Rise of Complete Substitutes and Fall of the Origination Clause in the Post-Ratification Era

IF 0.2 Q4 LAW
Daniel J. Smyth
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引用次数: 0

Abstract

Abstract The Constitution’s Origination Clause requires the House of Representatives, the chamber considered closest to the people, to originate all bills for raising revenue. This clause allows Senate amendments to these bills. However, may Senate amendments completely replace House revenue bills with new revenue bills, as occurred with the Affordable Care Act of 2010? My previous research argued the original public meaning of amendment—how a “reasonable speaker of English” would have understood that word in the founding era—disallows complete substitutes. Historical legal arguments justifying the Senate’s complete substitutes rely on quotes from Thomas Jefferson’s important Manual of Parliamentary Practice (1801) saying, for example, “[a] new bill may be ingrafted by way of amendment on the words ‘Be it enacted[.]’” These arguments also cite examples of complete substitutes in Congress from the mid-to-late 1800s, particularly the Senate’s attempted substitute to a House revenue bill in 1872. But no previous research has examined congressional amendment practice during the important post-ratification period of 1789 to 1799 (First through Fifth Congresses), which represents the republic’s first decade and which can be the most suggestive of original meaning. This article tracks the rise of Congress’ complete substitutes—whether to revenue or other legislation—during the first decade and even until 1805. Throughout the entire period under examination, the Senate made no complete substitutes to House revenue bills. The first actual complete substitute to any legislation occurred to a Senate resolution in 1800 when Jefferson was that chamber’s presiding officer, and this episode obviously occurred after the first decade. There was thus no trace of any accepted, let alone consistent, practice of complete substitution in the earliest Congresses. Accordingly, the post-ratification history of amendment practice confirms the original meaning of amendment and indicates Jefferson’s quotes and the historical legal arguments lack a significant foundation in originalism. Later Senate practice as in 1872 allowing complete substitutes to House revenue bills, which Jefferson surely enabled, disregarded the original meaning of amendment in the Origination Clause. But perhaps—given this article’s findings—this original meaning will return to prominence.
后批准时代完全替代条款的兴起和起源条款的衰落
摘要 《宪法》的 "起源条款 "要求众议院--被认为最接近人民的议院--发起所有增加收入的法案。该条款允许参议院对这些法案进行修正。然而,参议院的修正案能否像 2010 年的《平价医疗法案》那样,用新的税收法案完全取代众议院的税收法案?我之前的研究认为,修正案最初的公共含义--即 "讲英语的人 "在建国时期对该词的理解--不允许完全替换。历史上为参议院完全替代法案辩护的法律论据依赖于托马斯-杰斐逊(Thomas Jefferson)重要的《议会实践手册》(1801 年)中的引文,例如,"[一项]新法案可以通过修正案的方式植入'Be it enacted[]'一词"。这些论点还引用了 19 世纪中后期国会中完全替代法案的例子,尤其是参议院在 1872 年试图替代众议院的税收法案。但以前的研究从未考察过 1789 年至 1799 年国会批准后这一重要时期(第一届至第五届国会)的国会修正案实践,而这一时期代表了共和国的第一个十年,也是最能体现原意的时期。本文追踪了国会在第一个十年甚至直到 1805 年期间完全替代税收或其他立法的情况。在整个研究期间,参议院没有对众议院的税收法案进行完全替代。1800 年,当杰斐逊担任参议院议长时,参议院的一项决议首次被完全取代,而这一事件显然发生在第一个十年之后。因此,在最早的国会中,完全替代的做法没有任何被接受的痕迹,更不用说一贯的做法了。因此,修正案批准后的历史实践证实了修正案的原意,表明杰斐逊的引文和历史法律论据缺乏原意主义的重要基础。后来参议院在 1872 年允许完全替代众议院收入法案的做法(杰斐逊肯定促成了这一做法)无视了起源条款中修正案的原始含义。但鉴于本文的研究结果,或许这一本义将重新受到重视。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
CiteScore
0.10
自引率
0.00%
发文量
6
审稿时长
18 weeks
期刊介绍: The British Journal of American Legal Studies is a scholarly journal which publishes articles of interest to the Anglo-American legal community. Submissions are invited from academics and practitioners on both sides of the Atlantic on all aspects of constitutional law having relevance to the United States, including human rights, legal and political theory, socio-legal studies and legal history. International, comparative and interdisciplinary perspectives are particularly welcome. All submissions will be peer-refereed through anonymous referee processes.
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