Evaluating the nexus of funding and scientific output in Kazakhstan

Anar Abdikadirova, Lyazzat Sembiyeva, Zharaskhan Temirkhanov, Anatoli I. Popov, Y. Suchikova
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Abstract

This study examines the dynamics and effectiveness of investments in Kazakhstan’s research and development (R&D). The primary aim is to assess the efficiency of scientific research activities in Kazakhstan by analyzing the relationship between R&D investments and scientific outputs across different periods. As a methodological approach, Data Envelopment Analysis (DEA) calculates efficiency indicators by transforming multiple inputs into outputs. Descriptive analysis comprehensively explains trends and patterns in R&D funding, scientific publications, and patent registrations. The results reveal a substantial increase in R&D expenditure. Despite this, the share of domestic R&D expenditures from the gross domestic product (GDP) declined from 0.25% to 0.12%. The analysis also uncovered a significant surge in scientific publications, with Scopus publications increasing from 1,799 to 28,280 and Web of Science publications rising from 1,468 to 20,532 across the study period. However, a contrasting trend was observed in patent registrations, which decreased from 6,968 to 2,612, indicating potential inefficiencies in translating research into innovations. The study concludes that while Kazakhstan has demonstrated notable progress in enhancing research output, the decline in patent registrations relative to the increase in R&D investments underscores the need for strategic initiatives. These should strengthen industry-academia collaboration, enhance innovation infrastructure, and balance incentives for publications and patents, ensuring that R&D investments translate into tangible innovations and contribute effectively to the nation’s socio-economic development.
评估哈萨克斯坦资金与科学产出之间的关系
本研究探讨了哈萨克斯坦研发(R&D)投资的动态和有效性。主要目的是通过分析不同时期研发投资与科研产出之间的关系,评估哈萨克斯坦科研活动的效率。作为一种方法,数据包络分析法(DEA)通过将多种投入转化为产出来计算效率指标。描述性分析全面解释了研发资金、科学出版物和专利注册的趋势和模式。结果显示,研发支出大幅增加。尽管如此,国内研发支出占国内生产总值(GDP)的比重却从 0.25% 下降到 0.12%。分析还发现,科学出版物大幅增加,在整个研究期间,Scopus 出版物从 1,799 种增加到 28,280 种,Web of Science 出版物从 1,468 种增加到 20,532 种。然而,专利注册量却出现了相反的趋势,从 6968 项减少到 2612 项,这表明在将研究成果转化为创新方面可能存在效率低下的问题。研究得出结论,虽然哈萨克斯坦在提高研究成果方面取得了显著进展,但相对于研发投资的增长而言,专利注册量的下降凸显了采取战略举措的必要性。这些举措应加强产学合作,强化创新基础设施,平衡对出版物和专利的激励,确保研发投资转化为实实在在的创新,为国家的社会经济发展做出有效贡献。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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