Remote sensing vegetation Indices-Driven models for sugarcane evapotranspiration estimation in the semiarid Ethiopian Rift Valley

IF 10.6 1区 地球科学 Q1 GEOGRAPHY, PHYSICAL
Gezahegn W. Woldemariam , Berhan Gessesse Awoke , Raian Vargas Maretto
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This study aimed to develop simple yet robust models for estimating ETa using Sentinel-2 (S2A and S2B) satellite vegetation indices (VIs)—the normalized difference vegetation index (NDVI) and the enhanced vegetation index (EVI)—and the Google Earth Engine (GEE) cloud platform for irrigated sugarcane plantations of the Metehara Sugarcane Estate in the semiarid landscape of the Ethiopian Rift Valley. Six empirical ET-VI models that combined NDVI-based proxies (NDVI<sub>Kc</sub>, NDVI*, and NDVI*<sub>scaled</sub>) and EVI-based proxies (EVI<sub>Kc</sub>, EVI*, and EVI*<sub>scaled</sub>) for the crop coefficient (Kc) with the reference ET (ETo) were developed and evaluated for growing seasons between 2020 and 2022. Model validation using independently estimated sugarcane ET (ET<sub>sugarcane</sub>) and open-access remote sensing ET, Actual EvapoTranspiration and Interception (ETIa) showed that all ET-VI models captured spatiotemporal dynamics in the consumptive fraction of sugarcane water use, with a higher coefficient of determination (R<sup>2</sup>) of ≥ 0.91. However, comparative analyses of ETa retrieval models indicated improved accuracy of the ET-EVI models (root mean square error (RMSE) of ± 8 mm for ET<sub>sugarcane</sub> and ± 4 mm for ETIa) compared with the ET-NDVI models. Among the EVI models, ET-EVI<sub>Kc</sub> achieved the highest R<sup>2</sup> of 0.98, RMSE of ≤ 30 mm, and percentage bias (PBIAS) of ≤ 15 %. The results also revealed a strong correlation between the scaled VI-derived models and the reference ETIa (R<sup>2</sup> = 0.94–0.97), which best explained the field-by-field variability, with the ET-EVI*<sub>scaled</sub> model achieving a lower RMSE of 18 mm than the ET-NDVI*<sub>scaled</sub> model (RMSE= 32 mm), while both the models showed similar levels of bias (∼17 %). Moreover, compared to the referenced ET<sub>sugarcane</sub>, the bias was minimal at − 9 % for ET-NDVI*<sub>scaled</sub> and − 1 % for ET-EVI*<sub>scaled</sub>. At the field scale, the NDVI and EVI models estimated the mean monthly ETa ranging from 99 to 129 mm m<sup>−1</sup> and 89 to 148 mm m<sup>−1</sup>, respectively, with total annual averages of 1188–1537 mm yr<sup>−1</sup> and 1296–1566 mm yr<sup>−1</sup>. In this context, the modeled ETa provided improved insights into consumptive water use in irrigated sugarcane plantations with limited field measurements. 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引用次数: 0

