Collective Regret and Guilt and Heroic Agency: A Pro-Existential Approach

IF 0.2 4区 哲学 N/A PHILOSOPHY
Pluralist Pub Date : 2023-10-01 DOI:10.5406/19446489.18.3.04
Ionut Untea
{"title":"Collective Regret and Guilt and Heroic Agency: A Pro-Existential Approach","authors":"Ionut Untea","doi":"10.5406/19446489.18.3.04","DOIUrl":null,"url":null,"abstract":"Studies in social psychology point out that feelings of guilt are more likely than feelings of regret to occur in an interpersonal context (Wagner et al. 1) marked by “interpersonal harm,” or harm done to others (Berndsen et al. 55, 66). In keeping with these studies, in social ontology, regret seems to involve an evaluation of the kind of wrongdoing that is out of someone's control (Konzelmann Ziv 488), while the feeling of guilt implies the self-attribution of blame over something that is connected, even in a loose manner, to a blameworthy action (Gilbert, “Group Wrongs” 65, 66n3).In order to advance the argument of the reasonableness of a person's feeling of guilt if that person is part of a group that has acted wrongfully, Margaret Gilbert distinguishes between feelings of personal guilt and feelings of collective guilt (“Group Wrongs” 76), with the latter still impacting on the individual feelings of guilt. From this point of view, a person may be “personally guiltless,” but can still reasonably feel guilt if that person's group behaves in a morally unacceptable way (“Group Wrongs” 66). By distinguishing between personal and collective guilt, Gilbert intends to give an “intelligible” dimension to what she calls Jaspers's “dilemma” (“Collective Guilt” 135, 136). She emphasizes Karl Jaspers's hesitation in categorizing his own feeling of guilt for what his people have done: “There is a way that he ‘cannot help feeling’ which is ‘rationally refutable’” (Gilbert “Collective Guilt” 135; Jaspers 74). As a philosopher, Gilbert argues, Jaspers finds this existential dilemma “extremely problematic” (“Collective Guilt” 135). Nonetheless, Gilbert also concedes that these two types of guilt may be difficult to distinguish in regard to their “phenomenological conditions” at the level of the “pangs and twinges” experienced by each person, but rather on the basis of the “judgment or thought” involved with that feeling (“Collective Guilt” 135).Gilbert argues that “it is indeed intelligible for group members to feel guilt over the action in question” by virtue of what she calls a “foundational joint commitment,” which brings together a number of people to “intend as a body” to carry out certain actions (“Collective Guilt” 136). Although not committed to the goal of showing the intelligibility of the feeling of membership guilt as is Gilbert, I favor the acceptance of a kind of reasonableness of such a feeling, even when it conserves its “rationally refutable” character. This even applies when membership guilt may not so easily be distinguished from personal guilt. Gilbert sees joint commitment as “authority-creating,” in the sense that “a person or body” may become “authorized” to apply the collective intention to the concrete settings. This is realized by making decisions for the entire group, thus bringing the collective intention into effect (“Collective Guilt” 136). This joint commitment becomes binding for individual members of the group since once they commit themselves to the group's intention, “they are not in a position unilaterally to change the collective's mind.” This does not apply in situations when “they may do so by mutual consent” (“Collective Guilt” 127). What I find concerning about Gilbert's involvement of the argument of the “authority-creating” (“Collective Guilt” 136) joint commitment within the dimension of membership guilt is precisely that it discourages any contestation of the authority that decides the content of the collective intention, unless this is done by “mutual consent” (“Collective Guilt” 127). This makes the members of the collective rather passive, and unwilling to challenge the authority generated through their participation in the joint commitment.This reluctance of the members of a collective body to challenge the authority that gives content to their collective intention can easily be identified in history and in the contemporary landscapes of political authority, especially in countries led continuously for decades by authoritarian leaders. In spite of the oppressive character of their leadership, these are very rarely contested, and then only by sporadic voices who fail to generate a coherent long-term commitment from other group members. In this sense, Gilbert's argument assumes that the group's “mind” can be changed only when those sporadic voices gain enough traction to generate a general “mutual consent” to deprive of authority a specific person or group in power, and to generate a new authority to replace the old one (“Collective Guilt” 127). Nonetheless, Gilbert does not focus on the transition from the passivity of the group members to the active mutual agreement to change their ruling authority, but simply suggests that this does occur. Indeed, she leaves this aspect to the contingencies of societies in specific geographic, cultural, and political contexts. Moreover, when this event does occur and the members change their authority, it remains “intelligible” that they should also feel guilty for what the previous person or group in power has done in the name of the entire community.Gilbert's argument overlooks the element that initiates the change of attitudes of those submitting themselves to the decisions of the authority that they have previously collectively established and are continuously confirming through their continued submissive behaviors. This element may metaphorically be identified as a spark firing up the entire community toward active, mutual agreement to bring change. The irrational element plays an essential role in the occurrence of this spark, both at the individual level and in the way it influences public opinion. However, while its occurrence is highly unpredictable, it is less contingent on external factors than on personal attitudes defying the “intelligible” structure of the social fabric. Such a personal attitude may be illustrated by something that might seem for most of the group members as an irrational behavior. Even so, once this attitude manifests itself in morally exemplary actions, the established rationality of the social setting applauded by the majority is brought to shame.That said, despite its irrational allure, this “controversial” (Konzelmann Ziv 488) or “rationally refutable” feeling (Gilbert, “Collective Guilt” 135; Jaspers 74) might prove itself to be a source of moral renewal for a society. In many countries around the world, there have always been silent majorities who did not share their government's thirst for glory, revenge, and persecution, but who felt powerless to stop what they clearly saw as utterly wrong and felt sincere regret for the treatments inflicted upon those populations considered inferior to their group. As I will argue throughout the essay, those silent—or perhaps dormant—majorities that retreated into complacent attitudes regarding the way things are in their society need the kind of spark that could set alight the entire social structure, consume the old rusty customs, and remold the authority chains of mutual dependence, thus maintaining not only the institutional but also the moral coherence of the collective body.What I call a “spark” is a metaphorical way of talking about the psychological dynamism transferred from one or several personalities to the entire community by virtue of their capacity to influence the community's “mind.” This dynamism instantly transforms the passivity of the way things are into a collective outcry about the social injustice, which until then had failed to impress the majority population. I will argue throughout the essay that this instant change of mind within the community is less likely to emerge out of feelings of regret, and even out of social shaming. The existentialist perspective adopted in this essay will emphasize the connection between the “rationally refutable” guilt feeling and a special kind of responsibility for the coherent ontology of the individual's group or community. This