The Incompatibility of Democracy and Equal Freedom

Samantha. M. Koreman
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By forcing individuals to act as groups, democracy undermines equal freedom. Volume 10, Issue 1 Res Cogitans 2 | eP1188 Res Cogitans People frequently assume that the most popular opinion must be the one they ought to hold. It is often said that democratic governments best protect the interest and freedom of their people. The question of whether idealized democracy— defined as theoretical form of government that requires the unanimous consent of each constituent to create and legitimate the rule of law—is compatible with liberty is almost vacuous. In its ideal form, there is no concept of democratic coercion as every citizen consents to every law that is created. But the purpose of any government structure is not to be an ivory tower ideal. Instead, political theories must be applied and tested. In the case that a single citizen did not consent to either democratic rule or a specific policy option determined via a democratic procedure and was forced to obey the law, it seems as though the law would undermine liberty. While theoretically democracy could be compatible with liberty, modern governments that embody democratic structures are incompatible with both political and personal liberty. At best, realistic applications of democracy do not provide as much liberty as its proponents believe it does— democracies provide an illusion of free choice to individual citizens and afford limited liberty to group agents. Although democracy seems simple to define, in reality it is quite difficult to define it comprehensively. In the context of this paper, a proponent of democracy could argue that because a democracy is defined by a government’s adherence to democratic ideals—fairness, equality, free speech, or free expression—democracy most obviously prioritizes freedom. Procedural or structural accounts of democracy (i.e. the methods of electing individuals to govern a constituency) are more useful to discuss in the context of freedom because any type of government could, hypothetically, embody most democratic ideals— a dictatorship could allow for each citizen to be equal to every other citizen, provide for a fair criminal justice system, and ingrain freedoms of speech and expression into its legal code. The question of the relationship between democracy and freedom is one of whether the structure of electing representatives via an organized system is compatible with freedom. Freedom cannot be defined by “a list of circumstances in which we would describe situations as ‘free’ or ‘unfree’” and our background contexts of human behaviors associated with freedom (Hyland 1995, 39–40). Liberty can best be understood as a specific form of freedom, where freedom is defined as “independence from being constrained by another’s choice” (Ripstein 2009, 240). The behaviors associated with a use of liberty are mainly unseen— a person with a positive right to liberty will have the ability to choose between all possible options, with no options taken away from her by anything other than her own choice. The question of Koreman | The Incompatibility of Democracy commons.pacificu.edu/rescogitans eP1188 | 3 compatibility is not one of comparison. It asks whether, conceptually and in terms of application, independence of choice is consistent with democracy. Constitutively, any government with normatively justified political authority will infringe on absolute liberty via rightful coercion. Even in the most mundane, wellintentioned, and minimal exercises of coercion, the government makes a citizen’s choice to perform certain sets of actions dependent on state laws. By creating a law—and placing penalties on citizens for breaking the law—the government puts a constraint on a potential action that a citizen would make. The question at hand is whether a democratic government will infringe on liberty in ways that violate equal freedom, defined as freedom that balances the freedom of all individuals and never uses one person’s freedom as a means to the freedom of another (Ripstein 2009, 6). Institutional decisions cannot choose to ignore or preference the liberty of certain constituents over others and still qualify as ensuring equal freedom as it would undermine the notion that everyone’s access to liberty is valued to the same extent. This poses a fundamental problem for democracy— modern democracies do not require unanimous voting to pass a policy. If a democracy enacts a law—perhaps about mandatory vaccinations in the name of public health— and it passes through a democratic process even though certain citizens did not vote for it, then the democracy undermines liberty. Even if a citizen chooses to shirk the rule of law, she would then place herself in a situation where an entity may enact punishment on her. The fear of punishment alters the would-be-free choice of a citizen. Liberty is not an intrinsic part of a democratic process. Part of the draw of democracy is that the exercises of authority by the democratic state are said to be done by the people that it governs. Because modern democracy functions via a majority rules system where the most number of votes wins, applications of democracy deny the freedom of the minority in favor of enacting the