Analysis of the “Non-equivalency” in International Scientific Cooperation: A Case-study of the Cooperation between Chinese Academy of Sciences and its British Partners

Xiaomeng Du
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Abstract

: Though equivalent cooperation is often stressed in the process of international scientific cooperation, there also exists non-equivalency. Yet this is not much discussed and is needed in-depth analysis and case studies.This paper categorizes and analyzes the inputs of collaborative resources and the outputs of collaboration. In order to carry out international scientific cooperation, the participating parties must have resources that can be inputted into the cooperation, including intellectual resources, technological resources, research object resources, financial resources, and other implicit resources. In general, the more collaborative resources the collaborators possess, the stronger capacity they have to conduct the cooperative activities. However, there are also cases where the collaborators, though not having strong comprehensive scientific capacity, still can attract international scientists to cooperate with them by virtue of their unique or distinctive collaborative resources in some aspects. The outputs of collaboration can be divided into "explicit" and "implicit" ones. Explicit outputs refer to the tangible and quantifiable ones, such as jointly generated research data, co-authored papers or patents, jointly trained graduate students, establishment of collaborative research platforms, joint development or improvement of experimental or testing equipment, etc .; while implicit outputs are those difficult to quantify, but can support and promote the generation of explicit outputs, and those having long-term impact for the development of collaborative partnership, such as building up the international environment, enhancing international influence, forming sophisticated scientific management and operation mechanisms, and providing experience and paradigms for collaborators and international peers, etc . Taking the Royal Fellowship Programme and the collaboration between Chinese Academy of Sciences (CAS) and the Royal Botanic Gardens as case-study objects, this paper analyzes the impact of resources and outputs of cooperation. In the case of the Royal Fellowship Programme which funded Chinese scientists to conduct research activities in the UK, the funder also gained implicit outputs, such as consolidating bilateral relations, expanding influence in China, and serving Sino-British diplomatic development, etc. This shows that one of the motives for non-equivalent cooperation derives from the emphasis on implicit outputs. The cooperation between CAS and the Royal Botanic Gardens proves that apart from such resources as intelligence, technology, funds and equipment, the unique or regional resources of the collaborators are also quite influential in international scientific cooperation. Even if the research capacities or conditions of one collaborator relatively lag behind, it is still attractive to international partners as long as it possesses exclusive or unique resources. Thus that the collaborators utilize different resources in cooperation is also an important reason for the non-equivalent cooperation. Basing on the above-mentioned analysis and case studies, the paper concludes that the causes of non-equivalency existing in international scientific cooperation are as follows: Firstly, the "value" of some collaborative resources cannot be quantified; Secondly, the collaborative outputs may be implicit; Thirdly, the scarcity and exclusivity of collaborative resources may lead to the non-equivalency. Meanwhile, it expounds the significance of understanding such non-equivalency, including enriching the theory of international scientific cooperation, deepening our understanding to the rationality and necessity of carrying out different forms of scientific cooperation in different historical backgrounds, and helping us to distinguish "effective internationalization" from "ineffective internationalization".
国际科学合作中的 "非等效性 "分析:中国科学院与英国合作伙伴的合作案例研究
:虽然在国际科学合作过程中经常强调等效合作,但也存在非等效合作。本文对合作资源的投入和合作的产出进行了分类和分析。要开展国际科技合作,参与各方必须拥有可以投入合作的资源,包括智力资源、技术资源、研究对象资源、资金资源和其他隐性资源。一般来说,合作方拥有的合作资源越多,开展合作活动的能力就越强。但也有一些情况是,合作方虽然不具备较强的综合科研能力,但凭借其在某些方面独特或有特色的合作资源,仍能吸引国际科学家与其合作。合作产出可分为 "显性 "产出和 "隐性 "产出。显性产出是指有形的、可量化的产出,如共同产生研究数据、共同撰写论文或专利、共同培养研究生、建立合作研究平台、共同开发或改进实验或检测设备等;隐性产出是指难以量化,但能够支持和促进显性产出产生,对合作伙伴关系发展具有长远影响的产出,如营造国际化环境、提升国际影响力、形成精细化科研管理和运行机制、为合作者和国际同行提供经验和范式等。本文以皇家奖学金计划和中国科学院与英国皇家植物园的合作为研究对象,分析了合作资源和合作产出的影响。在资助中国科学家赴英开展科研活动的皇家奖学金项目中,资助方也获得了隐性产出,如巩固双边关系、扩大在华影响力、服务中英外交发展等。这说明,非等值合作的动机之一来自于对隐性产出的重视。中科院与英国皇家植物园的合作证明,在国际科技合作中,除了智力、技术、资金、设备等资源外,合作方独特的资源或区域资源也具有相当的影响力。即使一个合作者的研究能力或条件相对落后,但只要它拥有独有或独特的资源,对国际合作伙伴仍然具有吸引力。因此,合作者在合作中利用不同的资源也是造成非等价合作的一个重要原因。基于上述分析和案例研究,本文认为国际科技合作中存在的非等效性原因主要有以下几个方面:第一,某些合作资源的 "价值 "无法量化;第二,合作产出可能是隐性的;第三,合作资源的稀缺性和排他性可能导致非等价性。同时,本文阐述了理解这种非等价性的意义,包括丰富国际科技合作理论,加深我们对不同历史背景下开展不同形式科技合作的合理性和必要性的认识,帮助我们区分 "有效国际化 "和 "无效国际化"。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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