is a responsibility to contribute to or maintain the collective life without looking primarily to one's own self-interest or personal gain. It is a responsibility for the existence of the other, an existentialist stance that cultivates what Shannon Sullivan calls one's “active thriving,” which is “intimately linked to the active thriving of others” (148) and for which I coin the term pro-existence.In contrast with co-existence, pro-existential attitudes lead people down the path of caring for or feeling responsible for the lives of others in multiple ways. The aspect I emphasize in this essay is the courage to feel guilt for others on one hand, in the sense of not feeling morally good if others are suffering and, on the other hand, in the sense of allowing oneself to feel guilt in other people's place, for the sake of righteousness. This occurs in contexts where social healing cannot happen because there is nobody, or too few, willing to accept guilt. My argument on pro-existence that is developed in this essay mainly emphasizes the existentialist and—to a lesser degree—the theological sources of thinking about the experience of guilt. It is meant to distinguish a more positive reading of guilt from its negative perception, not only in the general discussion about the “rationally refutable” character of guilt, but also in the contemporary distortion of guilt through its sectarian reading as “white guilt.” Also adopting the criticism of the Redneck Manifesto, which I read in an existentialist perspective in order to bring it closer to Jaspers's dilemma on guilt, I argue that the localization of guilt within one segment of society, namely middle-class white males, goes against what “white guilt” is meant to generate: solidarity throughout society, irrespective of skin color, religion, or historical experience.A pro-existential reading of the task of embracing guilt for the other's happiness, in the place of those others who would not—or do not know they should—accept guilt, de-localizes guilt. This may be done without relativizing it, hence prompting members of the society to reflect upon and engage in activism for social justice, by renouncing self-centeredness and the agonistic ambition to prove the other wrong. This attitude creates the opportunity for the kind of engagement that can be called heroic. Heroic agency does away with simple pride for collective glory, which only highlights segments of one's past and leads to contrastive—and potentially antagonistic—readings of the past by members of different communities that make up the ontology of the larger social body.The absence of “mutual consent” (Gilbert, “Collective Guilt” 127) influences the member of society to adopt a passive attitude regarding collective feelings of guilt and regret. This can translate into finding one's current social settings as the most comfortable (given the potential challenges and risks associated with changing them) and in making the confusion between regret and guilt. This may be illustrated, for instance, by considering Anita Konzelmann Ziv's observation that “subjects experiencing regret usually feel a kind of distance to their regret's content that subjects experiencing guilt do not feel” (476). It means that once the individual realizes that mutual consent to bring about a regime change without impacting on one's own safety or well-being cannot reasonably be achieved, then the impression that the collective's mind cannot be changed may lead to a gradual confusion, and ultimate replacement, of guilt with regret. Having moved toward a predominantly regretful attitude, such individuals will become less and less willing to see themselves as sharing responsibility for a state of affairs that is maintained by the social system and that may be favorable to them but hurtful to some people or groups that are part of the same social body. Having talked about regret as a feeling regarding a “wrongdoing that is out of one's control,” Konzelmann Ziv appreciates that there is “no question whether it is appropriate” for her “to feel regret” for a certain decision of her country's government “while the appropriateness of my feeling guilt for it could be controversial” (488). It could be controversial indeed to feel guilt, especially when it might be almost impossible to assess one's potential contribution to the effort of reversing the government's decision.In considering Konzelmann Ziv's argument about regret, I do not intend to argue that regret completely lacks moral strength in motivating individuals to restore a state of affairs or find opportunities for apology and reconciliation. Indeed, as Konzelmann Ziv argues, “[t]he fact that moral regret is a more ‘distanced’ feeling than guilt does not imply that its motivational force is weak” (490). I do not intend to argue that a “motivational force” is not involved in the feeling of regret, and in many cases, it is manifested collectively, as Konzelmann Ziv puts it, in an “efficient” way (491). This may happen especially when collective participation is encouraged by public policies. In other words, when the goal of reconciliation is part of what has been termed “the politics of regret,” understood to be the sum of policies promoted within a political community and supporting restorative actions and intergroup opening and reconciliation (Olick 14, 128), the expression of regret may be indeed efficient and necessary.The question remains open whether this kind of feeling may also be considered sufficient by those individuals or populations who have directly been hurt, or their descendants. I suspect that it all depends on the way the policies regarding the expression of collective regret are conducted and implemented. The focus of this essay is not that dimension of the official expression of regret and implementation of specific policies in contexts which welcome reconciliation and reparations, but rather the insufficiency of feelings of regret to motivate the transition from the member's passive submission to those in power, to the public contestation of government decisions, and mutual agreement to divest the government of their authority. If put into practice, the political engagement of the subjects of the feelings of regret could be very risky, given that those who have authority ceded to them by their subjects also enjoy the power to conserve it, which they can use despite any loss of legitimacy.In these cases, while personal regret may still keep its motivational force, this force cannot be expressed as long as there is a doubt among the subjects about whether their action will make a difference regarding the orientation of the collective mind-set. In the long term, as those in power consolidate their influence in the institutional and customary ties of the collectivity, the individual's mere doubt will develop into a strong rational conviction about “the subject's lack of influence in the wrongdoing” perpetrated by the leader(s) (Konzelmann Ziv 490). All that remains is to be grateful to the leader for those actions that are still serving the overall goal of collective benefit and protection, while keeping critical voices at the level of private murmuring. Additional feelings of awe for the projects of the ruler presented as great achievements on the road of conquering glory among other nations, or fear and anxiety for loss of social status, property, loved ones, or one's own body may contribute to making the motivational force of moral regret appear as simply irrational.In the context of a collective reluctance to oppose the status quo, even when it is unfavorable to one's own place within the social body and eventually to the collectivity as a whole, and given the apparent irrationality of contestation, the members of the social body are on the path to committing what is known as the “naturalistic fallacy.” This fallacy of judgment has been described as “any leap in reasoning in which one deduces an ought,” that is, the “assumption regarding the way things should be,” from “an is,” the mere observation of “the way things are” (Kay et al. 431). If the status quo is unfair to many, they might accept it as being based on the rationality of a higher collective intention to which they are irremediably connected, and whose content is given by