wishes of the majority. If liberty has this relationship with choice where “an agent has autonomous control over some... state of affairs only to the degree that their actions can change, affect, or make a difference regarding that object or state of affairs,” then exercises of liberty under democracy are limited to individual acts of deliberation like voting (Brennan 2016, 88). While a citizen could exercise autonomous control over her individual vote, she exerts no control over the law once it is created. There is also a stronger dilemma. Because democracy requires coalitions, groups dominate the decision-making process. Furthermore, the larger the population, the less likely individual votes are to affect outcomes. Just because an individual is free to join a coalition or cast a vote, it does not mean that she can independently influence politics. Volume 10, Issue 1 Res Cogitans 4 | eP1188 Res Cogitans This is a point of tension. If a tenet of democracy is that there is equal participation, and—under a cynical view— the only autonomous individual is the one that casts the deciding vote, then there is some degree of inequality in regard to political participation. Some people act as sub-groups, others act as individuals. And the decisive power of either the sub-group or the individual is unequal, depending on the numbers of a particular vote. The proponent of democracy may rightfully and easily answer this specific objection back by emphasizing democracy’s care for equality of political participation, rather than equality of ends. However, this response misses the more upsetting component of democracy’s care towards groups. Democracy breeds a façade of choice. Structurally, political equality prioritizes a rational creation of coalition building and the establishment of groups. Individuals have a myriad of opinions regarding policy. Even well-informed, well-educated individuals disagree about the best possible policies to implement. Democracy recognizes this and, hypothetically, allows for individuals to disagree and debate. In encouraging this, democracy contradicts exercises of liberty in two main ways. First, because of structural concerns in modern democratic states, certain votes have more power than others. To maximize votes, candidates cater towards groups that will win them the most votes. A single example would be areas of great populations like metropolitan areas (Warf 2009). For certain issues, individuals in metropolitan areas may have different opinions than individuals in rural areas based on the geographic differences between large cities and small towns— for example, preferences about agriculture policy or allocations towards public transportation. Direct democracy incentivizes policymakers to pander to the largest number of voting blocks and ignore the opinions of the minority— undermining notions of equal freedom. Second, the idea that individual votes are meaningful in a democracy is a farce. Even if a democracy were to allow for absolute freedom of expression and open discourse, certain ideas will naturally gain more popularity than other ideas. This is not by itself a problem— people ought to be free to believe in whatever warranted belief they possess regardless of that belief’s popularity. But the idea that certain beliefs are more popular poses a special problem for democracy. Because democracy determines policies—or, elected officials—via a vote, the most popular belief will ultimately win out. This is what democracy wants. But the idea that individual votes are meaningful fails because “individual votes in fact have almost no instrumental value” (Brennan 2016, 86). Instead, because the majority does in fact rule in a democracy, coalitions gain power. Parties and groups have real autonomy in a democracy to drive decisions; individuals do not. When democratic assemblies make decisions, an individual Koreman | The Incompatibility of Democracy commons.pacificu.edu/rescogitans eP1188 | 5 does not always on her own have the ab","PeriodicalId":167127,"journal":{"name":"International Journal of Undergraduate Research and Creative Activities","volume":"102 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2019-08-02","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"International Journal of Undergraduate Research and Creative Activities","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.7710/2155-4838.1188","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 0

Abstract

It is commonly believed that democracies are freedom preserving. In a limited, consequentialist sense, this presumption may be correct. However, if someone were to look critically at an application of liberal democracy, she would discover that democracy is not as consistent with freedom as it appears to be. This paper argues that democracy is incompatible with equal freedom as realistic applications of democracy undermine liberty on both a practical and structural level. To accomplish this task, this paper discusses the role of group agents in a democratic political system. While voting allows citizens to express their opinions, voting cannot—in practical or theoretical terms—preserve equal freedom as a result of an individual vote’s lack of efficacy. By forcing individuals to act as groups, democracy undermines equal freedom. Volume 10, Issue 