Abstract

Evapotranspiration (ET), which represents water loss due to soil evaporation and crop transpiration, is a critical hydrological parameter for managing available water resources in irrigation systems. Traditional methods for monitoring actual evapotranspiration (ETa) involve field measurements. While accurate, they lack scalability, are labor-intensive, and incur high costs. Remote sensing satellites can help address these practical challenges by providing high-resolution imagery for spatially explicit mapping and near-real-time monitoring of ETa. This study aimed to develop simple yet robust models for estimating ETa using Sentinel-2 (S2A and S2B) satellite vegetation indices (VIs)—the normalized difference vegetation index (NDVI) and the enhanced vegetation index (EVI)—and the Google Earth Engine (GEE) cloud platform for irrigated sugarcane plantations of the Metehara Sugarcane Estate in the semiarid landscape of the Ethiopian Rift Valley. Six empirical ET-VI models that combined NDVI-based proxies (NDVIKc, NDVI*, and NDVI*scaled) and EVI-based proxies (EVIKc, EVI*, and EVI*scaled) for the crop coefficient (Kc) with the reference ET (ETo) were developed and evaluated for growing seasons between 2020 and 2022. Model validation using independently estimated sugarcane ET (ETsugarcane) and open-access remote sensing ET, Actual EvapoTranspiration and Interception (ETIa) showed that all ET-VI models captured spatiotemporal dynamics in the consumptive fraction of sugarcane water use, with a higher coefficient of determination (R2) of ≥ 0.91. However, comparative analyses of ETa retrieval models indicated improved accuracy of the ET-EVI models (root mean square error (RMSE) of ± 8 mm for ETsugarcane and ± 4 mm for ETIa) compared with the ET-NDVI models. Among the EVI models, ET-EVIKc achieved the highest R2 of 0.98, RMSE of ≤ 30 mm, and percentage bias (PBIAS) of ≤ 15 %. The results also revealed a strong correlation between the scaled VI-derived models and the reference ETIa (R2 = 0.94–0.97), which best explained the field-by-field variability, with the ET-EVI*scaled model achieving a lower RMSE of 18 mm than the ET-NDVI*scaled model (RMSE= 32 mm), while both the models showed similar levels of bias (∼17 %). Moreover, compared to the referenced ETsugarcane, the bias was minimal at − 9 % for ET-NDVI*scaled and − 1 % for ET-EVI*scaled. At the field scale, the NDVI and EVI models estimated the mean monthly ETa ranging from 99 to 129 mm m−1 and 89 to 148 mm m−1, respectively, with total annual averages of 1188–1537 mm yr−1 and 1296–1566 mm yr−1. In this context, the modeled ETa provided improved insights into consumptive water use in irrigated sugarcane plantations with limited field measurements. The statistical model evaluation metrics indicated that ET-EVIKc was the optimal model in characterizing ETsugarcane, outperforming the ET-NDVIKc and ET-EVI*scaled models, which ranked second by > 6 %, and ET-NDVI*scaled model, which ranked third by > 20 %. Our findings demonstrate the potential of multispectral VI-driven models as cost-effective and practical tools for the rapid estimation and mapping of ETa, thereby supporting the development of sustainable water conservation practices. A major advantage of the empirical modeling framework presented in this study is the straightforward parametrization of spatially consistent Kc distributions using remote sensing VIs and local weather station data. However, further improvements and operational applications of standardized VI-based ET models in croplands of other large irrigation schemes in semiarid regions should consider atmospheric impacts, variations in scene characteristics, and bare ground/soil exposure.

