in all its varied scripts – political, economic, cultural, geopolitical, civilizational – often in the name of democratic principles and thanks to them (by winning the popular vote)’ but also an ethno-nationalist turn against globalisation (Laruelle, <span>2022</span>, p. 304). Today, these illiberal practices, symbolised by the adoption of the Pact and the latest migration and asylum developments, are ‘majoritarian, nation-centric or sovereigntist, favouring traditional hierarchies and cultural’ and encouraged by ‘state structures’ (Laruelle, <span>2022</span>, p. 314) involving ‘anti-migrants legislation and practices such as detention camps, that have put states at odds with their own human rights declarations’. This shift has not happened overnight and is the result of several years of restrictions, pushbacks and criminalisation of NGOs rescuing migrants at sea that have become widespread in Europe. What has happened is that incidental illiberal practices have become more mainstreamed and accepted. This is at odds with the so-called post-Westphalian normative stand of the EU, which has traditionally declared to be the beacon of human rights and refugee rights against restrictive and sovereigntist member states. Global refugee norms adopted after the World War II and embraced by the EU as a liberal ambition to harmonise and create similar conditions for refugees and asylum seekers across EU member states have indeed been at the heart of the liberal international order (Lavenex, <span>2024</span>, p. 1).</p><p>Ideological illiberalism within the field of migration is not new, however (Kauth and King, <span>2020</span>). A ‘liberal paradox’ has always been present in immigration policies, notably after the 1970s, when Western nations decided to halt guest worker programmes (Hollifield, <span>2004</span>). Since the 1990s, policies of non-admission, collaborative and delegated policies of non-arrival have been increasingly at the heart of immigration policies in Europe, such as with the adoption of visa policies or safe country rules under the Dublin Convention (Lavenex, <span>2024</span>, p. 7). At the external level, readmission and return policies have been negotiated with third countries in addition to the delegation of policies of non-arrival (Lavenex, <span>2024</span>). The New Pact on Migration adopted in 2024 is the last occurence of a general strengthening of ‘organized hypocrisy’ around (European) states' obligations to assist refugees by multiplying the deterrence practices and barriers such as carrier sanctions, ‘buffer zones, refugee camps’, which are at odds with their claims to be liberal democracies (Kauth and King, <span>2020</span>, p. 383). This has been seen as not only a subversion of liberal commitments but also a shift towards ‘illiberal re-ordering’ (Goddard et al., <span>2024</span>, in Lavenex, <span>2024</span>, p. 9), emblematised by debates over safe third countries, pushbacks and the erection of fences. This is explained by a tension between state sovereignty particularism and the normative ambitions of the global refugee regime, which are embedded in international human rights law and its universalism (Lavenex, <span>2024</span>).</p><p>Immigration reforms, such as the New Pact on Migration, are not necessarily going through dynamics that are ‘not exclusively applicable to their natural context’ (Natter, <span>2024</span>, p. 694), and it is important to keep in mind that it is not a black-and-white picture that is painted in this article. Evidence shows that in a polity, liberalism coexists with illiberalism (Fassi et al., <span>2023</span>; Natter, <span>2024</span>) and that, for instance, authoritarian regimes have had liberal immigration reforms. Thus, in 2013, Morocco regularised 25,000 irregular migrants with a 92% acceptance rate (Schuettler, <span>2017</span>) in the search of improving its international image (Natter, <span>2024</span>; Wolff, <span>2014</span>). Second, liberal democratic institutions in Europe and in the EU are struggling with nativist and ethno-nationalist movements throughout Europe and anti-immigrant movements. Finally, this illiberal turn brings new questions regarding supranational institutions such as the European Parliament, the European Commission and the European Court of Justice that are known to hold more liberal preferences than EU member states, enabling a progressive and right-centred approach to the completion of the Common European Asylum System (CEAS) (Bonjour et al., <span>2018</span>, p. 413). The 2024 European elections in particular and the upcoming new political priorities will highlight how supranational institutions will balance liberal and illiberal trends.</p><p>In 2023 and 2024, though, it seems that the balance over domestic preferences and policy outputs exemplified by the Pact is tipping towards illiberalism and in line with the global refugee regime. This is why this article reviews first the rise of far-right anti-immigrant ideas and an alignment of EU institutions and EU member states to deliver a credible reform in the eyes of European public opinion. Second, I argue that given the uncertain geopolitical context, the multiplication of transactional EU migration deals with authoritarian regimes is leading to embedded illiberalism in the EU. Finally, I elaborate on the future implementation of the pact and the role of academics in rethinking these illiberal developments in Europe.</p><p>The following section reviews how the Pact negotiations are the result of the willingness of EU institutions to deliver a credible reform before the 2024 European elections but also reflect the mainstreaming of far-right ideas across Europe.</p><p>Discussions over the New Pact have revealed a ‘geopoliticisation’ of migration and asylum whereby instability and foreign influence increasingly impact the way the EU maps its strategies and policies about migration, anticipating the risk of instrumentalisation by third countries and the idea that migrants can be used as ‘weapons of mass migration’ (Greenhill, <span>2016</span>). It has also brought a clear shift in Europe, which is to perceive asylum seekers increasingly as a risk for our societies and thus accelerate some of the illiberal practices introduced. The organised crossing of Middle Eastern refugees and migrants by Lukashenko's regime on the border between Belarus and Poland and with the Baltic countries has led EU member states to realise that refugees can be used as a ‘weapon’ by illiberal regimes to blackmail and destabilise the EU. This has resulted in the direct adoption of the instrumentalisation package, which provides EU member states with more leeway and discretion in implementing EU law.</p><p>EU migration diplomacy is not new though and has taken place initially through the externalisation of EU migration and border policies with third countries, which has enabled the EU to organise delegated policies of non-arrival but also outsourcing policies of non-departure, creating safe zones in third countries. Since 2004, the EU has multiplied the conclusion of bilateral agreements with third countries in the form of readmission agreements, mobility partnerships, visa-free dialogues and visa liberalisations. These instruments, mostly negotiated by Directorate General (DG) Home, have been approached in a sectoral manner, sometimes competing with national instruments (Cassarino and Marin, <span>2022</span>). EU member states have also resorted to bilateral treaties and agreements with third countries to co-operate on the fight against migration, such as the 2008 Treaty on Friendship, Partnership and Cooperation (TFPC) under Qaddafi or the most recent memorandum of understanding signed with the Government of National Accord in 2018 that was signed between Italy and Libya (Cusumano and Riddervold, <span>2023</span>, pp. 3024–3025). These types of agreements involve the prevention of irregular migration and intensive training by Italy and the EU of the Libyan Coast Guard and Navy (Cusumano and Riddervold, <span>2023</span>).</p><p>What has changed, however, in 2023 is that there has been a clear multiplication of these migratory deals, and illiberalism is now being embedded more clearly within EU diplomatic tools and strategy. More specifically, there is a coordination between EU institutions and member states through the branding of ‘Team Europe’. It is indeed not anymore a business led either by EU member states as the Italian–Albanian deal of November 2023, but it is now increasingly a public branding exercise whereby the European Commission President, together with Prime minister Rutte of the Netherlands, shake hands with Tunisian dictator Kais Saied. Following the deal with Tunisia in July 2023, Mauritania signed in January 2024 a deal with the EU under the influence of the Spanish presidency, as well as with Egypt in March 2024 and Lebanon in May 2024. Indeed, the Hamas–Israel war has led to more crossings from Lebanon to Cyprus, which had already started earlier with 4500 Syrians leaving from Lebanon to Cyprus in the whole year 2023 (AP News, <span>2024</span>). The civil war going on in Syria for 13 years, the strains on Lebanon to host refugees and a severe economic crisis have led to these departures and raised increasing concerns amongst the Cypriot authorities, who have been pushing, together with Austria and Denmark, for a new deal to be agreed (Stamouli, <span>2024</span>).</p><p>These deals involve real diplomatic gains for third countries. For instance, in Tunisia, the memorandum of understanding includes five pillars: macroeconomic stability; trade and investment; green energy transition; people-to-people contacts; and migration and mobility. By ‘Team Europe’, we see that there has been important co-ordination between EU member states and EU institutions, under the leadership of the European Commission, to present solutions that are visible and easily branded in the eyes of public opinion. Most of these deals involve mobilising various diplomatic tools to bring stability and support economies in Tunisia, Egypt and Lebanon with big investments. Labour migration is, however, not so central to these deals and Talent Partnerships launched by the EU, are only too modest in the light of the demographic challenge faced by the EU.