What's in a Label? The EU as 'Administrative' and 'Constitutional'

Peter L. Lindseth
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引用次数: 1

Abstract

How shall we ‘come to terms’ with the complex reality of governance in the European Union? If we regard this challenge in strictly legal terms and, more importantly, give the pronouncements of the European Court of Justice (ECJ) and sympathetic legal commentators the dispositive role in our determination, then the response is clear: The EU is a ‘constitutional’ level of governance in its own right, with the EU treaties serving as a ‘constitutional charter of a Community based on the rule of law’. There is another sense of ‘coming to terms’, however, that is less ECJ-centric. It looks beyond the nominal and legal and moves into the sociological and historical domains. It recognizes that ‘coming to terms’ must focus on the core disconnect at the heart of European integration, in which regulatory power has undoubtedly shifted to the supranational level but the EU lacks autonomous democratic and constitutional legitimacy to support the exercise of that power in its own right. The EU legal order clearly enjoys a legal, technocratic and functional legitimacy sufficient to support autonomous regulatory power of a uniquely powerful supranational type. The problem with the nominal constitutionalism of the ECJ and legal commentators, however, is that it proceeds ‘as if’ the EU possesses robust democratic and constitution legitimacy in its own right, in defiance of the EU’s actual socio-historical character. Two features of EU public law — nationally grounded resource mobilization and nationally mediated legitimacy — point strongly to the EU’s character as ultimately derivative, delegated, and ‘administrative’, operating as a regulatory ‘agent’ of democratic and constitutional ‘principals’ who remain largely national. These features of EU governance focus our attention on what we can call ‘the power-legitimacy nexus’; that is, the linkage between the nature of the legitimacy enjoyed by a legal or political order (legal, technocratic, functional, or robustly democratic and constitutional) and the scope of power that the legal order can then successfully exercise. Using a comparative administrative law perspective, this chapter argues that several judicial doctrines of the ECJ — relating to ‘legal basis’, ‘subsidiarity’ and ‘supremacy’, among others — should be reformed to bring them more fully into line with the EU’s actual socio-historical character as an instance of supranational administrative governance. Rather than indulging in an ‘as if’ constitutionalism as the ECJ has done, the public law of European integration should confront the EU as it actually is. In ‘coming to terms’ with *this* reality, we must do more than simply label it; rather, we must also understand how European law, both national and supranational, should evolve to accommodate its underlying socio-historical disconnect and the contradictions it raises.
标签里有什么?欧盟的“行政”和“宪法”
我们该如何“接受”欧盟治理的复杂现实?如果我们从严格的法律角度看待这一挑战,更重要的是,让欧洲法院(ECJ)和富有同情心的法律评论员的声明在我们的决定中发挥决定性作用,那么回应是明确的:欧盟本身就是一个“宪法”层面的治理,欧盟条约作为“基于法治的共同体的宪法宪章”。然而,还有另一种“达成协议”的含义,这种含义不那么以欧洲央行为中心。它超越了名义和法律的范畴,进入了社会学和历史的领域。它认识到,“达成协议”必须关注欧洲一体化核心的核心脱节,其中监管权力无疑已转移到超国家层面,但欧盟缺乏自主民主和宪法合法性来支持该权力的行使。欧盟法律秩序显然享有法律、技术官僚和功能上的合法性,足以支持一种独特而强大的超国家类型的自主监管权力。然而,欧洲法院和法律评论员名义上的宪政主义的问题在于,它“好像”欧盟本身就拥有强大的民主和宪法合法性,无视欧盟实际的社会历史特征。欧盟公法的两个特征——以国家为基础的资源动员和国家调解的合法性——强烈地指出了欧盟最终的衍生性、委托性和“行政性”的特征,作为民主和宪法“委托人”的监管“代理人”运作,而这些“委托人”基本上仍然是国家的。欧盟治理的这些特征将我们的注意力集中在我们所谓的“权力-合法性关系”上;也就是说,法律或政治秩序(法律的、技术官僚的、功能的或强有力的民主和宪法的)所享有的合法性的性质与法律秩序随后能够成功行使的权力范围之间的联系。本章运用比较行政法的视角,论证了欧洲法院的几个司法理论——包括“法律基础”、“辅助性”和“至上性”等——应该进行改革,以使它们更充分地符合欧盟作为超国家行政治理实例的实际社会历史特征。欧洲一体化公法不应像欧洲法院那样沉迷于“假装”的宪政主义,而应正视欧盟的实际情况。在“接受”这一现实时,我们必须做的不仅仅是简单地给它贴上标签;相反,我们还必须了解欧洲法律(无论是国家法还是超国家法)应该如何演变,以适应其潜在的社会历史脱节及其引发的矛盾。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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