Pandemic Preparedness and Responses to the 2009 H1N1 Influenza: Crisis Management and Public Policy Insights

E. Baekkeskov
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Some had also taken costly steps to improve response capacity by stockpiling antiviral drugs developed against influenza viruses, pre-purchasing vaccines (which, in turn, led pharmaceutical companies to develop pandemic influenza vaccine models and production capacity), asking domestic healthcare institutions and other organizations to write their own specific pandemic plans, and running live exercises based on constructed scenarios. Aside from departments and agencies of national governments, these preparations involved international organizations, private companies, local governments, hospitals, and healthcare professionals.\n How can social science scholarship make use of policies and actions related to pandemic preparedness and response, and 2009 H1N1 responses in particular, to generate new insights? The existing literatures on pandemic preparedness and responses to the 2009 H1N1 pandemic illustrate that sites of similarity and difference in pandemic preparedness and response offer opportunities for practical guidance and theory development about crisis management and public policy, as well as policy learning between jurisdictions. Because many jurisdictions and governmental actors were involved, pandemic preparations during the early 2000s and responses to the 2009 H1N1 influenza pandemic offer rich grounds for comparative social science as well as transboundary crisis management research. This includes opportunities to identify whether and how crises involve unique or relatively ordinary political dynamics. It also involves unusual opportunities for learning between jurisdictions that dealt with related issues. Government preparations and responses were often informed by biomedical experts and officials who were networked with each other, as well as by international public health organizations, such as WHO. Yet the loci of preparedness and response were national governments, and implementation relied on local hospitals and healthcare professionals. Hence, the intense period of pandemic preparedness and response between about 2000 and 2010 pitted the isomorphic forces of uniform biology and international collaboration against the differentiating forces of human societies.\n Social scientific accounts of biosecuritization have charted the emerging awareness of new and untreatable infectious diseases and the pandemic preparedness efforts that followed. First, since about 1990, public health scholars and agencies have been increasingly concerned with general biosecurity linked to numerous disease threats, both natural and man-made. This informed a turn from public health science and policy practice that relied on actuarial statistics about existing diseases to use of scenarios and simulations with projected (or imagined) threats. Second, new disease-fighting prospects presented opportunities for entrepreneurial political and public administrative bodies to “securitize” infectious disease threats in the late 1990s and early 2000s, implying greater empowerment of some agencies and groups within policy systems. Finally, influenza gained a particularly prominent role as a “natural” biosecurity threat as major powers dedicated significant resources to managing the risks of bioterror after September 2001. In subsequent pandemic preparedness efforts, potentially very deadly and contagious influenza became the world community’s primary focus.\n In turn, the 2009 H1N1 influenza pandemic occurred in the wake of this historic surge in global and national pandemic and, more broadly, biosecurity preparedness efforts. The pandemic led to responses from almost every government in the world throughout 2009 and into 2010, as well as international organizations for public health and medicines. In the wake of the pandemic, formal and scholarly reviews of “lessons learned” sought to inform and influence next steps in pandemic preparedness using the rich panoply of 2009 H1N1 response successes and failures. These generally show that many of the problems often identified in crisis response were repeated in pandemic response. But they also suggest that the rich and varied pandemic experiences offer potential to spread good crisis management practice between jurisdictions, rather than just between events within one jurisdiction.\n Finally, the 2009 H1N1 pandemic experience allowed careful and in-depth studies of policymaking dynamics relevant to political science, public policy, and public administration theory. Interest-based politics (“politics as usual”) offers partial explanations of the 2009 H1N1 responses, as it does for many public policies. However, the studies of 2009 H1N1 response-making reveal that science and scientific advice (“unusual” politics because scientists are often sidelined in day-to-day policymaking) strongly shaped 2009 H1N1 responses in some contexts. Hence, some of the pandemic response experiences offer insights that are otherwise hard to empirically verify into how sciences (or scientific advisors and networks) become powerful and use power when they have it. As mentioned, the numerous national pandemic response processes during 2009 generated sharply differing pandemic responses. Notably, this was true even among relatively similar countries (e.g., EU member states) and, indeed, subnational regions (e.g., U.S. states). It was also true even when policymaking was dominated by epidemiological and medical experts (e.g., countries in Northwestern Europe). The studies show that global and national scientific leaders, and the pandemic response guidance or policies they made, relied mostly on pre-pandemic established ideas and practices (national ideational trajectories, or paradigms) in their pandemic response decisions. 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引用次数: 3

Abstract

