The National Security Consequences of the Major Questions Doctrine

IF 2.1 2区 社会学 Q1 LAW
Timothy Meyer, Ganesh Sitaraman
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引用次数: 0

Abstract

The rise of the major questions doctrine—the rule that says that in order to delegate to the executive branch the power to resolve a “question of ‘deep economic and political significance’ that is central to [a] statutory scheme,” Congress must do so expressly—threatens to unmake the modern executive’s authority over foreign affairs, especially in matters of national security and interstate conflict. In the twenty-first century, global conflicts increasingly involve economic warfare, rather than (or in addition to) the force of arms. In the United States, the executive power to levy economic sanctions and engage in other forms of economic warfare are generally based on extremely broad delegations of authority from Congress. The major questions doctrine (MQD) threatens the ability to fight modern conflicts for two reasons. First, classic national- security-related conflicts—wars of territorial conquest, terrorism, or nuclear proliferation—increasingly are met with economic measures. But the statutes that authorize economic warfare actions are incredibly broad and recent administrations have interpreted these statutes in ways that risk running afoul of an expansive and free-form MQD. Second, “foreign affairs exceptionalism,” in which the Court decides not to apply the MQD to statutes involving foreign affairs, is not likely to work well as a response because what is “foreign” and “domestic” cannot be easily distinguished and attempts to do so will have perverse consequences. The MQD raises serious problems for foreign affairs and national security. If the MQD is applied to domestic, but not foreign, delegations, then the executive branch will have an incentive to use broad foreign affairs delegations to accomplish domestic policy objectives in order to evade the safeguards and limits that attend domestic administrative action. At the same time, judges will have to police the porous boundary between “foreign” and “domestic,” with especially high error costs because wrong decisions will affect national security. If the MQD is applied to economic delegations that touch foreign commerce, the most likely consequence is that judges—particularly lower court judges—will be put in the position of second-guessing executive branch decisionmaking on precisely those questions—economic foreign policy questions of deep economic and political significance—on which the political branches enjoy both constitutional primacy and institutional expertise. This result is troubling; judges lack the knowledge and training to make effective decisions bearing on foreign policy, and putting them in the position to do so contravenes the norms of our legal system.
重大问题原则对国家安全的影响
“主要问题”原则的兴起——该原则认为,为了授权行政部门解决“在法律体系中具有‘深刻经济和政治意义’的问题”,国会必须明确这样做——威胁到现代行政部门在外交事务上的权威,尤其是在国家安全和国家间冲突的问题上。在21世纪,全球冲突越来越多地涉及经济战争,而不是(或除了)武力。在美国,实施经济制裁和其他形式的经济战的行政权通常是基于国会极其广泛的授权。主要问题学说(MQD)威胁着我们对抗现代冲突的能力,原因有二。首先,传统的与国家安全相关的冲突——领土征服战争、恐怖主义或核扩散——越来越多地被经济措施所应对。但是,授权经济战行动的法规非常广泛,而最近几届政府对这些法规的解释可能会与广泛而自由的MQD发生冲突。其次,“外交事务例外论”,即法院决定不将统一原则适用于涉及外交事务的法规,不太可能作为一种回应,因为什么是“外国”和“国内”不能轻易区分,这样做的企图将产生不正当的后果。统一民族运动党给外交和国家安全带来了严重问题。如果MQD适用于国内而不是外国代表团,那么行政部门将有动机利用广泛的外交事务代表团来实现国内政策目标,以逃避国内行政行动的保障和限制。与此同时,法官将不得不监管“国外”和“国内”之间的模糊界限,因为错误的决定将影响国家安全,因此错误成本尤其高。如果MQD适用于涉及外国贸易的经济代表团,最可能的结果是法官——尤其是下级法院法官——将处于对行政部门决策的评议地位,而这些问题恰恰是政治部门享有宪法至上和制度专长的具有深刻经济和政治意义的经济外交政策问题。这个结果令人不安;法官缺乏对外交政策作出有效决定的知识和训练,让他们这样做违反了我们法律制度的准则。
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来源期刊
CiteScore
1.80
自引率
3.70%
发文量
38
期刊介绍: The Michigan Law Review is a journal of legal scholarship. Eight issues are published annually. Seven of each volume"s eight issues ordinarily are composed of two major parts: Articles by legal scholars and practitioners, and Notes written by the student editors. One issue in each volume is devoted to book reviews. Occasionally, special issues are devoted to symposia or colloquia. First Impressions, the online companion to the Michigan Law Review, publishes op-ed length articles by academics, judges, and practitioners on current legal issues. This extension of the printed journal facilitates quick dissemination of the legal community’s initial impressions of important judicial decisions, legislative developments, and timely legal policy issues.
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