</p><p>This acceleration of migration deals is taking place within a broader context of the Global Compacts on Refugees and Migration adopted in 2018 for a ‘Safe, Orderly and Regular Migration’, which have re-affirmed at the global level that migration management is the business of states and fundamentally a sovereignty-related issue (Micinski and Lefebvre, <span>2024</span>). It is therefore no surprise that the Rwanda case in the UK and the willingness of the Sunak government to list Rwanda as a safe country in order to legally be allowed to send back refugees and asylum seekers to a third country are clearly one of these practices that circumvent international law and the Geneva Convention of non-refoulement principle. And although historically, Denmark is one of the first EU countries that adopted a safe country scheme in 1986 (FitzGerald, <span>2019</span>), which is now the case for 12 EU member states, it is also the first EU country that has decided to adopt a law regarding the extra-territorialisation of asylum processing, like the UK, and which has been criticised by the UN Committee against Torture (United Nations Human Rights, <span>2023</span>).</p><p>This trend towards the multiplication of EU–third country diplomatic deals is questionable. Regarding the EU–Tunisia deal, UN experts have raised concerns about ‘allegedly discriminatory treatment of sub-Saharan migrants’, ‘collective expulsions’, ‘deportation of migrants’ (OHCHR, <span>2023</span>) and somehow subverting liberal norms and international law by agreeing on a deal with a third country to practice illiberal migration governance. Prior co-operation with Libya has also been put into question in the past. Cusumano and Riddervold rightly question why EU institutions and its member states co-operate with Libyan forces, which ‘besides contradicting the EU's own commitments and being both ethically questionable and at risk of judicial review by the ECtHR, externalisation is also potentially ineffective due to the volatility of the political situation in Libya and the weakness of the GNA, which can hardly serve as an effective partner in bilateral migration governance’ (Cusumano and Riddervold, <span>2023</span>: 3025).</p><p>Another interesting development in 2023 is that sea crossings in the Channel have continued and that the motto of ‘taking back control’ popularised by pro-Brexit campaigners did not materialise on the contrary. In 2023, there have been 29,437 crossings, which is 36% lower than the record 45,774 crossings for the whole of 2022 (BBC, <span>2024</span>). In spite of two decades of Franco–British bilateral maritime and border co-operation, with juxtaposed controls and the Touquet agreements of 2003 and the Sandhurst Treaty 2018, both countries committed with the March 2023 Franco–British summit to a UK contribution of more than half a billion euros over 3 years to improve patrolling of the borders and stopping smugglers. Overall, according to a Parliamentary report, the UK committed slightly more than £232 million between 2014 and the end of the financial year 2022/2023 – additional payments of just under £87 million, at least some of which appear to have been paid to the French government (House of Commons, <span>2023</span>). With Brexit, the UK was not able to secure any co-operation with the EU, and since it has now withdrawn from the Dublin Convention, it has not been able to find ways to return asylum seekers. Refugees who end up in Calais and Dunkirk have no access to safe routes to go to the UK, and this is particularly worrisome for unaccompanied children. According to a report from Safe Passage between 2010 and 2020, Safe Passage (<span>2023</span>) says that ‘only 6% of unaccompanied children who got asylum in the UK arrived via a safe route – and that was before the routes for unaccompanied children. Overall, 83% fewer refugees have arrived via a safe route in the 12 months to June 2023 compared to the previous year’. Yet there is little thinking about how this bilateral co-operation in the Calais Harbour and the lack of legal channels have participated to the situation of the sea crossings and ‘small boats’.</p><p>Regarding EU deals are illustrating the concept of illiberal practices as the European Parliament is usually not involved in their negotiations, therefore sidelining democratic scrutiny and leaving (legal) review in the hands of ombudspersons and courts. Like the EU–Turkey deal of 2016, the European Parliament has not been involved, and in the case of Tunisia, it even brought the case in front of the European Ombudsman (<span>2023</span>), questioning the EU's compliance with human rights obligations in agreeing to an EU–Tunisia Memorandum of Understanding and whether a proper preliminary human rights impact assessment was conducted. This had also been the case for the EU–Turkey 2016 deal, where the Ombudsman stressed that ‘the political aspect of the Agreement does not absolve the Commission of its responsibility to ensure that its actions are in compliance with the EU's fundamental rights commitments’ (European Ombudsman, <span>2016</span>). At the national level, for the first time, Amnesty International Netherlands, Boat Refugee Foundation and Defence for Children have decided to sue the Dutch states for violating Dutch, international and EU law as a party to the EU–Turkey deal. This has led thousands of people to be forced to apply for asylum on the Greek islands and had to stay in camps that were overcrowded and where ‘children's rights violations’ were reported, but it also has important negative consequences for the mental health of migrants (Stichting Bootvluchteling, <span>2024</span>).</p><p>What are the lessons learned from the adoption of the New Pact on Migration for future policy developments and researching EU migration and asylum policies? First, studying liberal and illiberal practices, policies and outputs requires nuanced tools and methodologies to avoid binaries, given the complexity of trends at stake at the global, regional, national and local levels. It would also be wrong to argue that a liberal policy should be about opening borders. Some agree that elective immigration has already been seen as desirable to consolidate and save the liberal community (Walzer, <span>1983</span>). Yet, times of crises and permanent emergencies (Wolff and Ladi, <span>2020</span>) have enabled the strengthening of embedded illiberalism, namely, an illiberalism that is now embedded in European structures and reflects the broader re-ordering of the liberal order. Migration scholars have restlessly documented these illiberal practices, the re-bordering processes, the acceptance of pushbacks and the erection of fences, and denounced the ‘border spectacle’ (De Genova, <span>2015</span>) and the increasing funding into deterrence and criminalisation of NGO work in rescue at sea, all pointing towards the questioning of the EU's liberal credentials. At the same time, this could be seen as attempts to protect the internal political community and ‘self-preservation’ in front of mounting crises and geopolitical threats (Fassi et al., <span>2023</span>, p. 2277). However, this ontological explanation could work in relation to the liberal turn and acceptance of 4 million Ukrainian refugees, when the EU decided very pragmatically to safeguard the European community in front of the Russian threat (Della Sala, <span>2023</span>). Yet by activating the Temporary Protection Directive, a two-tier system vis-à-vis Ukrainian refugees who have benefited from group protection, has now been put in place, differing from other practices vis-à-vis other parts of the world and reproducing world/racial hierarchies amongst refugees.</p><p>Second, the adoption of the New Pact on Migration also illustrates well the challenges regarding the future work of academics on migration and asylum and how to make sure that scientific evidence and data on migration help to counter processes of crisification (Moreno-Lax, <span>2023</span>) and securitisation that have characterised the adoption of the New Pact on Migration. Narratives of crisis and securitisation dominate the discourse of EU and European policy-makers, and yet only too rarely does objective migration data help to change the discourse. Within the context of the adoption of the Pact, if one compares globally, the rates of refugees welcomed by other countries worldwide to the number of refugees and asylum seekers in the EU, are relatively low. The share of refugees in 2023 was 1.5% compared to the total EU population. The highest increases have been registered on the Western African, Eastern Mediterranean and Central Mediterranean routes, with the latter giving the most concerns to EU policy-makers with more than a 50% increase in irregular border crossings compared to 2022. In comparison, refugees in Turkey, Iran or Uganda represent 4.5%, 4% and 3.5%, respectively, of their population (Dumbrava, <span>2024</span>). Another example is how politicians in Europe have argued that a mission like Mare Nostrum or the presence of NGOs to do rescue at sea act as a ‘pull factor’ for migrants and refugees to cross the Mediterranean, whilst in fact, scientists agree that there has been no correlation between the presence of NGOs to do rescue at sea and the number of migrants leaving North Africa, as demonstrated from migrants leaving the Libyan shores between October 2014 and October 2019 (Cusumano and Villa, <span>2019</span>).</p><p>Overall research should also demonstrate how this embedded illiberalism distances the EU and European governments from producing effective immigration policies. Some have suggested that the only way for governments to govern migration is ‘if they change the economic realities that influence labour demand and hence immigration’ (De Haas, <span>2023</span>, p. 368) and to be in line with the general economic policy and the labour market policy, which in the case of the EU is a real challenge with 27 different labour markets. It also means reconsidering how dependent the EU wants to be on other countries when it comes to strategic sectors of the economy where we have labour gaps. Embedded illiberalism has been built on securitisation, crisification and the general undermining of the global refugee system, but it is probably built on the false assumption of a ‘crisis’ that is quantitatively manageable by the EU. The real challenge is to know in which society we want to live and how to mainstream migration throughout our policies instead of focusing on it as a single problem. A social Europe with more safety nets for those who will be excluded from globalisation and Europeanisation would also be welcomed to counter anti-immigration discourses. These elements have, for now, not been central to the adoption of the New Pact.</p>","PeriodicalId":51369,"journal":{"name":"Jcms-Journal of Common Market Studies","volume":"62 S1","pages":"113-123"},"PeriodicalIF":3.1000,"publicationDate":"2024-08-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/jcms.13669","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Jcms-Journal of Common Market Studies","FirstCategoryId":"96","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/jcms.13669","RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ECONOMICS","Score":null,"Total":0}
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Abstract