those invested with authority and power. Moreover, the motivational force of regret for others, and even for their own situation, is weakened by the fact that the current system makes the social wheels turn and the giant collective body move, which is something that may be overwhelming for an individual or a small group.This may not mean that the motivational force of the feeling of moral regret disappears completely, but simply that the spark to ignite the dormant moral discontents in everybody is missing. This spark can only appear when a person or a small group does something considered to be irrational, a highly risky act that brings potentially dreadful consequences to them and their friends and families. Nonetheless, once this act becomes known to the rest of the members of the group, it confronts—and brings shame upon—the kind of reasoning that appeared so firmly established in the minds of the majority. This kind of an apparently irrational gesture impacts upon the collective's purportedly rational appreciation of the way things are by awakening the moral feeling that something is deeply wrong about the established way of life that requires the sacrifice of a few for the benefit of many and, furthermore, the unfairness toward many for the comfort of a few. This new situation awakens the moral feeling of collective regret and widens it toward the more intuitive, and shocking, dynamics of guilt. The dynamism of guilt affects those who realize that by their lack of motivation toward action, they have tolerated, encouraged, and legitimized collective customs and institutions for far too long. These have generated unimaginable pain and suffering for those perceived as too different, such as ethnic, sexual, religious minority, aboriginal, or non-white communities: in short, all those deemed unessential pieces in the building of the collective edifice imagined by those in power.The collective need for glory among other nations has largely contributed to the members turning a blind eye to the social injustices committed by their regimes. As Peter Forrest suggests, the exact opposite of the feeling of glory is guilt (145). Whether or not this suggestion is correct, the argument of glory has been indeed used by authoritarian leaders to influence the members of the collective body to overlook questions of personal and collective guilt regarding the marginalization or overt persecution of some members of their society as a price for collective glory. Set against the attitude of adopting the quest for glory as a tool to avoid guilt, I will suggest that a clearer and more impressive glory can be displayed among nations by the collective embracing of the feeling of guilt, and the resulting responsibility. It does not mean that guilt is to be embraced as simply an irrational and potentially dangerous feeling for one's well-being, but in conjunction with the collective responsibility for wrongful actions, past and present. This collective responsibility nurtured by the feeling of guilt that determines “the emotional subject to be involved as responsible agent in the emotion's content” (Konzelmann Ziv 476) is nevertheless set ablaze by the spark that changes the mind-set of the entire community. This spark is the irrational but highly desirable act of heroism.To expand on the transforming power of heroic acts on members’ collective guilt, which transforms a negative to a positive feeling meant to generate, rather than discourage, cooperation and mutual agreement over previous misdeeds, I will briefly critically discuss and develop Gilbert's example of “the commander of a small battalion of soldiers” who “orders the battalion to destroy a certain village along with its inhabitants” (“Collective Guilt” 132). Gilbert's example is meant to illustrate her critique to the aggregative account of collective guilt, according to which collective guilt feelings are nothing more than the personal feelings of guilt of those who make up a certain group that acted in a bad way (“Collective Guilt” 130). In response to this account, Gilbert argues that “we cannot expect all of the members” of the group to feel personal guilt when a group does something wrong, as the aggregative account would suppose, but that at the same time, “it is not obvious that a collective feeling of guilt is ruled out” (“Collective Guilt” 132). She points out that one member of the group may pretend “to have a bad knee” to avoid taking part in the action, another really has an accident and cannot participate, while another one “pretends to be taking part in the carnage but in fact tries to help the villagers escape with some of their belongings” (“Collective Guilt” 132). Other cases may be considered, since Gilbert adds “and so on,” which gives me the opportunity to expand on this example by adding another case.Gilbert's point seems to be that the reason of collective guilt is not based on the members’ feelings of guilt for their actual participation in the carnage, but on another kind of members’ guilt, coming from the fact that “each member is party to a joint commitment that created the relevant collective intention and subsequent action” (“Collective Guilt” 133). Although Gilbert's suggestion of the dimension of joint commitment tying together both those who acted according to the commander's order and those who escaped it seems an “intelligible” way (“Collective Guilt” 136) to deal with the “rationally refutable” (Jaspers 74) feeling of collective guilt, it still generates confusion over the different kinds of guilt the members of a group are supposed to be feeling. Gilbert seems not to be bothered too much by this ambiguity, since, as mentioned, at the level of their “pangs and twinges,” the two feelings may be indistinguishable (“Collective Guilt” 119). While Gilbert argues strongly for the impossibility of distinguishing between the “pangs” of membership guilt and those of personal guilt, the problem is that this kind of reading generates the impression that “a pang is a pang is a pang” (“Collective Guilt” 141), which inadvertently suggests that any feeling of guilt does nothing more than generate a serious psychological discomfort in those experiencing it. My rereading of Gilbert's example will show that there is much more than a “pang” related to the feeling of guilt. While the “phenomenological” dimension of guilt tends to be depicted in negative terms, I will show that the experience of the feeling contains the potential for personal and collective moral change, which is something that has been ignored by those seeing guilt as something merely irrational, or a burden of the conscience.According to the cases proposed by Gilbert, of those who did not want, or were unable to, participate in the wrongdoing of the group, it may be observed that there may be different qualitative experiences of guilt, even though in principle the phenomenon of guilt may be the same in all cases. For instance, the kind of experience of guilt by those who actively participated in the destruction of the village is qualitatively different from the experience of guilt of the one who at the time intended to participate with the others but was kept out of the action by reasons independent of his will. In this case, if Gilbert supposes that all those who did participate in the wrongdoing might reasonably subsequently feel personal guilt, then it would be too simplistic to suppose that the one who wanted to but failed to participate experiences collective guilt through his general joint commitment to the group intention rather than through his remorse for the actions he intended to accomplish himself. There is already in this case a qualitative distinction between the experience of guilt by the actual perpetrators, and the experience of guilt of those who, at the time, aspired to be among the perpetrators but, for reasons external to their intention, failed to fulfill their wish. Although the feeling is still a “pang” of guilt, there is a clear difference between feeling guilt for an accomplished plan and feeling guilt for intending to carry on a plan that might have generated a lot of damage to innocent people. Moreover, it would be improper to say that because the plan failed, it would be unreasonable for the would-be perpetrator to feel personal