From the 1990s and onward, governments and global health actors have dedicated resources and policy attention to threats from emerging infectious diseases, particularly those with pandemic (i.e., global epidemic) potential. Between April 2009 and August 2010, the world experienced the first pandemic in this new era of global preparedness, the 2009 H1N1 influenza pandemic. In line with expectations generated during preparedness efforts in the preceding years, the 2009 H1N1 outbreak consisted of the rapid spread of a novel influenza virus. At the urging of the World Health Organization (WHO) in the years prior to 2009, governments had written pandemic plans for what to do if a pandemic influenza occurred. Some had also taken costly steps to improve response capacity by stockpiling antiviral drugs developed against influenza viruses, pre-purchasing vaccines (which, in turn, led pharmaceutical companies to develop pandemic influenza vaccine models and production capacity), asking domestic healthcare institutions and other organizations to write their own specific pandemic plans, and running live exercises based on constructed scenarios. Aside from departments and agencies of national governments, these preparations involved international organizations, private companies, local governments, hospitals, and healthcare professionals. How can social science scholarship make use of policies and actions related to pandemic preparedness and response, and 2009 H1N1 responses in particular, to generate new insights? The existing literatures on pandemic preparedness and responses to the 2009 H1N1 pandemic illustrate that sites of similarity and difference in pandemic preparedness and response offer opportunities for practical guidance and theory development about crisis management and public policy, as well as policy learning between jurisdictions. Because many jurisdictions and governmental actors were involved, pandemic preparations during the early 2000s and responses to the 2009 H1N1 influenza pandemic offer rich grounds for comparative social science as well as transboundary crisis management research. This includes opportunities to identify whether and how crises involve unique or relatively ordinary political dynamics. It also involves unusual opportunities for learning between jurisdictions that dealt with related issues. Government preparations and responses were often informed by biomedical experts and officials who were networked with each other, as well as by international public health organizations, such as WHO. Yet the loci of preparedness and response were national governments, and implementation relied on local hospitals and healthcare professionals. Hence, the intense period of pandemic preparedness and response between about 2000 and 2010 pitted the isomorphic forces of uniform biology and international collaboration against the differentiating forces of human societies. Social scientific accounts of biosecuritization have charted the emerging awareness of new and untreatable infectious diseases and the pandemic preparedness efforts that followed. First, since about 1990, public health scholars and agencies have been increasingly concerned with general biosecurity linked to numerous disease threats, both natural and man-made. This informed a turn from public health science and policy practice that relied on actuarial statistics about existing diseases to use of scenarios and simulations with projected (or imagined) threats. Second, new disease-fighting prospects presented opportunities for entrepreneurial political and public administrative bodies to “securitize” infectious disease threats in the late 1990s and early 2000s, implying greater empowerment of some agencies and groups within policy systems. Finally, influenza gained a particularly prominent role as a “natural” biosecurity threat as major powers dedicated significant resources to managing the risks of bioterror after September 2001. In subsequent pandemic preparedness efforts, potentially very deadly and contagious influenza became the world community’s primary focus. In turn, the 2009 H1N1 influenza pandemic occurred in the wake of this historic surge in global and national pandemic and, more broadly, biosecurity preparedness efforts. The pandemic led to responses from almost every government in the world throughout 2009 and into 2010, as well as international organizations for public health and medicines. In the wake of the pandemic, formal and scholarly reviews of “lessons learned” sought to inform and influence next steps in pandemic preparedness using the rich panoply of 2009 H1N1 response successes and failures. These generally show that many of the problems often identified in crisis response were repeated in pandemic response. But they also suggest that the rich and varied pandemic experiences offer potential to spread good crisis management practice between jurisdictions, rather than just between events within one jurisdiction. Finally, the 2009 H1N1 pandemic experience allowed careful and in-depth studies of policymaking dynamics relevant to political science, public policy, and public administration theory. Interest-based politics (“politics as usual”) offers partial explanations of the 2009 H1N1 responses, as it does for many public policies. However, the studies of 2009 H1N1 response-making reveal that science and scientific advice (“unusual” politics because scientists are often sidelined in day-to-day policymaking) strongly shaped 2009 H1N1 responses in some contexts. Hence, some of the pandemic response experiences offer insights that are otherwise hard to empirically verify into how sciences (or scientific advisors and networks) become powerful and use power when they have it. As mentioned, the numerous national pandemic response processes during 2009 generated sharply differing pandemic responses. Notably, this was true even among relatively similar countries (e.g., EU member states) and, indeed, subnational regions (e.g., U.S. states). It was also true even when policymaking was dominated by epidemiological and medical experts (e.g., countries in Northwestern Europe). The studies show that global and national scientific leaders, and the pandemic response guidance or policies they made, relied mostly on pre-pandemic established ideas and practices (national ideational trajectories, or paradigms) in their pandemic response decisions. While data about 2009 H1N1 were generated and shared internationally, and government agencies and experts in numerous settings engaged in intense deliberation and sensemaking about 2009 H1N1, such emerging information and knowledge only affected global and national responses slowly (if ever), and, at most, as course alterations.