2023 and 2024 developments in the field of migration governance have been marked by a shift towards the acceptance of systematic illiberal migration practices in the European Union (EU). This illiberal turn is not only a backlash against liberalism ‘in all its varied scripts – political, economic, cultural, geopolitical, civilizational – often in the name of democratic principles and thanks to them (by winning the popular vote)’ but also an ethno-nationalist turn against globalisation (Laruelle, 2022, p. 304). Today, these illiberal practices, symbolised by the adoption of the Pact and the latest migration and asylum developments, are ‘majoritarian, nation-centric or sovereigntist, favouring traditional hierarchies and cultural’ and encouraged by ‘state structures’ (Laruelle, 2022, p. 314) involving ‘anti-migrants legislation and practices such as detention camps, that have put states at odds with their own human rights declarations’. This shift has not happened overnight and is the result of several years of restrictions, pushbacks and criminalisation of NGOs rescuing migrants at sea that have become widespread in Europe. What has happened is that incidental illiberal practices have become more mainstreamed and accepted. This is at odds with the so-called post-Westphalian normative stand of the EU, which has traditionally declared to be the beacon of human rights and refugee rights against restrictive and sovereigntist member states. Global refugee norms adopted after the World War II and embraced by the EU as a liberal ambition to harmonise and create similar conditions for refugees and asylum seekers across EU member states have indeed been at the heart of the liberal international order (Lavenex, 2024, p. 1).