guilt.The case of the one who pretended to have “a bad knee” may indeed point primarily to the feeling of collective guilt simply by virtue of his joint commitment to the group intention. After all, he did not challenge the order of the commander openly, which still makes him a participant in the joint commitment, even if he did not personally injure anybody in that village. Even so, the kind of guilt that affects him may not only come from his joint commitment, but also from his understanding that he did nothing to break this joint commitment. In this case, if those who became the actual perpetrators might feel guilt for burning the village, the person who pretended to be injured might also feel guilty for not having done anything to stop them, even if he accepts that only his isolated action could not have changed the group's “mind” or intention. More simply put, he might consider himself a coward for not having done something to stop the others, and this is another aspect of the experience of guilt that is overlooked by the exclusive focus on joint commitment.Finally, in Gilbert's example, there is the case of the one who pretended to take part in the wrongdoing but who actually helped some, but not all, people to escape. It is “intelligible” that this person will also feel collective guilt by virtue of his joint commitment, especially because he reconfirmed his public commitment to the group intention by actually giving the impression of participation in the carnage. Nonetheless, his choice to mimic participation in the wrongdoing does not completely exonerate him of the feeling of personal guilt. In order to understand this case better, I will add another case, which is not discussed by Gilbert, perhaps because of her argument that an isolated and uncoordinated action has little chance of changing the group's intention. Suppose that, upon hearing the command, one of the soldiers of the battalion steps forward and challenges the commander's order by clearly exposing, in front of everybody, the moral reasons and feelings according to which the action of the group is utterly wrong. This infuriates the commander, who takes out his revolver and shoots him on the spot. Or, in a milder version of the story, he is incarcerated for disobeying an order.It can be argued that this apparently irrational action of the soldier, to speak up against the wrongful command, endangered the safety of the person who challenged the authority of the one officially entitled to give content to the group intention, and did nothing to change the content of this intention. This supposition is not correct. If the gesture of the challenger did not effectively change the content of the intention, it did change several things. Firstly, it openly showed that the authority of the one who makes the decision can be challenged. From this point of view, the choice of the commander to shoot the contender may reveal exactly what the commander was afraid of: his weakness, and his intention to discourage the soldiers from further contestations, although this may not work the next time. Also, the apparently unreasonable gesture of the soldier suggested that all that is needed is a few more soldiers to oppose the commander, so that his authority may seriously be questioned by the other soldiers to whom the commander had seemed omnipotent. Moreover, it potentially awakened second thoughts in the minds of the soldiers: it can reasonably be supposed that this gesture of irrational courage prompted the one who did not want to participate in the wrongdoing to invoke an injury to his knee, or encouraged the one who feigned participation to save some of the villagers. This is a pro-existential gesture, which endangered the challenger's own situation, but was aimed at awakening the moral conscience of others.Coming back to the one who mimicked involvement in the wrongdoing, it can be argued that his gesture did nothing to stop the collective “mind,” or intention, but rather confirmed it. Had he made a step forward together with the one who chose to openly challenge the authority of the commander, then potentially the one who pretended to have a bad knee might have stepped forward, too, and so on, generating a domino effect that would have undermined the authority of the commander and would have prevented the taking of so many innocent lives. The fact that he chose to save some of the victims is still morally laudable, and his gesture may be considered courageous, too, and even heroic, especially because he potentially faced the possibility of being discovered, but this does not mean that, in this case, he cannot feel personally guilty. His guilt comes from the fact that he did not embrace a fully pro-existential attitude to risk everything to save the lives of the villagers and to awaken the moral consciousness of his fellow soldiers. Indeed, this person does not feel guilty for the evil he did not do, but for the good he chose not to do, given his reluctance to openly challenge the authority of the commander. This is another kind of guilt that the exclusive focus on collective guilt by joint commitment might overlook. All these dimensions of the feeling of guilt, not for the evil perpetrated, but for the vocation of the moral duty to do good, point toward the great potential for collective moral chang","PeriodicalId":42609,"journal":{"name":"Pluralist","volume":null,"pages":null},"PeriodicalIF":0.2000,"publicationDate":"2023-10-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Pluralist","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.5406/19446489.18.3.04","RegionNum":4,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"N/A","JCRName":"PHILOSOPHY","Score":null,"Total":0}
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Abstract

Studies in social psychology point out that feelings of guilt are more likely than feelings of regret to occur in an interpersonal context (Wagner et al. 1) marked by “interpersonal harm,” or harm done to others (Berndsen et al. 55, 66). In keeping with these studies, in social ontology, regret seems to involve an evaluation of the kind of wrongdoing that is out of someone's control (Konzelmann Ziv 488), while the feeling of guilt implies the self-attribution of blame over something that is connected, even in a loose manner, to a blameworthy action (Gilbert, “Group Wrongs” 65, 66n3).In order to advance the argument of the reasonableness of a person's feeling of guilt if that person is part of a group that has acted wrongfully, Margaret Gilbert distinguishes between feelings of personal guilt and feelings of collective guilt (“Group Wrongs” 76), with the latter still impacting on the individual feelings of guilt. From this point of view, a person may be “personally guiltless,” but can still reasonably feel guilt if that person's group behaves in a morally unacceptable way (“Group Wrongs” 66). By distinguishing between personal and collective guilt, Gilbert intends to give an “intelligible” dimension to what she calls Jaspers's “dilemma” (“Collective Guilt” 135, 136). She emphasizes Karl Jaspers's hesitation in categorizing his own feeling of guilt for what his people have done: “There is a way that he ‘cannot help feeling’ which is ‘rationally refutable’” (Gilbert “Collective Guilt” 135; Jaspers 74). As a philosopher, Gilbert argues, Jaspers finds this existential dilemma “extremely problematic” (“Collective Guilt” 135). Nonetheless, Gilbert also concedes that these two types of guilt may be difficult to distinguish in regard to their “phenomenological conditions” at the level of the “pangs and twinges” experienced by each person, but rather on the basis of the “judgment or thought” involved with that feeling (“Collective Guilt” 135).Gilbert argues that “it is indeed intelligible for group members to feel guilt over the action in question” by virtue of what she calls a “foundational joint commitment,” which brings together a number of people to “intend as a body” to carry out certain actions (“Collective Guilt” 136). Although not committed to the goal of showing the intelligibility of the feeling of membership guilt as is Gilbert, I favor the acceptance of a kind of reasonableness of such a feeling, even when it conserves its “rationally refutable” character. This even applies when