Abstract Image

Abstract Image

用于埃塞俄比亚裂谷半干旱地区甘蔗蒸散量估算的遥感植被指数驱动模型
蒸散量(ET)代表土壤蒸发和作物蒸腾造成的水分损失,是灌溉系统可用水资源管理的关键水文参数。监测实际蒸散量(ETa)的传统方法包括实地测量。这些方法虽然精确,但缺乏可扩展性、劳动密集型且成本高昂。遥感卫星可提供高分辨率图像,用于绘制空间清晰地图和近实时监测蒸散量,有助于解决这些实际挑战。本研究旨在利用哨兵-2(S2A 和 S2B)卫星植被指数(VI)--归一化差异植被指数(NDVI)和增强植被指数(EVI)--以及谷歌地球引擎(GEE)云平台,为埃塞俄比亚大裂谷半干旱地区梅特哈拉甘蔗园的灌溉甘蔗种植园开发简单而稳健的蒸散发估算模型。针对 2020 年至 2022 年的生长季节,开发并评估了六个经验性蒸散发-VI 模型,这些模型结合了基于 NDVI 的代用指标(NDVI、NDVI* 和 NDVI*)和基于 EVI 的代用指标(EVI、EVI* 和 EVI*),用于计算作物系数(Kc)和参考蒸散发(ETo)。利用独立估算的甘蔗蒸散发(ET)和开放获取的遥感蒸散发、实际蒸散和截流(ETIa)对模型进行了验证,结果表明,所有 ET-VI 模型都捕捉到了甘蔗用水消耗部分的时空动态,其判定系数(R)≥ 0.91。然而,对 ETa 检索模型的比较分析表明,与 ET-NDVI 模型相比,ET-EVI 模型的精度更高(ET 的均方根误差为 ± 8 毫米,ETIa 的均方根误差为 ± 4 毫米)。在 EVI 模型中,ET-EVI 的 R 值最高,为 0.98,RMSE ≤ 30 mm,偏差百分比 (PBIAS) ≤ 15 %。结果还显示,缩放 VI 导出模型与参考 ETIa(R = 0.94-0.97)之间具有很强的相关性,能最好地解释各田块的变异性,ET-EVI* 模型的均方根误差(RMSE)为 18 毫米,低于 ET-NDVI* 模型(RMSE= 32 毫米),而两个模型的偏差水平相似(∼17 %)。此外,与参考 ET 相比,ET-NDVI* 的偏差最小,为 - 9 %,ET-EVI* 为 - 1 %。在实地尺度上,NDVI 和 EVI 模型估计的月平均蒸散发分别为 99 至 129 毫米 m 和 89 至 148 毫米 m,年平均总量分别为 1188 至 1537 毫米 / 年和 1296 至 1566 毫米 / 年。在这种情况下,模拟的蒸散发为了解灌溉甘蔗种植园的消耗性用水提供了更深入的见解,但实地测量数据有限。统计模型评估指标表明,ET-EVI 是表征蒸散发的最佳模型,优于排名第二的 ET-NDVI 和 ET-EVI* 模型,后者优于 6%,而排名第三的 ET-NDVI* 优于 20%。我们的研究结果表明了多光谱 VI 驱动模型作为快速估算和绘制 ETa 的经济实用工具的潜力,从而支持了可持续节水实践的发展。本研究提出的经验建模框架的一个主要优点是,利用遥感 VI 和当地气象站数据,可直接对空间一致的 Kc 分布进行参数化。不过,在半干旱地区其他大型灌溉系统的耕地中进一步改进和实际应用基于标准化 VI 的蒸散发模型时,应考虑大气影响、场景特征变化和裸露地面/土壤暴露等因素。
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来源期刊
ISPRS Journal of Photogrammetry and Remote Sensing
ISPRS Journal of Photogrammetry and Remote Sensing 工程技术-成像科学与照相技术
CiteScore
21.00
自引率
6.30%
发文量
273
审稿时长
40 days
期刊介绍: The ISPRS Journal of Photogrammetry and Remote Sensing (P&RS) serves as the official journal of the International Society for Photogrammetry and Remote Sensing (ISPRS). It acts as a platform for scientists and professionals worldwide who are involved in various disciplines that utilize photogrammetry, remote sensing, spatial information systems, computer vision, and related fields. The journal aims to facilitate communication and dissemination of advancements in these disciplines, while also acting as a comprehensive source of reference and archive. P&RS endeavors to publish high-quality, peer-reviewed research papers that are preferably original and have not been published before. These papers can cover scientific/research, technological development, or application/practical aspects. Additionally, the journal welcomes papers that are based on presentations from ISPRS meetings, as long as they are considered significant contributions to the aforementioned fields. In particular, P&RS encourages the submission of papers that are of broad scientific interest, showcase innovative applications (especially in emerging fields), have an interdisciplinary focus, discuss topics that have received limited attention in P&RS or related journals, or explore new directions in scientific or professional realms. It is preferred that theoretical papers include practical applications, while papers focusing on systems and applications should include a theoretical background.
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