When Audits and Recounts Distract from Election Integrity: The 2020 U.S. Presidential Election in Georgia

Philip B. Stark
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Abstract

Georgia was central to efforts to overturn the 2020 Presidential election, including a call from then-president Trump to Georgia Secretary of State Raffensperger asking Raffensperger to `find' 11,780 votes. Raffensperger has maintained that a `100% full-count risk-limiting audit' and a machine recount agreed with the initial machine-count results, which proved that the reported election results were accurate and that `no votes were flipped.' There is no indication of widespread fraud, but there is reason to distrust the election outcome: the two machine counts and the manual `audit' tallies disagree substantially, even about the number of ballots cast. Some ballots in Fulton County were included in the original count at least twice; some were included in the machine recount at least thrice. Audit results for some tally batches were omitted from the reported audit totals. The two machine counts and the audit were not probative of who won because of poor processes and controls: a lack of secure physical chain of custody, ballot accounting, pollbook reconciliation, and accounting for other election materials such as memory cards. Moreover, most voters voted with demonstrably untrustworthy ballot-marking devices, so even a perfect handcount or audit would not necessarily reveal who really won. True risk-limiting audits (RLAs) and rigorous recounts can limit the risk that an incorrect electoral outcome will be certified rather than being corrected. But no procedure can limit that risk without a trustworthy record of the vote. And even a properly conducted RLA of some contests in an election does not show that any other contests in that election were decided correctly. The 2020 U.S. Presidential election in Georgia illustrates unrecoverable errors that can render recounts and audits `security theater' that distract from the more serious problems rather than justifying trust.
当审计和重新计票分散了对选举公正性的关注时:2020 年佐治亚州美国总统选举
佐治亚州是推翻 2020 年总统选举的核心,包括时任总统特朗普致电佐治亚州州务卿拉芬斯佩尔格,要求拉芬斯佩尔格 "找到 "11,780 张选票。拉芬斯佩尔格坚称,"100%全面计票风险限制审计 "和机器重新计票与最初的机器计票结果一致,这证明报告的选举结果是准确的,"没有选票被翻转"。没有证据表明存在广泛的舞弊现象,但有理由不相信选举结果:两次机器计票结果和人工 "审计 "结果有很大出入,甚至在选票数量上也有出入。富尔顿县的一些选票在原始计票中至少被计入两次;一些选票在机器重新计票中至少被计入三次。一些计票批次的审计结果在报告的审计总数中被遗漏。两次机器计票和审计不能证明谁赢了,原因是程序和控制不力:缺乏安全的实物保管链、选票核算、投票簿核对以及记忆卡等其他选举材料的核算。此外,大多数选民使用明显不可信的选票标记设备投票,因此,即使是完美的人工计票或审计也不一定能揭示谁是真正的赢家。真正的风险限制审计(RLA)和严格的重新计票可以限制不正确的选举结果被认证而不是被纠正的风险。但如果没有可信的投票记录,任何程序都无法限制这种风险。而且,即使对选举中的某些角逐进行了适当的重新计票,也不能表明选举中的任何其他角逐都是正确决定的。2020 年佐治亚州的美国总统选举表明,无法挽回的错误可能会使重新计票和审计成为 "安全的戏剧",从而转移对更严重问题的注意力,而不是证明信任是正确的。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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