Diffusion of Policies, Practices and Social Technologies in Brazil

Sandra Gomes
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In this sense, it is an admirable effort to gather together ten chapters not only discussing the dissemination and adoption of public policies but also presenting a diverse collection in terms of perspectives and models possible to be used as an analytical reference.But, in my view, this book could also be read as attempted explanations for the adoption of policies, practices and ideas in the Brazilian case. With the exception of the first chapter (by COELHO), which discusses analytical tools of this literature, nine out of the ten chapters include Brazil in their analysis, either as a single case or in comparison to other Latin American countries and worldwide. Although it is not the purpose of the editors, I could not avoid making connections among chapters thinking about possible general findings for the Brazilian case, which I will discuss further on.For the unfamiliar reader, the phenomenon of policy diffusion could be summarized in the following puzzle: why and how some policies get to be considered as 'good practices' and adopted by other governments?Let us first say that diffusion or transference of policies is not something neww in policy systems. What is new is an academic interest to study the phenomenon and to extract regular patterns for explanation. One thing, then, is to show policies, practices or social technologies being spread or disseminated among governments, but something quite different is to attempt to explain why and how this happens in the attempt of constructing theories of policy diffusion, transfer or, more generally, learning.Some models of explanations, concepts and types of mechanisms that could produce diffusion are presented and discussed. Although there is no unity in the use and applications of the analytical tools and concepts among authors, it is possible to extract some basic features of policy diffusion models.We learn that countries or subnational governments may 01. innovate, that is, adopt a new policy, program or practice; 02. emulate (adapting the original policy to local contexts and objectives) or 03. copy the original policy (associated with coercion). Innovation does not equate to invention as it is understood as \"a program that is new to the government adopting it\" (BERRY and BERRY, 2007). These are pioneering experiences that may lead to the spreading or adoption by other governments. Emulation does not equate to copying. It means that local conditions and actors will play a role by adapting the original policy to their own needs and beliefs. The case of copying the original policy without adaptation, argue some of the authors, would be more common in countries that do not have enough bureaucratic/state capacity and it is normally associated with the adoption of certain practices as a condition for loans from international agencies. Hence the label 'coercion' for this type of mechanism in which governments do not have, really, much of a choice.Countries may also be analyzed as 'importers' or 'exporters' of policy innovation as some of the authors argue.Based on the readings of the Brazilian case presented throughout the book, one learns that Brazil (also valid for other Latin American countries) has 'imported' and/or diffused domestically the ideas of economic liberalization, regulatory agencies after privatization (chapter by JORDANA), new models of reforming Public Pension (by JARDIM and JARD DA SILVA) and also models of administrative/management reforms (by ABRUCIO, SANO and SEGATTO; and also by PALOTTI, PEREIRA and CAMOES). …","PeriodicalId":159271,"journal":{"name":"Brazilian Political Science Review","volume":"2 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2017-05-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"2","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Brazilian Political Science Review","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1590/1981-3821201700020010","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 2

