Differential Responses to European Policies: A Comparison

A. Heritier, Christoph Knill
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引用次数: 101

Abstract

Community legislation is unquestionably a factor to be reckoned with in member-state policy making. But the extent and mode of its impact on domestic policies and administrative structures will depend on the existing policy practices and the political and institutional structures of the country in question. In cases where there is a mismatch between an established policy of a member state and a clearly specified European policy mandate, there will be an expectation to adjust, which in turn constitutes a precondition for change. Assuming the existence of a need for change, the ability to adapt will depend on the policy preferences of key actors, and the capacity of institutions to implement reform, realize policy change, and administratively adjust to European requirements. The policy preferences of key actors are influenced by the distributional consequences of the policies to be adopted (Milner 1996); the capacity to change depends on the degree of integrated political leadership, caused by a lack of formal veto points (Tsebelis 1995), or a decisional tradition capable of surmounting formal and factual veto points by way of consensual tripartite decision making. Where there is a divergence of mismatch between European and national policies, and the policy preferences of political leaders are defined by a willingness to adapt, the absence of formal veto points and a cooperative decisional tradition will enhance the capacity to change and to adjust administrative structures in compliance with European policy mandates. The most far-reaching consequence - tantamount to innovation - is the replacement of old administrative structures with a comprehensive set of new ones. A less far-reaching form of adjustment occurs by "tinkering at the edges of old structures" (Lanzara 1998, 40), whereby new administrative units are patched onto existing organizational structures in order to accommodate the Europe-imposed policies. Another important measure of change is whether public actors, public and private actors, or only private actors are engaged in administering the sector and whether administrative functions pass from one form to another. By contrast, the existence of a high number of formal or de facto veto points, which are not compensated by consensual decision-making patterns, makes adjustment to European policy demands more difficult and administrative change less probable because bids for change are blocked by veto players. This poses no problem as long as there is a basic congruence between the national policy, its administrative implementation structures, and European policy demands, one that allows the latter to be smoothly absorbed into current procedures and structures. If, however, there is a clear mismatch between national policiesand European policy demands, political structures ridden with formal and factual veto points and the absence of cooperative decisional traditions will lead to non-implementation and in consequence to no, or only marginal, change in administrative structures.
对欧洲政策的不同反应:比较
共同体立法无疑是成员国制定政策时必须考虑的一个因素。但是,其对国内政策和行政结构影响的程度和方式将取决于有关国家的现有政策做法和政治和体制结构。如果成员国的既定政策与明确规定的欧洲政策授权之间存在不匹配,就会出现调整的预期,这反过来又构成了变革的先决条件。假设变革需求的存在,适应能力将取决于关键参与者的政策偏好,以及机构实施改革、实现政策变化和行政调整以适应欧洲要求的能力。关键行为者的政策偏好受到将要采取的政策的分配后果的影响(Milner 1996);改变的能力取决于政治领导的一体化程度,这是由于缺乏正式的否决点(Tsebelis 1995),或缺乏能够通过协商一致的三方决策来克服正式和事实否决点的决策传统所造成的。在欧洲和国家政策之间存在分歧或不匹配的情况下,政治领导人的政策偏好是由适应的意愿决定的,没有正式的否决点和合作的决策传统将加强按照欧洲政策授权改变和调整行政结构的能力。最深远的后果- -相当于创新- -是以一套全面的新行政结构取代旧的行政结构。另一种影响较小的调整形式是“在旧结构的边缘修修补补”(Lanzara 1998, 40),为了适应欧洲强加的政策,新的行政单位被修补到现有的组织结构上。衡量变革的另一个重要标准是,是否有公共行为者、公共和私人行为者或只有私人行为者参与管理该部门,以及行政职能是否从一种形式转变为另一种形式。相比之下,由于存在大量的正式或事实上的否决点,而这些否决点没有得到协商一致的决策模式的补偿,使得对欧洲政策要求的调整更加困难,行政变革的可能性也更小,因为谋求变革的努力受到否决权参与者的阻挠。只要国家政策、其行政执行结构和欧洲政策要求之间基本一致,使后者能够顺利地纳入目前的程序和结构,这就不构成问题。然而,如果国家政策与欧洲政策要求之间存在明显的不匹配,那么充满正式和事实上的否决点的政治结构以及缺乏合作决策传统将导致不执行,从而导致行政结构没有变化,或只有边际变化。
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