Generalized Shannon entropy sparse wavelet packet transform for fault detection of traction motor bearings in high-speed trains

Limu Qin, Gang Yang, Wen He
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Abstract

An effective structural health monitoring method of traction motor bearings is a powerful guarantee for the safety operation of high-speed trains. However, it is exceptionally difficult to detect bearing fault characteristics from the vibration signals of traction motor bearings operating at high rotational speeds. In this scenario, a generalized Shannon entropy sparse wavelet packet transform (GSWPT) for fault detection of motor bearings is proposed in this paper. Firstly, a generalized Shannon entropy sparse regularization method is proposed to obtain sparse wavelet reconstruction coefficients by extending the definition of the Shannon information entropy, and the non-convex sparse regularization function is minimized by synergistic swarm optimization algorithm. Then, the wavelet node coefficients are weighted according to the second-order cyclostationarity index of the wavelet packet node to further enhance the sparsity of the reconstructed signal. Moreover, the optimal decomposition level of GSWPT is adaptively selected by the maximum sparsity and cyclostationarity criterion. Particularly, in order to verify the bearing fault detection performance of GSWPT in practical engineering, a bearing fault dynamic model of traction motor in high-speed train was established based on Hertz contact theory and the fourth-order Runge-Kutta method to obtain simulated data under strong Gaussian white noise, and a corresponding test platform was constructed to collect experimental data under different operating conditions. Finally, the applications on the simulated and experimental signals of traction motor bearings in high-speed trains demonstrate that GSWPT significantly outperforms the conventional wavelet packet transform, dual-tree complex wavelet packet transform, blind deconvolution, modal decomposition, and Infogram methods to some extent for fault detection.
用于高速列车牵引电机轴承故障检测的广义香农熵稀疏小波包变换
有效的牵引电机轴承结构健康监测方法是高速列车安全运行的有力保障。然而,从高速运转的牵引电机轴承的振动信号中检测轴承故障特征却异常困难。在这种情况下,本文提出了一种用于电机轴承故障检测的广义香农熵稀疏小波包变换(GSWPT)。首先,通过扩展香农信息熵的定义,提出一种广义香农熵稀疏正则化方法来获得稀疏小波重构系数,并通过协同群优化算法最小化非凸稀疏正则化函数。然后,根据小波包节点的二阶周期性指数对小波包节点系数进行加权,进一步增强重建信号的稀疏性。此外,GSWPT 的最优分解级别是根据最大稀疏性和周期性准则自适应选择的。特别值得一提的是,为了验证 GSWPT 在实际工程中的轴承故障检测性能,基于赫兹接触理论和四阶 Runge-Kutta 方法建立了高速列车牵引电机轴承故障动态模型,获得了强高斯白噪声下的仿真数据,并构建了相应的测试平台,采集了不同运行条件下的实验数据。最后,对高速列车牵引电机轴承模拟信号和实验信号的应用表明,GSWPT 在故障检测方面的性能在一定程度上明显优于传统的小波包变换、双树复小波包变换、盲解卷积、模态分解和 Infogram 方法。
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