Ideological illiberalism within the field of migration is not new, however (Kauth and King, 2020). A ‘liberal paradox’ has always been present in immigration policies, notably after the 1970s, when Western nations decided to halt guest worker programmes (Hollifield, 2004). Since the 1990s, policies of non-admission, collaborative and delegated policies of non-arrival have been increasingly at the heart of immigration policies in Europe, such as with the adoption of visa policies or safe country rules under the Dublin Convention (Lavenex, 2024, p. 7). At the external level, readmission and return policies have been negotiated with third countries in addition to the delegation of policies of non-arrival (Lavenex, 2024). The New Pact on Migration adopted in 2024 is the last occurence of a general strengthening of ‘organized hypocrisy’ around (European) states' obligations to assist refugees by multiplying the deterrence practices and barriers such as carrier sanctions, ‘buffer zones, refugee camps’, which are at odds with their claims to be liberal democracies (Kauth and King, 2020, p. 383). This has been seen as not only a subversion of liberal commitments but also a shift towards ‘illiberal re-ordering’ (Goddard et al., 2024, in Lavenex, 2024, p. 9), emblematised by debates over safe third countries, pushbacks and the erection of fences. This is explained by a tension between state sovereignty particularism and the normative ambitions of the global refugee regime, which are embedded in international human rights law and its universalism (Lavenex, 2024).

