Usman Malik, Muriel Visani, Nicolas Sidere, Mickael Coustaty, Aurelie Joseph
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引用次数: 0
Abstract
This research work proposes a novel protocol for rehearsal-based incremental learning models for the classification of business document streams using deep learning and, in particular, transformer-based natural language processing techniques. When implementing a rehearsal-based incremental classification model, the questions raised most often for parameterizing the model relate to the number of instances from “old” classes (learned in previous training iterations) which need to be kept in memory and the optimal number of new classes to be learned at each iteration. In this paper, we propose an incremental learning protocol that involves training incremental models using a weight-sharing strategy between transformer model layers across incremental training iterations. We provide a thorough experimental study that enables us to determine optimal ranges for various parameters in the context of incremental classification of business document streams. We also study the effect of the order in which the classes are presented to the model for learning and the effects of class imbalance on the model’s performances. Our results reveal no significant difference in the performances of our incrementally trained model and its statically trained counterpart after all training iterations (especially when, in the presence of class imbalance, the most represented classes are learned first). In addition, our proposed approach shows an improvement of 1.55% and 3.66% over a baseline model on two business documents dataset. Based on this experimental study, we provide a list of recommendations for researchers and developers for training rehearsal-based incremental classification models for business document streams. Our protocol can be further re-used for other final applications.
期刊介绍:
The large number of existing documents and the production of a multitude of new ones every year raise important issues in efficient handling, retrieval and storage of these documents and the information which they contain. This has led to the emergence of new research domains dealing with the recognition by computers of the constituent elements of documents - including characters, symbols, text, lines, graphics, images, handwriting, signatures, etc. In addition, these new domains deal with automatic analyses of the overall physical and logical structures of documents, with the ultimate objective of a high-level understanding of their semantic content. We have also seen renewed interest in optical character recognition (OCR) and handwriting recognition during the last decade. Document analysis and recognition are obviously the next stage.
Automatic, intelligent processing of documents is at the intersections of many fields of research, especially of computer vision, image analysis, pattern recognition and artificial intelligence, as well as studies on reading, handwriting and linguistics. Although quality document related publications continue to appear in journals dedicated to these domains, the community will benefit from having this journal as a focal point for archival literature dedicated to document analysis and recognition.