The constitutional question

Frank I. Michelman
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引用次数: 4

Abstract

There are reform proposals on the table. They involve legal restrictions on how, and how much, money is spent in elections by candidates, parties, PACs, and others, very possibly accompanied by proposals for public financing of election campaigns or of some aspects of them, maybe involving the use of vouchers. Some argue, formidably, that these reforms would work badly. Some even maintain that the best alternative is total deregulation of campaign spending. Let us agree there are real questions about the operational merits and demerits of various proposed reforms. Those questions are not the ones I address. The constitutional question is different. It is about how, under the American constitutional system, the matter of reform should be decided. It is about whether the Constitution, seen in its best light, authorizes tight judicial supervision of reform choices. Is the Constitution best read to invite judicial imposition of a hard-and-fast rule against expenditure caps?(1) Is it best read to invite close judicial second-guessing of whether a contribution ceiling is too strict,(2) or of whether a candidate's acceptance of a spending limit in exchange for public funding ought to be classed as voluntary, given the specific terms of choice under challenge?(3) Don't get me wrong. The Constitution's allocations of decisionmaking authority over campaign-spending reform can't be honored without some attention to the effects of proposed reforms. Any political-spending reform restricts someone's participation or influence in politics. Any that does so lacking a reasonably credible justification, rooted in widely accepted principles of American democratic government, should be disallowed by the judiciary, as unconstitutional. Reform proposals do, however, often claim justifications of exactly the sort I mentioned. Supporters say they provide the conditions of fair access to political participation or influence for many people who presently lack it. Obviously, a spending limit can't have an effect of that kind unless it restricts some people's political activities, but supporters justify such effects by arguing that they go along with fulfillment of widely accepted norms of equality and fairness in a democracy. Fulfilling such norms looks like a pretty weighty interest. Of course, a claim that a given reform does fulfill them, measurably better than an electioneering free market would do, can be mistaken. What's more, it can be deceptive. I do take it, though, that there is some room for reform proposals--probably involving substantial public funding supported or protected by limits on spending out of private resources--whose overall democratic merits are intelligently and sincerely maintainable. I have to assume that much for the sake of keeping my assigned topic open for discussion. If there really is nothing honest and intelligent to say or propose--on the merits, operationally--against any an electioneering free market, then that has to be the end of the constitutional discussion. The constitutional discussion is interesting only if you grant there is sometimes room for sincere and competent debate over the public-value serving merits of a reform proposal. Assuming, then, that there is room for such debate, the question before us is one about the forums in which and methods by which such debates ought, in the American constitutional system, to be resolved. It is whether the Constitution is working at its best when, for example, the judiciary totally bars the door to expenditure limits as in Buckley, or closely second-guesses contribution limits as dissenting Justices would have done in the recent Shrink Missouri PAC case. The answer would be easy if the Constitution just hands-down decided the matter. If the First Amendment's prohibition against laws abridging the freedom of speech incontestably covers laws limiting individual, group, and aggregate spending in support of a political candidacy, then courts must enforce the prohibition as written. …
宪法问题
有一些改革建议摆在桌面上。它们涉及对候选人、政党、政治行动委员会和其他人在选举中如何以及花费多少钱进行法律限制,很可能还会提出为竞选活动或竞选活动的某些方面提供公共资金的建议,可能涉及使用代金券。一些人令人生畏地认为,这些改革不会奏效。一些人甚至认为,最好的选择是完全放松对竞选支出的管制。让我们同意,各种拟议改革在操作上的优缺点确实存在问题。这些问题不是我要解决的。宪法问题是不同的。它是关于在美国宪法制度下,改革问题应该如何决定。问题在于,从最好的角度看,宪法是否授权对改革选择进行严格的司法监督。宪法的最佳解读是邀请司法部门强制执行一项反对支出上限的硬性规定吗?(1)宪法的最佳解读是邀请司法部门对捐款上限是否过于严格进行密切的后判,(2)或者考虑到面临挑战的具体选择条款,候选人接受支出限制以换取公共资金是否应被归为自愿?宪法对竞选支出改革的决策权的分配,如果不关注拟议改革的效果,就无法得到尊重。任何政治支出改革都会限制某人对政治的参与或影响。任何这样做都缺乏合理可信的理由,这种理由植根于广泛接受的美国民主政府原则,都应该被司法部门视为违宪而不予允许。然而,改革提案确实经常提出我所提到的那种正当理由。支持者表示,他们为许多目前缺乏政治参与或影响的人提供了公平的条件。显然,除非限制一些人的政治活动,否则支出限制不会产生这种效果,但支持者认为,这种效果是为了实现民主中广泛接受的平等和公平准则。履行这些规范看起来是一项相当重要的利益。当然,声称某项改革确实满足了这些要求,比竞选自由市场所做的要好得多,可能是错误的。更重要的是,它可能具有欺骗性。不过,我确实认为,改革建议有一定的空间——可能涉及大量公共资金,并受到私人资源支出限制的支持或保护——这些改革建议的总体民主价值是明智而真诚地得到维护的。为了让我指定的话题能够公开讨论,我不得不这么做。如果真的没有任何诚实和明智的言论或建议(在实际操作上)反对任何选举导向的自由市场,那么关于宪法的讨论就必须结束了。只有当你承认,对一项改革提案的公共价值服务价值有时存在真诚而有力的辩论空间时,有关宪法的讨论才会有趣。那么,假设存在进行这种辩论的空间,摆在我们面前的问题就是,在美国宪法体系中,这种辩论应该通过何种论坛和何种方法来解决。比如,当司法机构像巴克利案那样完全禁止支出限制时,或者像持不同意见的法官在最近的密苏里州政治行动委员会案中所做的那样,密切猜测捐款限制时,宪法是否在最佳状态下发挥作用。如果宪法直接决定这个问题,答案就很简单了。如果第一修正案禁止限制言论自由的法律不可争议地涵盖了限制个人、团体和支持政治候选人的总支出的法律,那么法院必须按照书面规定执行这项禁令。...
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