State of Health Estimation for Sustainable Electric Vehicle Batteries Using Temporal-Enhanced Self-Attention Graph Neural Networks

Yixin Zhao, Sara Behdad
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Abstract

Electric vehicles (EVs) have emerged as an environmentally friendly alternative to conventional fuel vehicles. Lithium-ion batteries are the major energy source for EVs, but they degrade under dynamic operating conditions. Accurate estimation of battery state of health (SOH) is important for sustainability as it quantifies battery condition, influences reuse possibilities, and helps alleviate capacity degradation, which finally impacts battery lifespan and energy efficiency. In this paper, a self-attention graph neural network combined with long short-term memory (LSTM) is introduced by focusing on using temporal and spatial dependencies in battery data. The LSTM layer utilizes a sliding window to extract temporal dependencies in the battery health factors. Two different approaches to the graph construction layer are subsequently developed: health factor-based and window-based graph. Each approach emphasizes the interconnections between individual health factors and exploits temporal features in a deeper way, respectively. The self-attention mechanism is used to compute the adjacent weight matrix, which measures the strength of interactions between nodes in the graph. The impact of the two graph structures on the model performance is discussed. The model accuracy and computational cost of the proposed model are compared with the individual LSTM and GRU models.
利用时态增强自注意力图神经网络估算可持续电动汽车电池的健康状况
电动汽车(EV)已成为传统燃油汽车的环保替代品。锂离子电池是电动汽车的主要能源,但它们会在动态运行条件下退化。准确估计电池的健康状况(SOH)对可持续发展非常重要,因为它能量化电池状况,影响再利用的可能性,并有助于缓解容量衰减,最终影响电池寿命和能源效率。本文通过重点利用电池数据中的时间和空间依赖关系,介绍了一种与长短期记忆(LSTM)相结合的自注意图神经网络。LSTM 层利用滑动窗口提取电池健康因素的时间依赖性。随后开发了两种不同的图构建层方法:基于健康因素的图和基于窗口的图。这两种方法分别强调单个健康因素之间的相互联系,并以更深入的方式利用时间特征。自我关注机制用于计算相邻权重矩阵,该矩阵可衡量图中节点之间的交互强度。讨论了两种图结构对模型性能的影响。比较了所提模型与单个 LSTM 和 GRU 模型的模型精度和计算成本。
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