Spline linear mixed-effects models for causal mediation analysis with longitudinal data

Pub Date : 2024-07-26 DOI:10.1111/anzs.12422
Jeffrey M. Albert, Hongxu Zhu, Tanujit Dey, Jiayang Sun, Wojbor A. Woyczynski, Gregory Powers, Meeyoung Min
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Abstract

Often, causal mediation analysis is of interest when both the mediator and the final outcome are repeatedly measured, but limited work has been done for this situation (as opposed to where only the mediator is repeatedly measured). Available methods are primarily based on parametric models and tend to be sensitive to model assumptions. This article presents semiparametric, continuous-time models to provide a flexible and robust approach to causal mediation analysis for longitudinal data, which allows these data to be unbalanced or irregular. Specifically, the method uses spline linear mixed-effects models for the mediator and for the final outcome, with a two-step approach to model-fitting in which a predicted mediator is used as a covariate in the final outcome model. The models allow flexible functions for both the mean and individual response functions for each outcome. We derive estimated natural direct and indirect effects as a function of time using an extended mediation formula and sequential ignorability assumption. In simulation studies, we compare properties of estimated direct and indirect effects, and a delta method estimate of the standard error of the latter, under alternative approaches for predicting the mediator. The approach is illustrated using harmonised data from two cohort studies to examine attention as a mediator of the effect of prenatal tobacco exposure on externalising behaviour in children.

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用于纵向数据因果中介分析的样条线性混合效应模型
摘要通常情况下,当中介因子和最终结果都被重复测量时,因果中介分析就会引起人们的兴趣,但针对这种情况(与只重复测量中介因子的情况相反)所做的工作很有限。现有方法主要基于参数模型,往往对模型假设很敏感。本文提出了半参数连续时间模型,为纵向数据的因果中介分析提供了一种灵活稳健的方法,允许这些数据是不平衡或不规则的。具体来说,该方法对中介因子和最终结果使用样条线性混合效应模型,采用两步法进行模型拟合,其中预测的中介因子在最终结果模型中用作协变量。这些模型允许对每种结果的平均值和个体反应函数使用灵活的函数。我们利用扩展中介公式和顺序无知假设,得出作为时间函数的估计自然直接效应和间接效应。在模拟研究中,我们比较了估算的直接效应和间接效应的特性,以及在其他中介预测方法下,后者标准误差的德尔塔法估算值。我们使用了两项队列研究的统一数据来说明这种方法,以研究注意力作为产前烟草暴露对儿童外化行为影响的中介因素。
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