1 Res Cogitans 2 | eP1188 Res Cogitans People frequently assume that the most popular opinion must be the one they ought to hold. It is often said that democratic governments best protect the interest and freedom of their people. The question of whether idealized democracy— defined as theoretical form of government that requires the unanimous consent of each constituent to create and legitimate the rule of law—is compatible with liberty is almost vacuous. In its ideal form, there is no concept of democratic coercion as every citizen consents to every law that is created. But the purpose of any government structure is not to be an ivory tower ideal. Instead, political theories must be applied and tested. In the case that a single citizen did not consent to either democratic rule or a specific policy option determined via a democratic procedure and was forced to obey the law, it seems as though the law would undermine liberty. While theoretically democracy could be compatible with liberty, modern governments that embody democratic structures are incompatible with both political and personal liberty. At best, realistic applications of democracy do not provide as much liberty as its proponents believe it does— democracies provide an illusion of free choice to individual citizens and afford limited liberty to group agents. Although democracy seems simple to define, in reality it is quite difficult to define it comprehensively. In the context of this paper, a proponent of democracy could argue that because a democracy is defined by a government’s adherence to democratic ideals—fairness, equality, free speech, or free expression—democracy most obviously prioritizes freedom. Procedural or structural accounts of democracy (i.e. the methods of electing individuals to govern a constituency) are more useful to discuss in the context of freedom because any type of government could, hypothetically, embody most democratic ideals— a dictatorship could allow for each citizen to be equal to every other citizen, provide for a fair criminal justice system, and ingrain freedoms of speech and expression into its legal code. The question of the relationship between democracy and freedom is one of whether the structure of electing representatives via an organized system is compatible with freedom. Freedom cannot be defined by “a list of circumstances in which we would describe situations as ‘free’ or ‘unfree’” and our background contexts of human behaviors associated with freedom (Hyland 1995, 39–40). Liberty can best be understood as a specific form of freedom, where freedom is defined as “independence from being constrained by another’s choice” (Ripstein 2009, 240). The behaviors associated with a use of liberty are mainly unseen— a person with a positive right to liberty will have the ability to choose between all possible options, with no options taken away from her by anything other than her own choice. The question of Koreman | The Incompatibility of Democracy commons.pacificu.edu/rescogitans eP1188 | 3 compatibility is not one of comparison. It asks whether, conceptually and in terms of application, independence of choice is consistent with democracy. Constitutively, any government with normatively justified political authority will infringe on absolute liberty via rightful coercion. Even in the most mundane, wellintentioned, and minimal exercises of coercion, the government makes a citizen’s choice to perform certain sets of actions dependent on state laws. By creating a law—and placing penalties on citizens for breaking the law—the government puts a constraint on a potential action that a citizen would make. The question at hand is whether a democratic government will infringe on liberty in ways that violate equal freedom, defined as freedom that balances the freedom of all individuals and never uses one person’s freedom as a means to the freedom of another (Ripstein 2009, 6). Institutional decisions cannot choose to ignore or preference the liberty of certain constituents over others and still qualify as ensuring equal freedom as it would undermine the notion that everyone’s access to liberty is valued to the same extent. This poses a fundamental problem for democracy— modern democracies do not require unanimous voting to pass a policy. If a democracy enacts a law—perhaps about mandatory vaccinations in the name of public health— and it passes through a democratic process even though certain citizens did not vote for it, then the democracy undermines liberty. Even if a citizen chooses to shirk the rule of law, she would then place herself in a situation where an entity may enact punishment on her. The fear of punishment alters the would-be-free choice of a citizen. Liberty is not an intrinsic part of a democratic process. Part of the draw of democracy is that the exercises of authority by the democratic state are said to be done by the people that it governs. Because modern democracy functions via a majority rules system where the most number of votes wins, applications of democracy deny the freedom of the minority in favor of enacting the wishes of the majority. If liberty has this relationship with choice where “an agent has autonomous control over some... state of affairs only to the degree that their actions can change, affect, or make a difference