Average User-side Counterfactual Fairness for Collaborative Filtering

IF 5.4 2区 计算机科学 Q1 COMPUTER SCIENCE, INFORMATION SYSTEMS
Pengyang Shao, Le Wu, Kun Zhang, Defu Lian, Richang Hong, Yong Li, Meng Wang
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Abstract

Recently, the user-side fairness issue in Collaborative Filtering (CF) algorithms has gained considerable attention, arguing that results should not discriminate an individual or a sub user group based on users’ sensitive attributes (e.g., gender). Researchers have proposed fairness-aware CF models by decreasing statistical associations between predictions and sensitive attributes. A more natural idea is to achieve model fairness from a causal perspective. The remaining challenge is that we have no access to interventions, i.e., the counterfactual world that produces recommendations when each user have changed the sensitive attribute value. To this end, we first borrow the Rubin-Neyman potential outcome framework to define average causal effects of sensitive attributes. Then, we show that removing causal effects of sensitive attributes is equal to average counterfactual fairness in CF. Then, we use the propensity re-weighting paradigm to estimate the average causal effects of sensitive attributes and formulate the estimated causal effects as an additional regularization term. To the best of our knowledge, we are one of the first few attempts to achieve counterfactual fairness from the causal effect estimation perspective in CF, which frees us from building sophisticated causal graph. Finally, experiments on three real-world datasets show the superiority of our proposed model.

协同过滤的平均用户侧反事实公平性
最近,协同过滤(CF)算法中的用户端公平性问题受到了广泛关注,认为结果不应基于用户的敏感属性(如性别)歧视个人或子用户组。研究人员通过减少预测结果与敏感属性之间的统计关联,提出了公平感知 CF 模型。一个更自然的想法是从因果关系的角度来实现模型的公平性。剩下的挑战是,我们无法获得干预,即当每个用户都改变了敏感属性值时,会产生推荐的反事实世界。为此,我们首先借用鲁宾-奈曼潜在结果框架来定义敏感属性的平均因果效应。然后,我们证明消除敏感属性的因果效应等于 CF 中的平均反事实公平性。然后,我们使用倾向再加权范式来估计敏感属性的平均因果效应,并将估计的因果效应表述为一个额外的正则化项。据我们所知,我们是最早从因果效应估计角度在 CF 中实现反事实公平性的少数几个尝试之一,这使我们无需构建复杂的因果图。最后,在三个真实世界数据集上的实验表明了我们提出的模型的优越性。
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来源期刊
ACM Transactions on Information Systems
ACM Transactions on Information Systems 工程技术-计算机:信息系统
CiteScore
9.40
自引率
14.30%
发文量
165
审稿时长
>12 weeks
期刊介绍: The ACM Transactions on Information Systems (TOIS) publishes papers on information retrieval (such as search engines, recommender systems) that contain: new principled information retrieval models or algorithms with sound empirical validation; observational, experimental and/or theoretical studies yielding new insights into information retrieval or information seeking; accounts of applications of existing information retrieval techniques that shed light on the strengths and weaknesses of the techniques; formalization of new information retrieval or information seeking tasks and of methods for evaluating the performance on those tasks; development of content (text, image, speech, video, etc) analysis methods to support information retrieval and information seeking; development of computational models of user information preferences and interaction behaviors; creation and analysis of evaluation methodologies for information retrieval and information seeking; or surveys of existing work that propose a significant synthesis. The information retrieval scope of ACM Transactions on Information Systems (TOIS) appeals to industry practitioners for its wealth of creative ideas, and to academic researchers for its descriptions of their colleagues'' work.
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