Long-tailed multi-domain generalization for fault diagnosis of rotating machinery under variable operating conditions

Chu Jian, Guopeng Mo, Yonghe Peng, Yinhui Ao
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Abstract

As the operating conditions (also known as domains) of rotating machinery become increasingly diverse, fault diagnosis has garnered growing attention. However, fault diagnosis frequently encounters challenges such as long-tailed data distributions, domain shifts in monitoring data, and the unavailability of target-domain data. Existing approaches can only address some of these challenges, limiting their applications. To address these challenges concurrently, we introduce a novel learning paradigm called long-tailed multi-domain generalized fault diagnosis (LMGFD) and propose a two-stage learning framework for LMGFD, comprising domain-invariant feature learning and balanced classifier learning. In the first stage, we leverage a balanced multi-order moment matching (BMMM) module to align subdomains with long-tailed distributions. Additionally, a balanced prototypical supervised contrastive (BPSC) module is developed to effectively alleviate the contrastive imbalance. The combination of BMMM and BPSC enables the effective learning of long-tailed domain-invariant features. In the second stage, we extend the focal loss to a multi-class version and re-weight it using effective sample numbers to strengthen tailed-class loss, thereby mitigating the overfitting problem. Experimental results on both a public dataset and a private dataset support the competitiveness and effectiveness of the proposed method. The findings suggest that we present a promising solution for fault diagnosis of rotating machinery under variable operating conditions.
长尾多域泛化用于多变运行条件下旋转机械的故障诊断
随着旋转机械的运行条件(也称为域)日益多样化,故障诊断越来越受到关注。然而,故障诊断经常会遇到一些挑战,如长尾数据分布、监测数据的域偏移以及目标域数据不可用等。现有方法只能应对其中的部分挑战,限制了它们的应用。为了同时应对这些挑战,我们引入了一种名为长尾多域广义故障诊断(LMGFD)的新型学习范式,并为 LMGFD 提出了一个两阶段学习框架,包括域不变特征学习和平衡分类器学习。在第一阶段,我们利用平衡多阶矩匹配(BMMM)模块来调整长尾分布的子域。此外,我们还开发了平衡原型监督对比(BPSC)模块,以有效缓解对比不平衡问题。BMMM 和 BPSC 的结合实现了对长尾域不变特征的有效学习。在第二阶段,我们将焦点损失扩展为多类版本,并使用有效样本数对其重新加权,以加强尾类损失,从而缓解过拟合问题。在公共数据集和私人数据集上的实验结果证明了所提方法的竞争力和有效性。研究结果表明,我们提出了一种在多变工作条件下对旋转机械进行故障诊断的可行解决方案。
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