regarding that object or state of affairs,” then exercises of liberty under democracy are limited to individual acts of deliberation like voting (Brennan 2016, 88). While a citizen could exercise autonomous control over her individual vote, she exerts no control over the law once it is created. There is also a stronger dilemma. Because democracy requires coalitions, groups dominate the decision-making process. Furthermore, the larger the population, the less likely individual votes are to affect outcomes. Just because an individual is free to join a coalition or cast a vote, it does not mean that she can independently influence politics. Volume 10, Issue 1 Res Cogitans 4 | eP1188 Res Cogitans This is a point of tension. If a tenet of democracy is that there is equal participation, and—under a cynical view— the only autonomous individual is the one that casts the deciding vote, then there is some degree of inequality in regard to political participation. Some people act as sub-groups, others act as individuals. And the decisive power of either the sub-group or the individual is unequal, depending on the numbers of a particular vote. The proponent of democracy may rightfully and easily answer this specific objection back by emphasizing democracy’s care for equality of political participation, rather than equality of ends. However, this response misses the more upsetting component of democracy’s care towards groups. Democracy breeds a façade of choice. Structurally, political equality prioritizes a rational creation of coalition building and the establishment of groups. Individuals have a myriad of opinions regarding policy. Even well-informed, well-educated individuals disagree about the best possible policies to implement. Democracy recognizes this and, hypothetically, allows for individuals to disagree and debate. In encouraging this, democracy contradicts exercises of liberty in two main ways. First, because of structural concerns in modern democratic states, certain votes have more power than others. To maximize votes, candidates cater towards groups that will win them the most votes. A single example would be areas of great populations like metropolitan areas (Warf 2009). For certain issues, individuals in metropolitan areas may have different opinions than individuals in rural areas based on the geographic differences between large cities and small towns— for example, preferences about agriculture policy or allocations towards public transportation. Direct democracy incentivizes policymakers to pander to the largest number of voting blocks and ignore the opinions of the minority— undermining notions of equal freedom. Second, the idea that individual votes are meaningful in a democracy is a farce. Even if a democracy were to allow for absolute freedom of expression and open discourse, certain ideas will naturally gain more popularity than other ideas. This is not by itself a problem— people ought to be free to believe in whatever warranted belief they possess regardless of that belief’s popularity. But the idea that certain beliefs are more popular poses a special problem for democracy. Because democracy determines policies—or, elected officials—via a vote, the most popular belief will ultimately win out. This is what democracy wants. But the idea that individual votes are meaningful fails because “individual votes in fact have almost no instrumental value” (Brennan 2016, 86). Instead, because the majority does in fact rule in a democracy, coalitions gain power. Parties and groups have real autonomy in a democracy to drive decisions; individuals do not. When democratic assemblies make decisions, an individual Koreman | The Incompatibility of Democracy commons.pacificu.edu/rescogitans eP1188 | 5 does not always on her own have the ab
民主和平等自由的不相容
人们普遍认为民主是维护自由的。在有限的结果主义意义上,这种假设可能是正确的。然而,如果有人以批判的眼光看待自由民主的应用,她会发现民主并不像看起来那样与自由一致。本文认为,民主与平等的自由是不相容的,因为民主的现实应用在实践和结构层面上都破坏了自由。为了完成这一任务,本文讨论了群体代理人在民主政治制度中的作用。虽然投票使公民能够表达自己的意见,但由于个人投票缺乏效力,投票在实践或理论上都不能维护平等的自由。民主迫使个人以群体的方式行动,破坏了平等的自由。人们常常认为,最受欢迎的意见一定是他们应该持有的意见。人们常说,民主政府最能保护人民的利益和自由。理想化的民主——定义为一种理论上的政府形式,需要每个选民的一致同意来创造和合法化法治——是否与自由相容,这个问题几乎是空洞的。在其理想形式中,没有民主强制的概念,因为每个公民都同意制定的每一项法律。但任何政府结构的目的都不是成为象牙塔式的理想。相反,政治理论必须得到应用和检验。如果一个公民既不同意民主统治,也不同意通过民主程序确定的特定政策选择,并被迫遵守法律,那么法律似乎会破坏自由。虽然理论上民主可以与自由相容,但体现民主结构的现代政府与政治自由和个人自由都是不相容的。在最好的情况下,民主的实际应用并不像其支持者所认为的那样提供那么多的自由——民主为公民个人提供了一种自由选择的幻觉,并为团体代理人提供了有限的自由。虽然民主看起来很容易定义,但实际上很难全面地定义它。在本文的背景下,民主的支持者可能会争辩说,因为民主是由政府对民主理想的坚持来定义的——公平、平等、言论自由或言论自由——民主显然优先考虑自由。民主的程序或结构解释(即选举个人管理选区的方法)在自由的背景下讨论更有用,因为任何类型的政府都可以,假设,体现大多数民主理想-独裁可以允许每个公民与其他公民平等,提供公平的刑事司法系统,并将言论自由和表达自由根深蒂固地纳入其法律法规。民主与自由的关系问题是通过有组织的制度选举代表的结构是否与自由相容的问题。自由不能被定义为“一系列我们描述为‘自由’或‘不自由’的情况”以及我们与自由相关的人类行为的背景背景(Hyland 1995,39 - 40)。自由最好被理解为自由的一种特定形式,其中自由被定义为“不受他人选择约束的独立性”(Ripstein 2009, 240)。与使用自由相关的行为主要是看不见的——一个拥有积极的自由权利的人将有能力在所有可能的选择中做出选择,除了她自己的选择之外,没有任何其他选择剥夺她的选择。可勒曼问题|民主主义的不相容commons.pacificu.edu/rescogitans eP1188 | 3相容性不是比较问题。它提出的问题是,在概念上和在应用方面,选择的独立性是否与民主一致。从本质上讲,任何具有规范正当政治权威的政府都将通过合法的强制手段侵犯绝对自由。即使在最平凡的、善意的、最小限度的强制行为中,政府也会根据州法律让公民选择执行某些行为。通过制定法律并对违法的公民进行惩罚,政府对公民可能做出的潜在行为施加了约束。目前的问题是,民主政府是否会以违反平等自由的方式侵犯自由,平等自由被定义为平衡所有个人的自由,从不将一个人的自由作为另一个人自由的手段(Ripstein 2009, 6)。 在民主制度下,政党和团体在推动决策方面拥有真正的自主权;个人则不然。当民主会议做出决定时,一个韩国人并不总是独自拥有ab。民主的不兼容性commons.pacificu.edu/rescogitans eP1188 | 5
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