membership guilt may not so easily be distinguished from personal guilt. Gilbert sees joint commitment as “authority-creating,” in the sense that “a person or body” may become “authorized” to apply the collective intention to the concrete settings. This is realized by making decisions for the entire group, thus bringing the collective intention into effect (“Collective Guilt” 136). This joint commitment becomes binding for individual members of the group since once they commit themselves to the group's intention, “they are not in a position unilaterally to change the collective's mind.” This does not apply in situations when “they may do so by mutual consent” (“Collective Guilt” 127). What I find concerning about Gilbert's involvement of the argument of the “authority-creating” (“Collective Guilt” 136) joint commitment within the dimension of membership guilt is precisely that it discourages any contestation of the authority that decides the content of the collective intention, unless this is done by “mutual consent” (“Collective Guilt” 127). This makes the members of the collective rather passive, and unwilling to challenge the authority generated through their participation in the joint commitment.This reluctance of the members of a collective body to challenge the authority that gives content to their collective intention can easily be identified in history and in the contemporary landscapes of political authority, especially in countries led continuously for decades by authoritarian leaders. In spite of the oppressive character of their leadership, these are very rarely contested, and then only by sporadic voices who fail to generate a coherent long-term commitment from other group members. In this sense, Gilbert's argument assumes that the group's “mind” can be changed only when those sporadic voices gain enough traction to generate a general “mutual consent” to deprive of authority a specific person or group in power, and to generate a new authority to replace the old one (“Collective Guilt” 127). Nonetheless, Gilbert does not focus on the transition from the passivity of the group members to the active mutual agreement to change their ruling authority, but simply suggests that this does occur. Indeed, she leaves this aspect to the contingencies of societies in specific geographic, cultural, and political contexts. Moreover, when this event does occur and the members change their authority, it remains “intelligible” that they should also feel guilty for what the previous person or group in power has done in the name of the entire community.Gilbert's argument overlooks the element that initiates the change of attitudes of those submitting themselves to the decisions of the authority that they have previously collectively established and are continuously confirming through their continued submissive behaviors. This element may metaphorically be identified as a spark firing up the entire community toward active, mutual agreement to bring change. The irrational element plays an essential role in the occurrence of this spark, both at the individual level and in the way it influences public opinion. However, while its occurrence is highly unpredictable, it is less contingent on external factors than on personal attitudes defying the “intelligible” structure of the social fabric. Such a personal attitude may be illustrated by something that might seem for most of the group members as an irrational behavior. Even so, once this attitude manifests itself in morally exemplary actions, the established rationality of the social setting applauded by the majority is brought to shame.That said, despite its irrational allure, this “controversial” (Konzelmann Ziv 488) or “rationally refutable” feeling (Gilbert, “Collective Guilt” 135; Jaspers 74) might prove itself to be a source of moral renewal for a society. In many countries around the world, there have always been silent majorities who did not share their government's thirst for glory, revenge, and persecution, but who felt powerless to stop what they clearly saw as utterly wrong and felt sincere regret for the treatments inflicted upon those populations considered inferior to their group. As I will argue throughout the essay, those silent—or perhaps dormant—majorities that retreated into complacent attitudes regarding the way things are in their society need the kind of spark that could set alight the entire social structure, consume the old rusty customs, and remold the authority chains of mutual dependence, thus maintaining not only the institutional but also the moral coherence of the collective body.What I call a “spark” is a metaphorical way of talking about the psychological dynamism transferred from one or several personalities to the entire community by virtue of their capacity to influence the community's “mind.” This dynamism instantly transforms the passivity of the way things are into a collective outcry about the social injustice, which until then had failed to impress the majority population. I will argue throughout the essay that this instant change of mind within the community is less likely to emerge out of feelings of regret, and even out of social shaming. The existentialist perspective adopted in this essay will emphasize the connection between the “rationally refutable” guilt feeling and a special kind of responsibility for the coherent ontology of the individual's group or community. This is a responsibility to contribute to or maintain the collective life without looking primarily to one's own self-interest or personal gain. It is a responsibility for the existence of the other, an existentialist stance that cultivates what Shannon Sullivan calls one's “active thriving,” which is “intimately linked to the active thriving of others” (148) and for which I coin the term pro-existence.In contrast with co-existence, pro-existential attitudes lead people down the path of caring for or feeling responsible for the lives of others in multiple ways. The aspect I emphasize in this essay is the courage to feel guilt for others on one hand, in the sense of not feeling morally good if others are suffering and, on the other hand, in the sense of allowing oneself to feel guilt in other people's place, for the sake of righteousness. This occurs in contexts where social healing cannot happen because there is nobody, or too few, willing to accept guilt. My argument on pro-existence that is developed in this essay mainly emphasizes the existentialist and—to a lesser degree—the theological sources of thinking about the experience of guilt. It is meant to distinguish a more positive reading of guilt from its negative perception, not only in the general discussion about the “rationally refutable” character of guilt, but also in the contemporary distortion of guilt through its sectarian reading as “white guilt.” Also adopting the criticism of the Redneck Manifesto, which I read in an existentialist perspective in order to bring it closer to Jaspers's dilemma on guilt, I argue that the localization of guilt within one segment of society, namely middle-class white males, goes against what “white guilt” is meant to generate: solidarity throughout society, irrespective of skin color, religion, or historical experience.A pro-existential reading of the task of embracing guilt for the other's happiness, in the place of those others who would not—or do not know they should—accept guilt, de-localizes guilt. This may be done without relativizing it, hence prompting members of the society to reflect upon and engage in activism for social justice, by renouncing self-centeredness and the agonistic ambition to prove the other wrong. This attitude creates the opportunity for the kind of engagement that can be called heroic. Heroic agency does away with simple pride for collective glory, which only highlights segments of one's past and leads to contrastive—and potentially antagonistic—readings of the past by members of different communities that make up the ontology of the larger social body.The absence of “mutual consent” (Gilbert, “Collective Guilt” 127) influences the member of society to adopt a passive attitude regarding collective feelings of guilt and regret. This can translate into finding one's current social settings as the most comfortable (given the potential challenges and risks associated with changing them) and in making the confusion between regret and guilt. This may be illustrated, for instance, by considering Anita Konzelmann Ziv's observation that “subjects experiencing regret usually feel a kind of distance to their regret's content that subjects experiencing guilt do not feel” (476). It means that once the individual realizes that mutual consent to bring about a regime change without impacting on one's own safety or well-being cannot reasonably be achieved, then the impression that the collective's mind cannot be changed may lead to a gradual confusion, and ultimate replacement, of guilt with regret. Having moved toward a predominantly regretful attitude, such individuals will become less and less willing to see themselves as sharing responsibility for a state of affairs that is maintained by the social system and that may be favorable to them but hurtful to some people or groups that are part of the same social body. Having talked about regret as a feeling regarding a “wrongdoing that is out of one's control,” Konzelmann Ziv appreciates that there is “no question whether it is appropriate” for her “to feel regret” for a certain decision of her country's government “while the appropriateness of my feeling guilt for it could be controversial” (488). It could be controversial indeed to feel guilt, especially when it might be almost impossible to assess one's potential contribution to the effort of reversing the government's decision.In considering Konzelmann Ziv's argument about regret, I do not intend to argue that regret completely lacks moral strength in motivating individuals to restore a state of affairs or find opportunities for apology and reconciliation. Indeed, as Konzelmann Ziv argues, “[t]he fact that moral regret is a more ‘distanced’ feeling than guilt does not imply that its motivational force is weak” (490). I do not intend to argue that a “motivational force” is not involved in the feeling of regret, and in many cases, it is manifested collectively, as Konzelmann Ziv puts it, in an “efficient” way (491). This may happen especially when collective participation is encouraged by public policies. In other words, when the goal of reconciliation is part of what has been termed “the politics of regret,” understood to be the sum of policies promoted within a political community and supporting restorative actions and intergroup opening and reconciliation (Olick 14, 128), the expression of regret may be indeed efficient and necessary.The question remains open whether this kind of feeling may also be considered sufficient by those individuals or populations who have directly been hurt, or their descendants. I suspect that it all depends on the way the policies regarding the expression of collective regret are conducted and implemented. The focus of this essay is not that dimension of the official expression of regret and implementation of specific policies in contexts which welcome reconciliation and reparations, but rather the insufficiency of feelings of regret to motivate the transition from the member's passive submission to those in power, to the public contestation of government decisions, and mutual agreement to divest the government of their authority. If put into practice, the political engagement of the subjects of the feelings of regret could be very risky, given that those who have authority ceded to them by their subjects also enjoy the power to conserve it, which they can use despite any loss of legitimacy.In these cases, while personal regret may still keep its motivational force, this force cannot be expressed as long as there is a doubt among the subjects about whether their action will make a difference regarding the orientation of the collective mind-set. In the long term, as those in power consolidate their influence in the institutional and customary ties of the collectivity, the individual's mere doubt will develop into a strong rational conviction about “the subject's lack of influence in the wrongdoing” perpetrated by the leader(s) (Konzelmann Ziv 490). All that remains is to be grateful to the leader for those actions that are still serving the overall goal of collective benefit and protection, while keeping critical voices at the level of private murmuring. Additional feelings of awe for the projects of the ruler presented as great achievements on the road of conquering glory among other nations, or fear and anxiety for loss of social status, property, loved ones, or one's own body may contribute to making the motivational force of moral regret appear as simply irrational.In the context of a collective reluctance to oppose the status quo, even when it is unfavorable to one's own place within the social body and eventually to the collectivity as a whole, and given the apparent irrationality of contestation, the members of the social body are on the path to committing what is known as the “naturalistic fallacy.” This fallacy of judgment has been described as “any leap in reasoning in which one deduces an ought,” that is, the “assumption regarding the way things should be,” from “an is,” the mere observation of “the way things are” (Kay et al. 431). If the status quo is unfair to many, they might accept it as being based on the rationality of a higher collective intention to which they are irremediably connected, and whose content is given by those invested with authority and power. Moreover, the motivational force of regret for others, and even for their own situation, is weakened by the fact that the current system makes the social wheels turn and the giant collective body move, which is something that may be overwhelming for an individual or a small group.This may not mean that the motivational force of the feeling of moral regret disappears completely, but simply that the spark to ignite the dormant moral discontents in everybody is missing. This spark can only appear when a person or a small group does something considered to be irrational, a highly risky act that brings potentially dreadful consequences to them and their friends and families. Nonetheless, once this act becomes known to the rest of the members of the group, it confronts—and brings shame upon—the kind of reasoning that appeared so firmly established in the minds of the majority. This kind of an apparently irrational gesture impacts upon the collective's purportedly rational appreciation of the way things are by awakening the moral feeling that something is deeply wrong about the established way of life that requires the sacrifice of a few for the benefit of many and, furthermore, the unfairness toward many for the comfort of a few. This new situation awakens the moral feeling of collective regret and widens it toward the more intuitive, and shocking, dynamics of guilt. The dynamism of guilt affects those who realize that by their lack of motivation toward action, they have tolerated, encouraged, and legitimized collective customs and institutions for far too long. These have generated unimaginable pain and suffering for those perceived as too different, such as ethnic, sexual, religious minority, aboriginal, or non-white communities: in short, all those deemed unessential pieces in the building of the collective edifice imagined by those in power.The collective need for glory among other nations has largely contributed to the members turning a blind eye to the social injustices committed by their regimes. As Peter Forrest suggests, the exact opposite of the feeling of glory is guilt (145). Whether or not this suggestion is correct, the argument of glory has been indeed used by authoritarian leaders to influence the members of the collective body to overlook questions of personal and collective guilt regarding the marginalization or overt persecution of some members of their society as a price for collective glory. Set against the attitude of adopting the quest for glory as a tool to avoid guilt, I will suggest that a clearer and more impressive glory can be displayed among nations by the collective embracing of the feeling of guilt, and the resulting responsibility. It does not mean that guilt is to be embraced as simply an irrational and potentially dangerous feeling for one's well-being, but in