2009年H1N1流感大流行防范和应对:危机管理和公共政策见解
从1990年代起,各国政府和全球卫生行为体将资源和政策注意力专门用于应对新出现的传染病的威胁,特别是那些具有大流行(即全球流行病)潜力的传染病。2009年4月至2010年8月期间,世界经历了全球防范新时代的第一次大流行,即2009年H1N1流感大流行。与前几年防范工作期间产生的预期一致,2009年H1N1流感疫情是一种新型流感病毒的迅速传播。在2009年之前的几年里,在世界卫生组织(WHO)的敦促下,各国政府制定了应对流感大流行的计划。一些国家还采取了代价高昂的措施,通过储存针对流感病毒开发的抗病毒药物、预先购买疫苗(这反过来又促使制药公司开发大流行性流感疫苗模型和生产能力)、要求国内卫生保健机构和其他组织编写自己的具体大流行性流感计划,以及根据构建的情景进行现场演习,来提高应对能力。除了国家政府部门和机构外,这些准备工作还涉及国际组织、私营公司、地方政府、医院和医疗保健专业人员。社会科学奖学金如何利用与大流行病防范和应对,特别是2009年H1N1流感应对有关的政策和行动,产生新的见解?关于2009年H1N1流感大流行防备和应对的现有文献表明,大流行防备和应对的相似点和差异点为危机管理和公共政策的实践指导和理论发展以及司法管辖区之间的政策学习提供了机会。由于涉及许多司法管辖区和政府行为体,2000年代初的大流行病准备工作和对2009年H1N1流感大流行的应对为比较社会科学和跨界危机管理研究提供了丰富的基础。这包括确定危机是否以及如何涉及独特或相对普通的政治动态的机会。它还涉及处理相关问题的司法管辖区之间不同寻常的学习机会。相互联网的生物医学专家和官员以及卫生组织等国际公共卫生组织经常向政府的准备工作和反应提供信息。然而,准备和应对的场所是国家政府,实施依赖于当地医院和医疗保健专业人员。因此,大约在2000年至2010年期间,在大流行病防备和应对的紧张时期,统一生物学和国际合作的同构力量与人类社会的不同力量形成了对比。对生物安全的社会科学解释表明,人们逐渐认识到新的和无法治疗的传染病,并作出了防范大流行病的努力。首先,大约自1990年以来,公共卫生学者和机构越来越关注与众多自然和人为疾病威胁有关的一般生物安全。这促使公共卫生科学和政策实践从依赖现有疾病的精算统计转向使用预测(或想象)威胁的情景和模拟。第二,新的疾病防治前景为具有创业精神的政治和公共行政机构在20世纪90年代末和21世纪初将传染病威胁“证券化”提供了机会,这意味着政策体系内一些机构和群体获得了更大的权力。最后,在2001年9月之后,由于主要大国投入了大量资源来管理生物恐怖主义风险,流感作为一种“天然”生物安全威胁获得了特别突出的作用。在随后的大流行防范工作中,可能非常致命和具有传染性的流感成为国际社会的主要重点。反过来,2009年H1N1流感大流行是在全球和国家大流行以及更广泛的生物安全防范工作出现历史性激增之后发生的。从2009年到2010年,世界上几乎所有国家的政府以及国际公共卫生和医药组织都采取了应对措施。在大流行之后,对"吸取的经验教训"进行了正式的学术审查,试图利用2009年H1N1应对的丰富成功和失败案例,为大流行防范的后续步骤提供信息和影响。这些情况一般表明,在危机应对中经常发现的许多问题在大流行应对中重复出现。但它们也表明,丰富多样的大流行经验提供了在不同司法管辖区之间传播良好危机管理做法的潜力,而不仅仅是在一个司法管辖区内的事件之间传播。 最后,2009年H1N1流感大流行的经验使我们能够仔细深入地研究与政治学、公共政策和公共行政理论相关的决策动态。基于利益的政治(“一如既往的政治”)为2009年H1N1流感的应对提供了部分解释,正如它对许多公共政策所做的那样。然而,对2009年H1N1流感应对措施的研究表明,在某些情况下,科学和科学建议(“不寻常的”政治,因为科学家在日常决策中经常被边缘化)强烈地影响了2009年H1N1流感的应对措施。因此,对于科学(或科学顾问和网络)如何变得强大并在拥有权力时如何使用权力,一些大流行应对经验提供了难以通过经验验证的见解。如上所述,2009年期间许多国家的大流行病应对进程产生了截然不同的大流行病应对措施。值得注意的是,即使在相对相似的国家(如欧盟成员国)和次国家地区(如美国各州)之间也是如此。即使在决策由流行病学和医学专家主导的情况下也是如此(例如,西北欧国家)。这些研究表明,全球和国家科学领导人以及他们制定的大流行应对指导或政策,在大流行应对决策中主要依赖于大流行前确立的想法和做法(国家思想轨迹或范式)。虽然有关2009年H1N1流感的数据已经产生并在国际上共享,政府机构和专家在许多环境中参与了关于2009年H1N1流感的激烈审议和意义制定,但这些新兴的信息和知识只是缓慢地(如果有的话)影响了全球和国家的反应,而且最多只是改变了进程。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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