Immigration reforms, such as the New Pact on Migration, are not necessarily going through dynamics that are ‘not exclusively applicable to their natural context’ (Natter, 2024, p. 694), and it is important to keep in mind that it is not a black-and-white picture that is painted in this article. Evidence shows that in a polity, liberalism coexists with illiberalism (Fassi et al., 2023; Natter, 2024) and that, for instance, authoritarian regimes have had liberal immigration reforms. Thus, in 2013, Morocco regularised 25,000 irregular migrants with a 92% acceptance rate (Schuettler, 2017) in the search of improving its international image (Natter, 2024; Wolff, 2014). Second, liberal democratic institutions in Europe and in the EU are struggling with nativist and ethno-nationalist movements throughout Europe and anti-immigrant movements. Finally, this illiberal turn brings new questions regarding supranational institutions such as the European Parliament, the European Commission and the European Court of Justice that are known to hold more liberal preferences than EU member states, enabling a progressive and right-centred approach to the completion of the Common European Asylum System (CEAS) (Bonjour et al., 2018, p. 413). The 2024 European elections in particular and the upcoming new political priorities will highlight how supranational institutions will balance liberal and illiberal trends.

In 2023 and 2024, though, it seems that the balance over domestic preferences and policy outputs exemplified by the Pact is tipping towards illiberalism and in line with the global refugee regime. This is why this article reviews first the rise of far-right anti-immigrant ideas and an alignment of EU institutions and EU member states to deliver a credible reform in the eyes of European public opinion. Second, I argue that given the uncertain geopolitical context, the multiplication of transactional EU migration deals with authoritarian regimes is leading to embedded illiberalism in the EU. Finally, I elaborate on the future implementation of the pact and the role of academics in rethinking these illiberal developments in Europe.

The following section reviews how the Pact negotiations are the result of the willingness of EU institutions to deliver a credible reform before the 2024 European elections but also reflect the mainstreaming of far-right ideas across Europe.

Discussions over the New Pact have revealed a ‘geopoliticisation’ of migration and asylum whereby instability and foreign influence increasingly impact the way the EU maps its strategies and policies about migration, anticipating the risk of instrumentalisation by third countries and the idea that migrants can be used as ‘weapons of mass migration’ (Greenhill, 2016). It has also brought a clear shift in Europe, which is to perceive asylum seekers increasingly as a risk for our societies and thus accelerate some of the illiberal practices introduced. The organised crossing of Middle Eastern refugees and migrants by Lukashenko's regime on the border between Belarus and Poland and with the Baltic countries has led EU member states to realise that refugees can be used as a ‘weapon’ by illiberal regimes to blackmail and destabilise the EU. This has resulted in the direct adoption of the instrumentalisation package, which provides EU member states with more leeway and discretion in implementing EU law.