conjunction with the collective responsibility for wrongful actions, past and present. This collective responsibility nurtured by the feeling of guilt that determines “the emotional subject to be involved as responsible agent in the emotion's content” (Konzelmann Ziv 476) is nevertheless set ablaze by the spark that changes the mind-set of the entire community. This spark is the irrational but highly desirable act of heroism.To expand on the transforming power of heroic acts on members’ collective guilt, which transforms a negative to a positive feeling meant to generate, rather than discourage, cooperation and mutual agreement over previous misdeeds, I will briefly critically discuss and develop Gilbert's example of “the commander of a small battalion of soldiers” who “orders the battalion to destroy a certain village along with its inhabitants” (“Collective Guilt” 132). Gilbert's example is meant to illustrate her critique to the aggregative account of collective guilt, according to which collective guilt feelings are nothing more than the personal feelings of guilt of those who make up a certain group that acted in a bad way (“Collective Guilt” 130). In response to this account, Gilbert argues that “we cannot expect all of the members” of the group to feel personal guilt when a group does something wrong, as the aggregative account would suppose, but that at the same time, “it is not obvious that a collective feeling of guilt is ruled out” (“Collective Guilt” 132). She points out that one member of the group may pretend “to have a bad knee” to avoid taking part in the action, another really has an accident and cannot participate, while another one “pretends to be taking part in the carnage but in fact tries to help the villagers escape with some of their belongings” (“Collective Guilt” 132). Other cases may be considered, since Gilbert adds “and so on,” which gives me the opportunity to expand on this example by adding another case.Gilbert's point seems to be that the reason of collective guilt is not based on the members’ feelings of guilt for their actual participation in the carnage, but on another kind of members’ guilt, coming from the fact that “each member is party to a joint commitment that created the relevant collective intention and subsequent action” (“Collective Guilt” 133). Although Gilbert's suggestion of the dimension of joint commitment tying together both those who acted according to the commander's order and those who escaped it seems an “intelligible” way (“Collective Guilt” 136) to deal with the “rationally refutable” (Jaspers 74) feeling of collective guilt, it still generates confusion over the different kinds of guilt the members of a group are supposed to be feeling. Gilbert seems not to be bothered too much by this ambiguity, since, as mentioned, at the level of their “pangs and twinges,” the two feelings may be indistinguishable (“Collective Guilt” 119). While Gilbert argues strongly for the impossibility of distinguishing between the “pangs” of membership guilt and those of personal guilt, the problem is that this kind of reading generates the impression that “a pang is a pang is a pang” (“Collective Guilt” 141), which inadvertently suggests that any feeling of guilt does nothing more than generate a serious psychological discomfort in those experiencing it. My rereading of Gilbert's example will show that there is much more than a “pang” related to the feeling of guilt. While the “phenomenological” dimension of guilt tends to be depicted in negative terms, I will show that the experience of the feeling contains the potential for personal and collective moral change, which is something that has been ignored by those seeing guilt as something merely irrational, or a burden of the conscience.According to the cases proposed by Gilbert, of those who did not want, or were unable to, participate in the wrongdoing of the group, it may be observed that there may be different qualitative experiences of guilt, even though in principle the phenomenon of guilt may be the same in all cases. For instance, the kind of experience of guilt by those who actively participated in the destruction of the village is qualitatively different from the experience of guilt of the one who at the time intended to participate with the others but was kept out of the action by reasons independent of his will. In this case, if Gilbert supposes that all those who did participate in the wrongdoing might reasonably subsequently feel personal guilt, then it would be too simplistic to suppose that the one who wanted to but failed to participate experiences collective guilt through his general joint commitment to the group intention rather than through his remorse for the actions he intended to accomplish himself. There is already in this case a qualitative distinction between the experience of guilt by the actual perpetrators, and the experience of guilt of those who, at the time, aspired to be among the perpetrators but, for reasons external to their intention, failed to fulfill their wish. Although the feeling is still a “pang” of guilt, there is a clear difference between feeling guilt for an accomplished plan and feeling guilt for intending to carry on a plan that might have generated a lot of damage to innocent people. Moreover, it would be improper to say that because the plan failed, it would be unreasonable for the would-be perpetrator to feel personal guilt.The case of the one who pretended to have “a bad knee” may indeed point primarily to the feeling of collective guilt simply by virtue of his joint commitment to the group intention. After all, he did not challenge the order of the commander openly, which still makes him a participant in the joint commitment, even if he did not personally injure anybody in that village. Even so, the kind of guilt that affects him may not only come from his joint commitment, but also from his understanding that he did nothing to break this joint commitment. In this case, if those who became the actual perpetrators might feel guilt for burning the village, the person who pretended to be injured might also feel guilty for not having done anything to stop them, even if he accepts that only his isolated action could not have changed the group's “mind” or intention. More simply put, he might consider himself a coward for not having done something to stop the others, and this is another aspect of the experience of guilt that is overlooked by the exclusive focus on joint commitment.Finally, in Gilbert's example, there is the case of the one who pretended to take part in the wrongdoing but who actually helped some, but not all, people to escape. It is “intelligible” that this person will also feel collective guilt by virtue of his joint commitment, especially because he reconfirmed his public commitment to the group intention by actually giving the impression of participation in the carnage. Nonetheless, his choice to mimic participation in the wrongdoing does not completely exonerate him of the feeling of personal guilt. In order to understand this case better, I will add another case, which is not discussed by Gilbert, perhaps because of her argument that an isolated and uncoordinated action has little chance of changing the group's intention. Suppose that, upon hearing the command, one of the soldiers of the battalion steps forward and challenges the commander's order by clearly exposing, in front of everybody, the moral reasons and feelings according to which the action of the group is utterly wrong. This infuriates the commander, who takes out his revolver and shoots him on the spot. Or, in a milder version of the story, he is incarcerated for disobeying an order.It can be argued that this apparently irrational action of the soldier, to speak up against the wrongful command, endangered the safety of the person who challenged the authority of the one officially entitled to give content to the group intention, and did nothing to change the content of this intention. This supposition is not correct. If the gesture of the challenger did not effectively change the content of the intention, it did change several things. Firstly, it openly showed that the authority of the one who makes the decision can be challenged. From this point of view, the choice