Application of early warning signs to physiological contexts: a comparison of multivariate indices in patients on long-term hemodialysis

V. Legault, Yi Pu, Els Weinans, Alan A. Cohen
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Abstract

Early warnings signs (EWSs) can anticipate abrupt changes in system state, known as “critical transitions,” by detecting dynamic variations, including increases in variance, autocorrelation (AC), and cross-correlation. Numerous EWSs have been proposed; yet no consensus on which perform best exists. Here, we compared 15 multivariate EWSs in time series of 763 hemodialyzed patients, previously shown to present relevant critical transition dynamics. We calculated five EWSs based on AC, six on variance, one on cross-correlation, and three on AC and variance. We assessed their pairwise correlations, trends before death, and mortality predictive power, alone and in combination. Variance-based EWSs showed stronger correlations (r = 0.663 ± 0.222 vs. 0.170 ± 0.205 for AC-based indices) and a steeper increase before death. Two variance-based EWSs yielded HR95 > 9 (HR95 standing for a scale-invariant metric of hazard ratio), but combining them did not improve the area under the receiver-operating curve (AUC) much compared to using them alone (AUC = 0.798 vs. 0.796 and 0.791). Nevertheless, the AUC reached 0.825 when combining 13 indices. While some indicators did not perform overly well alone, their addition to the best performing EWSs increased the predictive power, suggesting that indices combination captures a broader range of dynamic changes occurring within the system. It is unclear whether this added benefit reflects measurement error of a unified phenomenon or heterogeneity in the nature of signals preceding critical transitions. Finally, the modest predictive performance and weak correlations among some indices call into question their validity, at least in this context.
将预警信号应用于生理环境:比较长期血液透析患者的多变量指数
预警信号(EWS)可以通过检测动态变化,包括方差、自相关性(AC)和交叉相关性的增加,预测系统状态的突然变化,即所谓的 "临界转换"。目前已经提出了许多 EWS,但对于哪种 EWS 性能最好,还没有达成共识。在此,我们对 763 名血液透析患者的时间序列中的 15 个多变量 EWS 进行了比较。我们根据 AC 计算了五个 EWS,根据方差计算了六个,根据交叉相关计算了一个,根据 AC 和方差计算了三个。我们评估了它们的成对相关性、死亡前趋势以及死亡率预测能力,无论是单独使用还是组合使用。以方差为基础的 EWS 显示出更强的相关性(r = 0.663 ± 0.222,而以 AC 为基础的指数为 0.170 ± 0.205),死亡前的趋势也更陡峭。两个基于方差的 EWS 得出的 HR95 > 9(HR95 代表危险比的尺度不变指标),但与单独使用这两个指标相比,将它们结合在一起并没有显著改善接收者工作曲线下面积(AUC)(AUC = 0.798 vs. 0.796 和 0.791)。不过,综合 13 个指标后,AUC 达到了 0.825。虽然有些指标单独使用时表现不佳,但将它们添加到表现最好的 EWS 中,预测能力会有所提高,这表明指数组合能够捕捉到系统内发生的更广泛的动态变化。目前还不清楚这种额外的好处是反映了统一现象的测量误差,还是反映了临界转换前信号性质的异质性。最后,一些指数的预测性能不高且相关性较弱,至少在这种情况下,其有效性值得怀疑。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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