EU migration diplomacy is not new though and has taken place initially through the externalisation of EU migration and border policies with third countries, which has enabled the EU to organise delegated policies of non-arrival but also outsourcing policies of non-departure, creating safe zones in third countries. Since 2004, the EU has multiplied the conclusion of bilateral agreements with third countries in the form of readmission agreements, mobility partnerships, visa-free dialogues and visa liberalisations. These instruments, mostly negotiated by Directorate General (DG) Home, have been approached in a sectoral manner, sometimes competing with national instruments (Cassarino and Marin, 2022). EU member states have also resorted to bilateral treaties and agreements with third countries to co-operate on the fight against migration, such as the 2008 Treaty on Friendship, Partnership and Cooperation (TFPC) under Qaddafi or the most recent memorandum of understanding signed with the Government of National Accord in 2018 that was signed between Italy and Libya (Cusumano and Riddervold, 2023, pp. 3024–3025). These types of agreements involve the prevention of irregular migration and intensive training by Italy and the EU of the Libyan Coast Guard and Navy (Cusumano and Riddervold, 2023).

What has changed, however, in 2023 is that there has been a clear multiplication of these migratory deals, and illiberalism is now being embedded more clearly within EU diplomatic tools and strategy. More specifically, there is a coordination between EU institutions and member states through the branding of ‘Team Europe’. It is indeed not anymore a business led either by EU member states as the Italian–Albanian deal of November 2023, but it is now increasingly a public branding exercise whereby the European Commission President, together with Prime minister Rutte of the Netherlands, shake hands with Tunisian dictator Kais Saied. Following the deal with Tunisia in July 2023, Mauritania signed in January 2024 a deal with the EU under the influence of the Spanish presidency, as well as with Egypt in March 2024 and Lebanon in May 2024. Indeed, the Hamas–Israel war has led to more crossings from Lebanon to Cyprus, which had already started earlier with 4500 Syrians leaving from Lebanon to Cyprus in the whole year 2023 (AP News, 2024). The civil war going on in Syria for 13 years, the strains on Lebanon to host refugees and a severe economic crisis have led to these departures and raised increasing concerns amongst the Cypriot authorities, who have been pushing, together with Austria and Denmark, for a new deal to be agreed (Stamouli, 2024).

These deals involve real diplomatic gains for third countries. For instance, in Tunisia, the memorandum of understanding includes five pillars: macroeconomic stability; trade and investment; green energy transition; people-to-people contacts; and migration and mobility. By ‘Team Europe’, we see that there has been important co-ordination between EU member states and EU institutions, under the leadership of the European Commission, to present solutions that are visible and easily branded in the eyes of public opinion. Most of these deals involve mobilising various diplomatic tools to bring stability and support economies in Tunisia, Egypt and Lebanon with big investments. Labour migration is, however, not so central to these deals and Talent Partnerships launched by the EU, are only too modest in the light of the demographic challenge faced by the EU.

This acceleration of migration deals is taking place within a broader context of the Global Compacts on Refugees and Migration adopted in 2018 for a ‘Safe, Orderly and Regular Migration’, which have re-affirmed at the global level that migration management is the business of states and fundamentally a sovereignty-related issue (Micinski and Lefebvre, 2024). It is therefore no surprise that the Rwanda case in the UK and the willingness of the Sunak government to list Rwanda as a safe country in order to legally be allowed to send back refugees and asylum seekers to a third country are clearly one of these practices that circumvent international law and the Geneva Convention of non-refoulement principle. And although historically, Denmark is one of the first EU countries that adopted a safe country scheme in 1986 (FitzGerald, 2019), which is now the case for 12 EU member states, it is also the first EU country that has decided to adopt a law regarding the extra-territorialisation of asylum processing, like the UK, and which has been criticised by the UN Committee against Torture (United Nations Human Rights, 2023).

This trend towards the multiplication of EU–third country diplomatic deals is questionable. Regarding the EU–Tunisia deal, UN experts have raised concerns about ‘allegedly discriminatory treatment of sub-Saharan migrants’, ‘collective expulsions’, ‘deportation of migrants’ (OHCHR, 2023) and somehow subverting liberal norms and international law by agreeing on a deal with a third country to practice illiberal migration governance. Prior co-operation with Libya has also been put into question in the past. Cusumano and Riddervold rightly question why EU institutions and its member states co-operate with Libyan forces, which ‘besides contradicting the EU's own commitments and being both ethically questionable and at risk of judicial review by the ECtHR, externalisation is also potentially ineffective due to the volatility of the political situation in Libya and the weakness of the GNA, which can hardly serve as an effective partner in bilateral migration governance’ (Cusumano and Riddervold, 2023: 3025).

Another interesting development in 2023 is that sea crossings in the Channel have continued and that the motto of ‘taking back control’ popularised by pro-Brexit campaigners did not materialise on the contrary. In 2023, there have been 29,437 crossings, which is 36% lower than the record 45,774 crossings for the whole of 2022 (BBC, 2024). In spite of two decades of Franco–British bilateral maritime and border co-operation, with juxtaposed controls and the Touquet agreements of 2003 and the Sandhurst Treaty 2018, both countries committed with the March 2023 Franco–British summit to a UK contribution of more than half a billion euros over 3 years to improve patrolling of the borders and stopping smugglers. Overall, according to a Parliamentary report, the UK committed slightly more than £232 million between 2014 and the end of the financial year 2022/2023 – additional payments of just under £87 million, at least some of which appear to have been paid to the French government (House of Commons, 2023). With Brexit, the UK was not able to secure any co-operation with the EU, and since it has now withdrawn from the Dublin Convention, it has not been able to find ways to return asylum seekers. Refugees who end up in Calais and Dunkirk have no access to safe routes to go to the UK, and this is particularly worrisome for unaccompanied children. According to a report from Safe Passage between 2010 and 2020, Safe Passage (2023) says that ‘only 6% of unaccompanied children who got asylum in the UK arrived via a safe route – and that was before the routes for unaccompanied children. Overall, 83% fewer refugees have arrived via a safe route in the 12 months to June 2023 compared to the previous year’. Yet there is little thinking about how this bilateral co-operation in the Calais Harbour and the lack of legal channels have participated to the situation of the sea crossings and ‘small boats’.