of the commander to shoot the contender may reveal exactly what the commander was afraid of: his weakness, and his intention to discourage the soldiers from further contestations, although this may not work the next time. Also, the apparently unreasonable gesture of the soldier suggested that all that is needed is a few more soldiers to oppose the commander, so that his authority may seriously be questioned by the other soldiers to whom the commander had seemed omnipotent. Moreover, it potentially awakened second thoughts in the minds of the soldiers: it can reasonably be supposed that this gesture of irrational courage prompted the one who did not want to participate in the wrongdoing to invoke an injury to his knee, or encouraged the one who feigned participation to save some of the villagers. This is a pro-existential gesture, which endangered the challenger's own situation, but was aimed at awakening the moral conscience of others.Coming back to the one who mimicked involvement in the wrongdoing, it can be argued that his gesture did nothing to stop the collective “mind,” or intention, but rather confirmed it. Had he made a step forward together with the one who chose to openly challenge the authority of the commander, then potentially the one who pretended to have a bad knee might have stepped forward, too, and so on, generating a domino effect that would have undermined the authority of the commander and would have prevented the taking of so many innocent lives. The fact that he chose to save some of the victims is still morally laudable, and his gesture may be considered courageous, too, and even heroic, especially because he potentially faced the possibility of being discovered, but this does not mean that, in this case, he cannot feel personally guilty. His guilt comes from the fact that he did not embrace a fully pro-existential attitude to risk everything to save the lives of the villagers and to awaken the moral consciousness of his fellow soldiers. Indeed, this person does not feel guilty for the evil he did not do, but for the good he chose not to do, given his reluctance to openly challenge the authority of the commander. This is another kind of guilt that the exclusive focus on collective guilt by joint commitment might overlook. All these dimensions of the feeling of guilt, not for the evil perpetrated, but for the vocation of the moral duty to do good, point toward the great potential for collective moral chang
集体遗憾、内疚和英雄代理:一种亲存在主义的方法
社会心理学研究指出,在以“人际伤害”或对他人造成伤害为标志的人际环境中(Wagner et al. 1),内疚感比后悔感更容易发生(Berndsen et al. 55,66)。与这些研究相一致的是,在社会本体论中,后悔似乎涉及对不受某人控制的不法行为的评估(Konzelmann Ziv 488),而内疚的感觉意味着对与应受谴责的行为有关的事情的自我归因,即使是以一种松散的方式(Gilbert,“Group errors”65,66n3)。如果一个人是一个行为错误的群体的一部分,为了推进这个人的内疚感的合理性的论点,Margaret Gilbert区分了个人内疚感和集体内疚感(“group wrong76”),后者仍然影响个人的内疚感。从这个角度来看,一个人可能是“个人无罪的”,但如果他所在的群体以一种道德上不可接受的方式行事,他仍然可以合理地感到内疚(“群体错误”66)。通过区分个人罪责和集体罪责,吉尔伯特打算给她所谓的雅斯贝尔斯的“困境”提供一个“可理解的”维度(“集体罪责”135,136)。她强调了卡尔·雅斯贝尔斯(Karl Jaspers)在对他自己对他的人民所做的事情的负罪感进行分类时的犹豫:“有一种方式是他‘无法控制的感觉’,这是‘理性地可以反驳的’”(吉尔伯特《集体内疚》135;雅斯贝尔斯74)。吉尔伯特认为,作为一名哲学家,雅斯贝尔斯发现这种存在主义困境“极其成问题”(“集体内疚”135页)。尽管如此,吉尔伯特也承认,这两种类型的罪恶感可能很难在每个人所经历的“痛苦和刺痛”层面上的“现象学条件”上加以区分,而是基于与这种感觉相关的“判断或思想”(“集体罪恶感”135)。吉尔伯特认为,由于她所说的“基本的共同承诺”,“群体成员对有问题的行为感到内疚确实是可以理解的”,这种承诺将一些人聚集在一起,“作为一个整体”来执行某些行为(“集体内疚”136页)。虽然我不像吉尔伯特那样致力于表明成员负罪感的可理解性,但我赞成接受这种感觉的一种合理性,即使它保留了“理性可辩驳”的特征。这甚至适用于成员内疚与个人内疚不那么容易区分的情况。吉尔伯特将共同承诺视为“创造权威”,在某种意义上,“一个人或一个身体”可能被“授权”将集体意图应用于具体环境。这是通过为整个群体做出决策来实现的,从而使集体意图生效(“集体内疚”136)。这种共同的承诺对团体的个体成员具有约束力,因为一旦他们对团体的意图作出承诺,“他们就不能单方面地改变集体的想法。”这不适用于“经双方同意可以这样做”的情况(“集体罪行”127)。关于吉尔伯特在成员罪疚的维度中参与“创造权威”(“集体罪疚”136)共同承诺的争论,我发现,它恰恰阻碍了对决定集体意图内容的权威的任何争论,除非这是通过“相互同意”完成的(“集体罪疚”127)。这使得集体成员相当被动,不愿意挑战通过他们参与共同承诺而产生的权威。一个集体的成员不愿挑战给予他们集体意图内容的权威,这在历史和当代政治权威的格局中很容易被发现,特别是在几十年来一直由威权领导人领导的国家。尽管他们的领导具有压迫性,但很少有人对这些意见提出异议,然后只有零星的声音,这些声音无法从其他小组成员那里产生连贯的长期承诺。从这个意义上说,吉尔伯特的论点假设,只有当那些零星的声音获得足够的吸引力,产生一种普遍的“相互同意”,剥夺特定的个人或掌权的群体的权威,并产生新的权威来取代旧的权威时,群体的“思想”才能改变(“集体内疚”127)。尽管如此,吉尔伯特并没有把重点放在从群体成员的被动到主动的共同协议来改变他们的统治权威的转变上,而是简单地指出这种转变确实发生了。事实上,她把这方面留给了社会在特定地理、文化和政治背景下的偶然性。 从长远来看,随着当权者在集体的制度和习惯纽带中巩固他们的影响力,个人的单纯怀疑将发展成为一种强烈的理性信念,即“主体在领导犯下的不法行为中缺乏影响力”(Konzelmann Ziv 490)。剩下的就是感谢领导人的行动,这些行动仍然服务于集体利益和保护的总体目标,同时将批评的声音保持在私下的嘀咕水平。对统治者在征服其他国家荣耀的道路上取得的伟大成就的敬畏之情,或对失去社会地位、财产、亲人或自己身体的恐惧和焦虑,可能会使道德悔恨的动机力量看起来完全是非理性的。在集体不愿反对现状的背景下,即使这不利于自己在社会群体中的地位,最终不利于整个群体,并且考虑到争论的明显非理性,社会群体的成员正在走向所谓的“自然主义谬误”。这种判断谬误被描述为“推理中的任何飞跃,其中一个人推断出一个应该”,也就是说,“关于事物应该如何的假设”,从“现状”,仅仅是对“事物存在的方式”的观察(Kay et al. 431)。如果现状对许多人来说是不公平的,他们可能会接受它,认为它是基于一个更高的集体意图的合理性,他们与这个意图有着不可救药的联系,而这个意图的内容是由那些拥有权威和权力的人赋予的。此外,对他人,甚至对自己的处境感到遗憾的动机力量,被当前制度使社会车轮转动和庞大的集体运动这一事实削弱了,这对个人或小群体来说可能是压倒性的。这可能并不意味着道德悔恨的动机力量完全消失了,而仅仅是点燃每个人心中潜伏的道德不满的火花消失了。只有当一个人或一小群人做了一些被认为是非理性的事情时,这种火花才会出现,这是一种高风险的行为,可能会给他们和他们的朋友和家人带来可怕的后果。然而,一旦这一行为被群体中的其他成员所知,它就会面对——并给大多数人心中根深蒂固的那种推理带来耻辱。这种明显不合理的姿态影响了集体对事物的理性认识,唤醒了一种道德感觉,即既定的生活方式存在严重的错误,这种生活方式要求牺牲少数人的利益来换取多数人的利益,而且,为了少数人的舒适而对多数人不公平。这种新情况唤醒了集体后悔的道德感觉,并将其扩大到更直观、更令人震惊的内疚动力。内疚的动力影响着那些意识到由于缺乏行动动力,他们已经容忍、鼓励和合法化了集体习俗和制度太久的人。这些给那些被认为太不同的人带来了难以想象的痛苦和折磨,比如种族、性别、宗教少数群体、原住民或非白人社区:简而言之,所有那些被当权者想象中的集体大厦视为不重要的部分。其他国家对荣誉的集体需要在很大程度上促成了成员国对其政权所犯下的社会不公正视而不见。正如彼得·福雷斯特所说,与荣耀感完全相反的是罪恶感(145)。无论这个建议是否正确,荣誉的论点确实被专制领导人用来影响集体的成员,使他们忽视个人和集体的罪恶问题,这些问题涉及社会中一些成员的边缘化或公开迫害,作为集体荣誉的代价。我反对把追求荣誉作为逃避罪恶感的工具的态度,我认为,通过集体接受罪恶感和由此产生的责任,可以在国家之间展示一种更清晰、更令人印象深刻的荣耀。这并不意味着罪恶感仅仅是一种非理性的、对个人幸福有潜在危险的感觉,而是与过去和现在的错误行为的集体责任联系在一起。这种由内疚感所孕育的集体责任决定了“情感主体作为负责任的主体参与情感内容”(Konzelmann Ziv 476),然而,这种集体责任却被改变整个社区思维模式的火花点燃了。这种火花是非理性的,但却是非常令人向往的英雄主义行为。 为了扩展英雄行为对成员集体罪恶感的转化力量,它将消极的感觉转化为积极的感觉,旨在产生,而不是阻止,合作和相互同意之前的罪行,我将简要地批判性地讨论和发展吉尔伯特的例子,“一个小营士兵的指挥官”,他“命令营摧毁某个村庄及其居民”(“集体罪恶感”132)。吉尔伯特的例子是为了说明她对集体罪责的批判,根据集体罪责的说法,集体罪责只不过是组成一个以不好的方式行事的特定群体的人的个人罪责感觉(“集体罪责”130)。作为对这一解释的回应,吉尔伯特认为,当一个群体做错事时,“我们不能期望群体中的所有成员”都感到个人内疚,就像集体解释所假设的那样,但与此同时,“集体内疚的感觉被排除在外并不是很明显”(“集体内疚”132)。她指出,团体中的一个成员可能会假装“膝盖有问题”,以避免参与行动,另一个人真的发生了事故,无法参与行动,而另一个人“假装参加大屠杀,但实际上试图帮助村民们带着他们的一些财物逃跑”(“集体内疚”132)。由于Gilbert添加了“等等”,因此可以考虑其他情况,这使我有机会通过添加另一个情况来扩展这个示例。吉尔伯特的观点似乎是,集体内疚感的原因不是基于成员对他们实际参与大屠杀的内疚感,而是基于另一种成员的内疚感,这种内疚感来自于“每个成员都是共同承诺的一方,共同承诺创造了相关的集体意图和随后的行动”(“集体内疚感”133)。虽然吉尔伯特提出的联合承诺的维度将那些按照指挥官的命令行事的人和那些逃脱的人联系在一起,这似乎是一种“可理解的”方式(“集体罪恶感”136)来处理“理性地反驳”(Jaspers 74)的集体罪恶感,但它仍然使人们对群体成员应该感受到的不同类型的罪恶感感到困惑。吉尔伯特似乎并没有被这种模棱两可所困扰,因为,如前所述,在他们的“痛苦和刺痛”的层面上,这两种感觉可能是无法区分的(“集体内疚”119)。虽然吉尔伯特强烈认为不可能区分成员内疚和个人内疚的“痛苦”,但问题是,这种阅读产生了“痛苦就是痛苦就是痛苦”的印象(“集体内疚”141),这无意中表明,任何内疚的感觉除了在经历它的人身上产生严重的心理不适之外,什么也不会做。我重读吉尔伯特的例子会发现,与内疚感相关的不仅仅是“痛苦”。虽然内疚的“现象学”维度倾向于用消极的术语来描述,但我将表明,这种感觉的体验包含了个人和集体道德改变的潜力,这是那些将内疚视为非理性或良心负担的人所忽视的东西。根据吉尔伯特提出的案例,对于那些不想或不能参与群体不法行为的人,可以观察到可能存在不同的内疚定性体验,尽管原则上所有情况下的内疚现象可能是相同的。例如,那些积极参与破坏村庄的人所经历的罪恶感,与那些当时打算与他人一起参与但由于与他的意志无关的原因而被排除在外的人所经历的罪恶感,在性质上是不同的。在这种情况下,如果吉尔伯特假设所有参与不法行为的人随后都可能合理地感到个人罪恶感,那么假设想要参与但未能参与的人通过对群体意图的共同承诺而不是通过对自己打算完成的行为的悔恨而经历集体罪恶感就过于简单化了。在这种情况下,实际犯罪者的有罪经验与那些当时渴望成为犯罪者,但由于其意图以外的原因而未能实现其愿望的人的有罪经验之间已经有了质的区别。虽然这种感觉仍然是一种内疚的“剧痛”,但为完成计划而感到内疚和为打算继续执行可能对无辜的人造成大量伤害的计划而感到内疚之间有明显的区别。 此外,说因为计划失败了,潜在的犯罪者感到个人内疚是不合理的,这是不恰当的。那个假装“膝盖不好”的人的案例可能确实主要指向了集体罪恶感,这仅仅是因为他对集体意图的共同承诺。毕竟,他没有公开挑战指挥官的命令,这仍然使他成为共同承诺的参与者,即使他没有亲自伤害村里的任何人。即便如此,影响他的那种罪恶感可能不仅来自于他的共同承诺,还来自于他明白自己没有做任何违背共同承诺的事情。在这种情况下,如果那些真正的肇事者可能会因为烧毁村庄而感到内疚,那么假装受伤的人也可能会因为没有做任何事情来阻止他们而感到内疚,即使他承认只有他的孤立行动不能改变群体的“思想”或意图。更简单地说,他可能会认为自己是一个懦夫,因为他没有做些什么来阻止别人,这是内疚体验的另一个方面,被对共同承诺的独家关注所忽视。最后,在吉尔伯特的例子中,有一个人假装参与了不法行为,但实际上帮助了一些人,而不是所有人逃脱。这是“可以理解的”,这个人也会因为他的共同承诺而感到集体内疚,特别是因为他通过实际上给人一种参与大屠杀的印象,再次确认了他对集体意图的公开承诺。尽管如此,他选择模仿参与不法行为并不能完全免除他个人的罪恶感。为了更好地理解这个案例,我将添加另一个案例,这是Gilbert没有讨论的,也许是因为她认为一个孤立的、不协调的行动几乎没有机会改变群体的意图。假设,在听到命令后,一个营的士兵走上前来挑战指挥官的命令,他在所有人面前清楚地揭露了这个群体的行为是完全错误的道德原因和情感。这激怒了指挥官,他拿出左轮手枪,当场射杀了他。或者,在一个温和的版本中,他因为不服从命令而被监禁。可以说,士兵公然反对错误命令的这种显然不合理的行为,危及了挑战正式有权给予集体意图内容的人的权威的人的安全,并且没有改变这种意图的内容。这个假设是不正确的。如果挑战者的手势没有有效地改变意图的内容,它确实改变了几件事。首先,它公开表明,做出决定的人的权威可以受到挑战。从这个角度来看,指挥官射杀竞争者的选择可能恰恰揭示了指挥官所害怕的:他的弱点,以及他想阻止士兵进一步争论的意图,尽管这在下一次可能不起作用。此外,这个士兵显然不合理的姿态表明,所需要的只是更多的士兵来反对指挥官,这样他的权威就会受到其他士兵的严重质疑,而在这些士兵看来,指挥官是无所不能的。此外,它可能会唤醒士兵们的另一种想法:可以合理地假设,这种非理性勇气的姿态促使不想参与不法行为的人声称膝盖受伤,或者鼓励假装参与的人拯救一些村民。这是一种支持存在主义的姿态,危及了挑战者自己的处境,但目的是唤醒他人的道德良知。回到那个模仿参与不法行为的人,可以说他的手势并没有阻止集体的“思想”或意图,而是证实了它。如果他和那个选择公开挑战指挥官权威的人一起向前迈出一步,那么那个假装膝盖有问题的人可能也会向前迈出一步,以此来产生多米诺骨牌效应,从而破坏指挥官的权威,从而避免那么多无辜的生命被夺走。他选择拯救一些受害者的事实在道德上仍然值得称赞,他的举动也可能被认为是勇敢的,甚至是英雄的,特别是因为他可能面临被发现的可能性,但这并不意味着,在这种情况下,他个人不会感到内疚。 他的罪恶感来自于他没有抱着一种完全支持存在主义的态度,不顾一切地拯救村民的生命,唤醒战友们的道德意识。事实上,这个人并不为他没有做的坏事感到内疚,而是为他选择不做的好事感到内疚,因为他不愿意公开挑战指挥官的权威。这是另一种罪恶感,通过共同承诺来专注于集体罪恶感可能会被忽视。所有这些负罪感的维度,不是对犯下的罪恶,而是对行善的道德责任的召唤,都指向了集体道德变革的巨大潜力
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