Capturing the dilution effect of risk‐based grouping with application to COVID‐19 screening

IF 1.9 4区 管理学 Q3 OPERATIONS RESEARCH & MANAGEMENT SCIENCE
Sohom Chatterjee, Hrayer Aprahamian
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Abstract

We investigate the problem of screening a large population for an infectious disease (i.e., classifying subjects as positive or negative) using group testing while considering important test and population‐level characteristics. Group testing, in which multiple samples are pooled together into a master sample and tested simultaneously, has the potential to significantly expand screening efforts, and, owing to the COVID‐19 pandemic, the topic has seen a surge of interest recently. In this paper, we construct optimal group testing designs that consider a heterogeneous population (i.e., with subject‐specific risk), imperfect tests, and while also modeling the dilution effect of grouping (a phenomenon in which the test accuracy of the master sample is affected by the concentration of the virus in the pool), which is often ignored in the literature. We conduct an exhaustive analysis under both a general dilution function and a specific (yet still calibratable) form of the dilution function. Our analytical results of the resulting challenging optimization problems unveil key structural properties that hold in an optimal solution, which we utilize to construct efficient solution schemes. We complement the analysis with two case studies, one on the screening of blood for the Hepatitis B Virus and the other on the screening of subjects for COVID‐19. Our results reveal significant benefits over current practices, individual testing, as well as prior studies that ignore the dilution effect. Such results underscore the importance of incorporating both test and population‐level characteristics into the modeling framework.
捕捉基于风险分组的稀释效应,并将其应用于 COVID-19 筛选
我们研究了利用群体测试对大量人群进行传染病筛查(即把受试者分为阳性和阴性)的问题,同时考虑了重要的测试和人群特征。群体测试是指将多个样本集中到一个主样本中同时进行测试,它有可能极大地扩展筛查工作,而且由于 COVID-19 的流行,这一话题最近引起了人们的极大兴趣。在本文中,我们构建了最优分组测试设计,考虑了异质性人群(即受试者特定风险)、不完善测试,同时还模拟了分组的稀释效应(主样本的测试准确性受病毒库中病毒浓度的影响),而这在文献中往往被忽视。我们对一般稀释函数和特定形式(但仍可校准)的稀释函数进行了详尽分析。我们对由此产生的具有挑战性的优化问题的分析结果揭示了最优解所具有的关键结构特性,并利用这些特性构建了高效的求解方案。我们通过两个案例研究对分析进行了补充,一个是关于乙型肝炎病毒的血液筛查,另一个是关于 COVID-19 的受试者筛查。我们的研究结果表明,与目前的做法、单独检测以及忽略稀释效应的先前研究相比,我们的研究结果具有明显优势。这些结果凸显了将检测和人群特征纳入建模框架的重要性。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
Naval Research Logistics
Naval Research Logistics 管理科学-运筹学与管理科学
CiteScore
4.20
自引率
4.30%
发文量
47
审稿时长
8 months
期刊介绍: Submissions that are most appropriate for NRL are papers addressing modeling and analysis of problems motivated by real-world applications; major methodological advances in operations research and applied statistics; and expository or survey pieces of lasting value. Areas represented include (but are not limited to) probability, statistics, simulation, optimization, game theory, quality, scheduling, reliability, maintenance, supply chain, decision analysis, and combat models. Special issues devoted to a single topic are published occasionally, and proposals for special issues are welcomed by the Editorial Board.
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