Abstract

Diffusion of Policies, Practices and Social Technologies in Brazil * (Faria, Carlos Aurelio Pimenta de; Coelho, Denilson Bandeira, and Jard da Silva, Sidney (eds). Difusao de Politicas Publicas. Sao Bernardo do Campo: Publisher UFABC, 2016)It is a welcoming introduction to the Brazilian academic community the arrival of the book 'Public Policy Diffusion', edited by Professors Faria, Coelho and Jard da Silva. As it is stated in the opening pages of the book, the use of diffusion models is very incipient in Brazil in comparison to the level of knowledge accumulation in the international literature, especially in the USA. In this sense, it is an admirable effort to gather together ten chapters not only discussing the dissemination and adoption of public policies but also presenting a diverse collection in terms of perspectives and models possible to be used as an analytical reference.But, in my view, this book could also be read as attempted explanations for the adoption of policies, practices and ideas in the Brazilian case. With the exception of the first chapter (by COELHO), which discusses analytical tools of this literature, nine out of the ten chapters include Brazil in their analysis, either as a single case or in comparison to other Latin American countries and worldwide. Although it is not the purpose of the editors, I could not avoid making connections among chapters thinking about possible general findings for the Brazilian case, which I will discuss further on.For the unfamiliar reader, the phenomenon of policy diffusion could be summarized in the following puzzle: why and how some policies get to be considered as 'good practices' and adopted by other governments?Let us first say that diffusion or transference of policies is not something neww in policy systems. What is new is an academic interest to study the phenomenon and to extract regular patterns for explanation. One thing, then, is to show policies, practices or social technologies being spread or disseminated among governments, but something quite different is to attempt to explain why and how this happens in the attempt of constructing theories of policy diffusion, transfer or, more generally, learning.Some models of explanations, concepts and types of mechanisms that could produce diffusion are presented and discussed. Although there is no unity in the use and applications of the analytical tools and concepts among authors, it is possible to extract some basic features of policy diffusion models.We learn that countries or subnational governments may 01. innovate, that is, adopt a new policy, program or practice; 02. emulate (adapting the original policy to local contexts and objectives) or 03. copy the original policy (associated with coercion). Innovation does not equate to invention as it is understood as "a program that is new to the government adopting it" (BERRY and BERRY, 2007). These are pioneering experiences that may lead to the spreading or adoption by other governments. Emulation does not equate to copying. It means that local conditions and actors will play a role by adapting the original policy to their own needs and beliefs. The case of copying the original policy without adaptation, argue some of the authors, would be more common in countries that do not have enough bureaucratic/state capacity and it is normally associated with the adoption of certain practices as a condition for loans from international agencies. Hence the label 'coercion' for this type of mechanism in which governments do not have, really, much of a choice.Countries may also be analyzed as 'importers' or 'exporters' of policy innovation as some of the authors argue.Based on the readings of the Brazilian case presented throughout the book, one learns that Brazil (also valid for other Latin American countries) has 'imported' and/or diffused domestically the ideas of economic liberalization, regulatory agencies after privatization (chapter by JORDANA), new models of reforming Public Pension (by JARDIM and JARD DA SILVA) and also models of administrative/management reforms (by ABRUCIO, SANO and SEGATTO; and also by PALOTTI, PEREIRA and CAMOES). …
政策、实践和社会技术在巴西的传播
巴西政策、实践和社会技术的传播* (Carlos Aurelio Pimenta de;Coelho, Denilson Bandeira和Jard da Silva,悉尼(编)。Difusao de Politicas Publicas。Sao Bernardo do Campo:出版社UFABC, 2016)《公共政策扩散》一书的出版对巴西学术界来说是一个欢迎的介绍,该书由Faria、Coelho和Jard da Silva教授编辑。正如书的开篇所述,与国际文献,尤其是美国的知识积累水平相比,巴西对扩散模型的使用还处于起步阶段。从这个意义上说,将十个章节集中在一起不仅讨论公共政策的传播和采用,而且在可能用作分析参考的观点和模型方面提出了不同的集合,这是一项令人钦佩的努力。但是,在我看来,这本书也可以被解读为对巴西案例中政策、实践和理念的采纳所做的解释。除了第一章(由COELHO),它讨论了这一文献的分析工具,十章中有九章包括巴西在他们的分析中,无论是作为一个单一的情况或与其他拉丁美洲国家和世界范围内的比较。虽然这不是编辑的目的,但我无法避免在章节之间建立联系,思考巴西案例可能的一般发现,我将进一步讨论。对于不熟悉的读者来说,政策扩散现象可以概括为以下难题:为什么以及如何一些政策被认为是“好做法”并被其他政府采用?让我们首先说,政策的扩散或转移在政策体系中并不是什么新鲜事。新奇的是,学术界对研究这一现象并从中提取规律模式加以解释产生了兴趣。因此,一件事是展示政策、实践或社会技术在政府间传播或传播,但另一件完全不同的事情是试图解释为什么以及如何在试图构建政策扩散、转移或更一般地说,学习的理论时发生这种情况。一些模型的解释,概念和类型的机制,可以产生扩散提出和讨论。虽然分析工具和概念的使用和应用在作者之间没有统一,但可以提取出政策扩散模型的一些基本特征。我们了解到,国家或地方政府可能会采取行动。创新,即采用新的政策、计划或做法;02. 模仿(使原来的政策适应当地的环境和目标)或03。复制原始策略(与强制转换关联)。创新并不等同于发明,因为它被理解为“政府采用的新项目”(BERRY and BERRY, 2007)。这些都是开创性的经验,可能会导致其他政府的推广或采用。模仿不等于复制。这意味着当地的条件和行动者将发挥作用,使原来的政策适应他们自己的需要和信仰。一些作者认为,在没有足够官僚/国家能力的国家,不进行调整而照搬原始政策的情况更为常见,而且这种情况通常与采用某些做法作为从国际机构获得贷款的条件有关。因此,这种政府实际上没有太多选择的机制就被贴上了“强制”的标签。一些作者认为,国家也可以被分析为政策创新的“进口商”或“出口商”。根据对巴西案例的阅读,人们可以了解到巴西(也适用于其他拉丁美洲国家)在国内“引进”和/或传播了经济自由化的思想,私有化后的监管机构(JORDANA的章节),改革公共养老金的新模式(JARDIM和JARD DA SILVA)以及行政/管理改革的模式(abucio, SANO和SEGATTO;以及帕洛蒂、佩雷拉和卡莫斯的作品)。…
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