Regarding EU deals are illustrating the concept of illiberal practices as the European Parliament is usually not involved in their negotiations, therefore sidelining democratic scrutiny and leaving (legal) review in the hands of ombudspersons and courts. Like the EU–Turkey deal of 2016, the European Parliament has not been involved, and in the case of Tunisia, it even brought the case in front of the European Ombudsman (2023), questioning the EU's compliance with human rights obligations in agreeing to an EU–Tunisia Memorandum of Understanding and whether a proper preliminary human rights impact assessment was conducted. This had also been the case for the EU–Turkey 2016 deal, where the Ombudsman stressed that ‘the political aspect of the Agreement does not absolve the Commission of its responsibility to ensure that its actions are in compliance with the EU's fundamental rights commitments’ (European Ombudsman, 2016). At the national level, for the first time, Amnesty International Netherlands, Boat Refugee Foundation and Defence for Children have decided to sue the Dutch states for violating Dutch, international and EU law as a party to the EU–Turkey deal. This has led thousands of people to be forced to apply for asylum on the Greek islands and had to stay in camps that were overcrowded and where ‘children's rights violations’ were reported, but it also has important negative consequences for the mental health of migrants (Stichting Bootvluchteling, 2024).

What are the lessons learned from the adoption of the New Pact on Migration for future policy developments and researching EU migration and asylum policies? First, studying liberal and illiberal practices, policies and outputs requires nuanced tools and methodologies to avoid binaries, given the complexity of trends at stake at the global, regional, national and local levels. It would also be wrong to argue that a liberal policy should be about opening borders. Some agree that elective immigration has already been seen as desirable to consolidate and save the liberal community (Walzer, 1983). Yet, times of crises and permanent emergencies (Wolff and Ladi, 2020) have enabled the strengthening of embedded illiberalism, namely, an illiberalism that is now embedded in European structures and reflects the broader re-ordering of the liberal order. Migration scholars have restlessly documented these illiberal practices, the re-bordering processes, the acceptance of pushbacks and the erection of fences, and denounced the ‘border spectacle’ (De Genova, 2015) and the increasing funding into deterrence and criminalisation of NGO work in rescue at sea, all pointing towards the questioning of the EU's liberal credentials. At the same time, this could be seen as attempts to protect the internal political community and ‘self-preservation’ in front of mounting crises and geopolitical threats (Fassi et al., 2023, p. 2277). However, this ontological explanation could work in relation to the liberal turn and acceptance of 4 million Ukrainian refugees, when the EU decided very pragmatically to safeguard the European community in front of the Russian threat (Della Sala, 2023). Yet by activating the Temporary Protection Directive, a two-tier system vis-à-vis Ukrainian refugees who have benefited from group protection, has now been put in place, differing from other practices vis-à-vis other parts of the world and reproducing world/racial hierarchies amongst refugees.

Second, the adoption of the New Pact on Migration also illustrates well the challenges regarding the future work of academics on migration and asylum and how to make sure that scientific evidence and data on migration help to counter processes of crisification (Moreno-Lax, 2023) and securitisation that have characterised the adoption of the New Pact on Migration. Narratives of crisis and securitisation dominate the discourse of EU and European policy-makers, and yet only too rarely does objective migration data help to change the discourse. Within the context of the adoption of the Pact, if one compares globally, the rates of refugees welcomed by other countries worldwide to the number of refugees and asylum seekers in the EU, are relatively low. The share of refugees in 2023 was 1.5% compared to the total EU population. The highest increases have been registered on the Western African, Eastern Mediterranean and Central Mediterranean routes, with the latter giving the most concerns to EU policy-makers with more than a 50% increase in irregular border crossings compared to 2022. In comparison, refugees in Turkey, Iran or Uganda represent 4.5%, 4% and 3.5%, respectively, of their population (Dumbrava, 2024). Another example is how politicians in Europe have argued that a mission like Mare Nostrum or the presence of NGOs to do rescue at sea act as a ‘pull factor’ for migrants and refugees to cross the Mediterranean, whilst in fact, scientists agree that there has been no correlation between the presence of NGOs to do rescue at sea and the number of migrants leaving North Africa, as demonstrated from migrants leaving the Libyan shores between October 2014 and October 2019 (Cusumano and Villa, 2019).

Overall research should also demonstrate how this embedded illiberalism distances the EU and European governments from producing effective immigration policies. Some have suggested that the only way for governments to govern migration is ‘if they change the economic realities that influence labour demand and hence immigration’ (De Haas, 2023, p. 368) and to be in line with the general economic policy and the labour market policy, which in the case of the EU is a real challenge with 27 different labour markets. It also means reconsidering how dependent the EU wants to be on other countries when it comes to strategic sectors of the economy where we have labour gaps. Embedded illiberalism has been built on securitisation, crisification and the general undermining of the global refugee system, but it is probably built on the false assumption of a ‘crisis’ that is quantitatively manageable by the EU. The real challenge is to know in which society we want to live and how to mainstream migration throughout our policies instead of focusing on it as a single problem. A social Europe with more safety nets for those who will be excluded from globalisation and Europeanisation would also be welcomed to counter anti-immigration discourses. These elements have, for now, not been central to the adoption of the New Pact.

