On Revolutionary Optimism of the Intellect

L. Panitch
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引用次数: 1

Abstract

It is impossible to read Gramsci’s Prison Notebooks without appreciating how far he actually transcended the dichotomy between pessimism of the intellect and optimism of the will. He did so precisely by applying his stunningly creative intelligence to what really would need to be involved in the creation of a new type of political party, which in homage to another great Italian political theorist who could also be described as a realist with imagination, he called the ‘modern prince’. In trying to articulate the form of a party capable of navigating a revolutionary transformation in conditions where the state was deeply rooted in society, Gramsci was doing the very opposite of entrusting it to revolutionary will to usher in the spontaneous transformative ‘event’ that is rather in fashion among some radical intellectuals today. What many intellectuals today may find troubling about optimism of the intellect is the credit they fear it may lend to all that has emanated from the ‘age of reason’, with its universalist claims to truth and its evolutionist proclamations of progress. The abdication of so many left intellectuals from the vocation of telling the truth on these grounds was no doubt partly the result of political and intellectual shortcomings on the traditional left. But they have sometimes only generalized what was wrong with the narrow class struggle perspective that crudely labelled truth either bourgeois or proletarian, applying the same type of dichotomy to race and gender, and indeed to any and all asymmetric relations of power. But optimism of the intellect does not involve embracing any teleological laws of historical progress. Optimism of the intellect in fact involves being sensitive to contingency in human history, with contradictions and crises not the only variable factors in determining the scope and possibilities of such contingency, but also the capacities of collective human agency as especially crucial variable factors in developing transformative institutional forms. To get to where Marx or Gramsci wanted us to get involves probing the limits of economic and political institutions. And to do this it is also important to pay close attention to such great pessimists of the intelligence as Max Weber on state bureaucracy and Roberto Michels on party oligarchy. This is precisely because we need to identify the actual institutional barriers that lie in the way of replacing the capitalist rationality of market competition with the socialist rationality of collective planning, so we can at least minimize those barriers through articulating the institutional forms that can develop popular capacities for genuinely democratic participation as well as complex representation and administration. The political purpose for this kind of institutionalism is exactly the opposite of validating path dependency, insisting rather on institutional contingency to the end of discovering how to transform institutions in socialist ways.
论知识分子的革命乐观主义
阅读葛兰西的《监狱札记》时,我们不可能不欣赏他实际上在多大程度上超越了理智的悲观主义和意志的乐观主义之间的二分法。他将其惊人的创造性智慧运用到创建新型政党中,这是对另一位伟大的意大利政治理论家的致敬他也可以被描述为具有想象力的现实主义者,他称之为"现代王子"在国家深深扎根于社会的情况下,葛兰西试图阐明一个能够引导革命转型的政党的形式,这与把自发的变革“事件”托付给革命意志是完全相反的,而革命意志在今天的一些激进知识分子中相当流行。今天,许多知识分子可能会对知识分子的乐观主义感到不安,因为他们担心,这种乐观主义可能会给“理性时代”所产生的一切东西带来荣誉,包括普遍主义对真理的主张和进化主义对进步的宣称。如此多的左翼知识分子放弃了在这些基础上讲真话的使命,毫无疑问,部分原因是传统左翼在政治和知识上的缺陷。但他们有时只是概括了狭隘的阶级斗争观点的错误之处,这种观点粗暴地将真理要么贴上资产阶级的标签,要么贴上无产阶级的标签,将同样的二分法应用于种族和性别,实际上也适用于任何和所有不对称的权力关系。但是,理智的乐观主义并不包括接受任何历史进步的目的论规律。事实上,智力的乐观主义涉及对人类历史上的偶然性的敏感,矛盾和危机不仅是决定这种偶然性的范围和可能性的唯一可变因素,而且人类集体机构的能力也是发展变革制度形式的特别关键的可变因素。要到达马克思或葛兰西希望我们到达的地方,就需要探索经济和政治制度的极限。要做到这一点,密切关注那些伟大的悲观主义者也很重要,比如马克斯·韦伯对国家官僚主义的研究,罗伯托·米歇尔对政党寡头政治的研究。这正是因为我们需要确定在用集体计划的社会主义理性取代市场竞争的资本主义理性的道路上存在的实际制度障碍,所以我们至少可以通过阐明制度形式来减少这些障碍,这些制度形式可以发展真正民主参与的大众能力,以及复杂的代表和管理。这种制度主义的政治目的与确认路径依赖恰恰相反,而是坚持制度偶然性,直到发现如何以社会主义方式改造制度。
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