The concept of fairness in the GDPR: a linguistic and contextual interpretation

Gianclaudio Malgieri
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引用次数: 32

Abstract

There is a growing attention on the notion of fairness in the GDPR in the European legal literature. However, the principle of fairness in the Data Protection framework is still ambiguous and uncertain, as computer science literature and interpretative guidelines reveal. This paper looks for a better understanding of the concept of fairness in the data protection field through two parallel methodological tools: linguistic comparison and contextual interpretation. In terms of linguistic comparison, the paper analyses all translations of the world "fair" in the GDPR in the EU official languages, as the CJEU suggests in CILFIT Case for the interpretation of the EU law. The analysis takes into account also the translation of the notion of fairness in other contiguous fields (e.g. at Article 8 of the EU Charter of fundamental rights or in the Consumer field, e.g. Unfair terms directive or Unfair commercial practice directive). In general, the notion of fairness is translated with several different nuances (in accordance or in discordance with the previous Data protection Directive and with Article 8 of the Charter) In some versions different words are used interchangeably (it is the case of French, Spanish and Portuguese texts), in other versions there seems to be a specific rationale for using different terms in different parts of the GDPR (it is the case of German and Greek version). The analysis reveals three mean semantic notions: correctness (Italian, Swedish, Romanian), loyalty (French, Spanish, Portuguese and the German version of "Treu und Glaube") and equitability (French, Spanish and Portuguese). Interestingly, these three notions have common roots in the Western legal history: the Roman law notion of "bona fide". Taking into account both the value of "bona fide" in the current European legal contexts and also a contextual interpretation of the role of fairness in the GDPR, the preliminary conclusions is that fairness refers to a substantial balancing of interests among data controllers and data subjects. The approach of fairness is effect-based: what is relevant is not the formal respect of procedures (in terms of transparency, lawfulness or accountability), but the substantial mitigation of unfair imbalances that create situations of "vulnerability". Building on these reflections, the paper analyses how the notion of fairness and imbalance are related to the idea of vulnerability, within and beyond the GDPR. In sum, the article suggests that the best interpretation of the fairness principles in the GDPR (taking into account both the notion of procedural fairness and of fair balancing) is the mitigation of data subjects' vulnerabilities through specific safeguards and measures.
GDPR中的公平概念:语言和语境的解释
在欧洲法律文献中,人们越来越关注GDPR中的公平概念。然而,正如计算机科学文献和解释性指南所揭示的那样,数据保护框架中的公平原则仍然是模糊和不确定的。本文通过两种平行的方法工具:语言比较和语境解释,寻求更好地理解数据保护领域的公平概念。在语言比较方面,本文根据CJEU在CILFIT案例中对欧盟法律解释的建议,分析了GDPR中世界“公平”一词在欧盟官方语言中的所有翻译。分析还考虑了公平概念在其他相关领域的翻译(例如欧盟基本权利宪章第8条或消费者领域,例如不公平条款指令或不公平商业行为指令)。一般来说,公平的概念被翻译成几个不同的细微差别(与以前的数据保护指令和宪章第8条一致或不一致)在一些版本中,不同的单词可以互换使用(法语,西班牙语和葡萄牙语文本的情况),在其他版本中,似乎有一个特定的理由在GDPR的不同部分使用不同的术语(这是德语和希腊语版本的情况)。分析揭示了三个平均的语义概念:正确性(意大利语、瑞典语、罗马尼亚语)、忠诚(法语、西班牙语、葡萄牙语和德语版本的“Treu und Glaube”)和公平(法语、西班牙语和葡萄牙语)。有趣的是,这三个概念在西方法制史上有着共同的根源:罗马法中的“善意”概念。考虑到“善意”在当前欧洲法律背景下的价值,以及对GDPR中公平角色的语境解释,初步结论是公平指的是数据控制者和数据主体之间利益的实质性平衡。公平的方法是以效果为基础的:相关的不是对程序的正式尊重(在透明度、合法性或问责制方面),而是实质性地减轻造成“脆弱”局面的不公平不平衡。在这些反思的基础上,本文分析了公平和不平衡的概念如何与GDPR内外的脆弱性概念相关联。总而言之,本文建议对GDPR中公平原则的最佳解释(考虑到程序公平和公平平衡的概念)是通过具体的保障措施和措施减轻数据主体的脆弱性。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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