移民新契约》:嵌入式非自由主义?
这就是为什么本文首先回顾极右翼反移民思想的兴起,以及欧盟机构和欧盟成员国的结盟,以实现欧洲公众舆论眼中可信的改革。其次,我认为,鉴于不确定的地缘政治背景,欧盟与威权政权的交易性移民协议的增加正在导致欧盟根深蒂固的非自由主义。最后,我详细阐述了该协定的未来实施,以及学者在重新思考欧洲这些不自由的事态发展中所扮演的角色。以下部分回顾了欧盟机构在2024年欧洲选举前进行可信改革的意愿如何促成了《公约》谈判,但也反映了整个欧洲极右翼思想的主流化。关于新协议的讨论揭示了移民和庇护的“地缘政治化”,不稳定和外国影响日益影响欧盟制定其移民战略和政策的方式,预测第三国工具化的风险,以及移民可以被用作“大规模移民武器”的想法(格林希尔,2016)。这也给欧洲带来了一个明显的转变,即越来越多地将寻求庇护者视为我们社会的风险,从而加速了一些不自由的做法的引入。卢卡申科政权在白俄罗斯和波兰之间以及与波罗的海国家之间的边境上有组织地让中东难民和移民过境,这让欧盟成员国意识到,难民可以被不自由的政权用作勒索和破坏欧盟稳定的“武器”。这导致了工具化一揽子计划的直接采用,这为欧盟成员国在实施欧盟法律方面提供了更多的余地和自由裁量权。然而,欧盟移民外交并不新鲜,最初是通过欧盟与第三国的移民和边境政策的外部化来实现的,这使得欧盟能够组织不入境的授权政策,也可以外包不离境的政策,在第三国建立安全区。自2004年以来,欧盟以重新接纳协议、流动伙伴关系、免签证对话和签证自由化的形式与第三国签订了多项双边协议。这些文书大多由总司谈判,以部门方式处理,有时与国家文书竞争(Cassarino和Marin, 2022年)。欧盟成员国也诉诸于与第三国的双边条约和协议来合作打击移民,例如2008年卡扎菲统治下的《友好、伙伴关系和合作条约》(TFPC),或者意大利和利比亚在2018年与民族团结政府签署的最新谅解备忘录(Cusumano and Riddervold, 2023, pp. 3024-3025)。这些类型的协议涉及防止非正常移民和意大利和欧盟对利比亚海岸警卫队和海军的强化培训(Cusumano和Riddervold, 2023年)。然而,在2023年发生的变化是,这些移民协议明显增多,非自由主义现在正更明确地嵌入欧盟的外交工具和战略中。更具体地说,欧盟机构和成员国之间通过“欧洲团队”的品牌进行协调。它确实不再是像2023年11月意大利-阿尔巴尼亚协议那样由欧盟成员国主导的生意,而是现在越来越多地成为一种公共品牌推广活动,欧盟委员会主席与荷兰首相吕特一起与突尼斯独裁者凯斯·赛义德握手。继2023年7月与突尼斯达成协议后,毛里塔尼亚在西班牙轮值主席国的影响下,于2024年1月与欧盟签署了一项协议,并于2024年3月与埃及、2024年5月与黎巴嫩分别签署了协议。事实上,哈马斯-以色列战争导致更多的叙利亚人从黎巴嫩越境前往塞浦路斯,早在2023年全年就有4500名叙利亚人从黎巴嫩前往塞浦路斯(美联社新闻,2024年)。叙利亚长达13年的内战,黎巴嫩收容难民的压力和严重的经济危机导致了这些人的离开,并引起了塞浦路斯当局越来越多的担忧,塞浦路斯当局一直在与奥地利和丹麦一起推动达成一项新协议(Stamouli, 2024)。这些交易为第三国带来了实实在在的外交利益。例如,在突尼斯,谅解备忘录包括五大支柱:宏观经济稳定;贸易和投资;绿色能源转型;民间交往;还有移民和流动性。通过“欧洲团队”,我们看到在欧盟委员会的领导下,欧盟成员国和欧盟机构之间进行了重要的协调,以提出在公众舆论眼中可见且容易烙印的解决方案。 这些交易大多涉及动用各种外交手段,通过大笔投资为突尼斯、埃及和黎巴嫩带来稳定和经济支持。然而,在这些协议中,劳动力移民并不是那么重要,而欧盟发起的人才合作计划,与欧盟面临的人口挑战相比,显得过于温和。移民协议的加速是在2018年通过的《难民和移民全球契约》的更广泛背景下发生的,该契约旨在实现“安全、有序和正常的移民”,该契约在全球层面重申,移民管理是国家的事务,根本上是一个与主权有关的问题(米金斯基和列斐伏尔,2024年)。因此,毫不奇怪,英国的卢旺达案件,以及Sunak政府愿意将卢旺达列为安全国家,以便合法地将难民和寻求庇护者送回第三国,显然是规避国际法和日内瓦公约不驱回原则的做法之一。虽然从历史上看,丹麦是1986年第一个通过安全国家计划的欧盟国家之一(菲茨杰拉德,2019),现在是12个欧盟成员国的情况,但它也是第一个决定通过关于庇护处理的域外化法律的欧盟国家,就像英国一样,并受到联合国禁止酷刑委员会的批评(联合国人权,2023)。这种与欧盟第三国外交协议激增的趋势值得怀疑。关于欧盟-突尼斯协议,联合国专家对“据称对撒哈拉以南移民的歧视性待遇”、“集体驱逐”、“驱逐移民”(人权高专办,2023年)以及与第三国达成协议,实施不自由的移民治理,在某种程度上颠覆了自由规范和国际法表示担忧。以前与利比亚的合作也曾受到质疑。Cusumano和Riddervold正确地质疑为什么欧盟机构及其成员国与利比亚军队合作,这“除了与欧盟自己的承诺相矛盾,在道德上存在问题,并面临欧洲人权委员会司法审查的风险之外,由于利比亚政治局势的波动和GNA的弱点,外化也可能无效,GNA几乎不能作为双边移民治理的有效伙伴”(Cusumano和Riddervold, 2023)。3025)。2023年另一个有趣的发展是,英吉利海峡的海上过境仍在继续,而支持英国退欧的人士所流行的“夺回控制权”的口号并没有成为现实。2023年,共有29437个过境点,比2022年全年创纪录的45774个过境点低36% (BBC, 2024)。尽管法英两国已经开展了20年的双边海上和边境合作,并在2003年签署了《图凯协定》(Touquet agreement), 2018年签署了《桑德赫斯特条约》(Sandhurst Treaty),但两国在2023年3月的法英峰会上承诺,英国将在3年内提供5亿多欧元,用于改善边境巡逻和阻止走私者。总体而言,根据议会的一份报告,英国在2014年至2022/2023财政年度结束期间承诺了略高于2.32亿英镑的资金——额外支付的金额略低于8700万英镑,其中至少有一部分似乎已经支付给了法国政府(众议院,2023年)。随着英国脱欧,英国无法确保与欧盟的任何合作,而且由于英国现在已经退出了《都柏林公约》(Dublin Convention),它也无法找到遣返寻求庇护者的方法。最终滞留在加莱和敦刻尔克的难民没有安全的途径前往英国,这对无人陪伴的儿童来说尤其令人担忧。根据安全通道2010年至2020年的一份报告,安全通道(2023年)表示,“在英国获得庇护的无人陪伴儿童中,只有6%是通过安全途径抵达的,这还不包括无人陪伴儿童。”总体而言,在截至2023年6月的12个月里,通过安全途径抵达的难民比去年减少了83%。然而,很少有人想到加来港的双边合作和缺乏合法渠道是如何参与海上过境和“小船”的情况的。关于欧盟的交易说明了不自由行为的概念,因为欧洲议会通常不参与他们的谈判,因此将民主审查边缘化,将(法律)审查交给监察员和法院。 就像2016年的欧盟-土耳其协议一样,欧洲议会没有参与,在突尼斯的情况下,它甚至将案件提交给欧洲监察员(2023年),质疑欧盟在同意欧盟-突尼斯谅解备忘录方面是否遵守人权义务,以及是否进行了适当的初步人权影响评估。2016年欧盟-土耳其协议也是如此,申诉专员强调,“该协议的政治方面并不能免除委员会确保其行动符合欧盟基本权利承诺的责任”(欧洲申诉专员,2016)。在国家层面上,荷兰国际特赦组织、船只难民基金会和儿童保护组织首次决定起诉荷兰各州违反荷兰、国际法和欧盟法律,因为它们是欧盟-土耳其协议的一方。这导致成千上万的人被迫在希腊岛屿上申请庇护,不得不留在过度拥挤的营地,并在那里报告了“侵犯儿童权利”的行为,但这也对移民的心理健康产生了重要的负面影响(Stichting Bootvluchteling, 2024)。通过《移民新公约》对未来政策发展和研究欧盟移民和庇护政策有什么经验教训?首先,考虑到全球、区域、国家和地方各级趋势的复杂性,研究自由主义和非自由主义的做法、政策和产出需要细致的工具和方法来避免二元对立。认为自由主义政策应该是开放边界的观点也是错误的。一些人同意,选择性移民已经被视为巩固和拯救自由社会的理想选择(Walzer, 1983)。然而,危机时期和永久的紧急情况(Wolff和Ladi, 2020)使嵌入式非自由主义得以加强,即,现在嵌入欧洲结构的非自由主义,反映了自由主义秩序的更广泛的重新排序。移民学者不安地记录了这些不自由的做法,重新边界的过程,接受阻力和建立围栏,并谴责“边境景观”(De Genova, 2015),以及越来越多的资金用于威慑和刑事定罪非政府组织在海上救援工作,所有这些都指向对欧盟自由主义证书的质疑。与此同时,这可以被视为在日益严重的危机和地缘政治威胁面前保护内部政治社区和“自我保护”的尝试(Fassi et al., 2023, p. 2277)。然而,当欧盟非常务实地决定在俄罗斯威胁面前保护欧洲共同体时,这种本体论的解释可能与自由主义转向和接受400万乌克兰难民有关(Della Sala, 2023)。然而,通过启动临时保护指令,对受益于群体保护的-à-vis乌克兰难民实行了两级制度,这与对-à-vis世界其他地区的其他做法不同,并在难民中再现了世界/种族等级制度。其次,《新移民公约》的通过也很好地说明了学者在移民和庇护方面的未来工作所面临的挑战,以及如何确保有关移民的科学证据和数据有助于对抗危机化(Moreno-Lax, 2023)和证券化的过程,这些过程是《新移民公约》采用的特点。危机和证券化的叙述主导了欧盟和欧洲政策制定者的话语,但客观的移民数据很少有助于改变这种话语。在《公约》通过的背景下,如果在全球范围内进行比较,全球其他国家欢迎的难民比例与欧盟难民和寻求庇护者的数量相比,相对较低。2023年,难民占欧盟总人口的比例为1.5%。增幅最大的是西非、东地中海和中地中海航线,后者最让欧盟政策制定者担忧,与2022年相比,非正规越境者增加了50%以上。相比之下,土耳其、伊朗或乌干达的难民分别占其人口的4.5%、4%和3.5% (Dumbrava, 2024)。另一个例子是欧洲的政治家们认为,这样的任务的海海上救助或非政府组织的存在作为“拉力因素”移民和难民穿越地中海,而事实上,科学家一致认为没有相关性的非政府组织在海上救援和离开北非的移民数量,展示了从移民离开利比亚海岸2014年10月至2019年10月(Cusumano和别墅,2019)。 整体研究还应证明,这种根深蒂固的非自由主义是如何使欧盟和欧洲各国政府远离制定有效的移民政策的。一些人认为,政府管理移民的唯一途径是“如果他们改变影响劳动力需求和移民的经济现实”(De Haas, 2023,第368页),并与一般经济政策和劳动力市场政策保持一致,这在欧盟的情况下是一个真正的挑战,有27个不同的劳动力市场。这还意味着,当涉及到我们存在劳动力缺口的经济战略领域时,欧盟希望在多大程度上依赖其他国家。根深蒂固的非自由主义是建立在证券化、危机化和对全球难民体系的普遍破坏之上的,但它可能是建立在一个错误的假设上,即欧盟可以在数量上控制一场“危机”。真正的挑战是知道我们想要生活在什么样的社会中,以及如何将移民纳入我们政策的主流,而不是把它作为一个单一的问题来关注。一个为那些将被排除在全球化和欧洲化之外的人提供更多安全网的社会欧洲,也将受到欢迎,以对抗反移民言论。这些因素目前还不是通过《新公约》的核心。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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