Elusive Justice: Legal Redress for Killings by U.S. Border Agents

R. Altholz
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Abstract

Since the 1990s, U.S. Customs and Border Protection (CBP) agents have killed approximately fifty Mexican and U.S. nationals along the U.S.-Mexico border. Many of the victims, including several teenagers, were unarmed and shot in the back. The vast majority of CBP agents have faced no criminal, civil, or disciplinary action for their conduct. This Article identifies U.S. legal doctrines, defenses, and procedures that make justice elusive for the relatives of victims. The Article argues that there is mounting legal and political pressure to hold CBP agents accountable for violence at the border and suggests that reformists look to international standards to help guide efforts to address systemic barriers to redress. To date, no civil plaintiff has prevailed at trial in a case involving a CBP killing. Courts have dismissed most federal civil claims for lack of jurisdiction or after finding the U.S. government or CBP agent has immunity. Federal legislation, specifically the Westfall Act, effectively bars state-law tort claims in this context. As for criminal charges, federal prosecutors have declined to bring charges in all cases but one and the few state prosecutions have rarely resulted in a guilty verdict. There is, however, mounting legal and political pressure to hold CBP agents accountable for border killings. In 2017, the U.S. Supreme Court is expected to decide whether the U.S. Constitution protects foreign nationals killed in foreign territory by CBP agents. The U.S. Department of Justice recently brought criminal charges against a CBP agent for a border killing for the first time in the CBP’s nearly 100-year history. The Mexican government is also investigating multiple deaths and issued an arrest warrant for a CBP agent who killed an unarmed Mexican teenager. In addition, international human rights bodies have denounced the United States for use of excessive force and the failure to track or adequately investigate border deaths. This Article discusses doctrines and defenses such as sovereign and qualified immunity, extraterritoriality, and the Westfall Act that have led to the dismissal of civil suits and the closing of criminal investigations without pursuing charges. But legal doctrines do not alone explain the lack of accountability—institutional policies and practices also play a critical role. This Article argues that international human rights standards reveal how far U.S. law enforcement has strayed from global standards in preventing the excessive use of force and serves as a guide to identify and address the systemic barriers to redress faced by victims’ families.
难以捉摸的正义:美国边境人员杀人的法律补救
自20世纪90年代以来,美国海关和边境保护局(CBP)的工作人员在美墨边境杀害了大约50名墨西哥和美国国民。许多受害者,包括几名青少年,手无寸铁,背后中枪。绝大多数海关和边境保护局的工作人员没有因为他们的行为而面临刑事、民事或纪律处分。本文指出,美国的法律理论、辩护和程序使受害者亲属难以获得正义。文章认为,要求CBP人员对边境暴力负责的法律和政治压力越来越大,并建议改革派借鉴国际标准,帮助指导解决系统性障碍的努力。到目前为止,没有民事原告在涉及CBP杀人的案件中胜诉。法院驳回了大多数联邦民事诉讼,理由是缺乏管辖权,或者在发现美国政府或CBP特工有豁免权之后。联邦立法,特别是《韦斯特福尔法》,有效地禁止了在这种情况下的州法侵权索赔。至于刑事指控,联邦检察官拒绝对所有案件提出指控,只有一起案件除外,少数几起州起诉很少导致有罪判决。然而,要求CBP对边境杀戮负责的法律和政治压力越来越大。2017年,美国最高法院预计将决定美国宪法是否保护在外国领土被CBP特工杀害的外国人。美国司法部最近对CBP的一名特工提出刑事指控,这是CBP近100年历史上第一次在边境杀人。墨西哥政府也在调查多起死亡事件,并对一名杀害一名手无寸铁的墨西哥少年的美国海关和边境保护局特工发出逮捕令。此外,国际人权机构谴责美国过度使用武力,未能追踪或充分调查边境死亡事件。本文讨论了主权豁免和有条件豁免、治外法权和《韦斯特福尔法》等导致民事诉讼被驳回和刑事调查在不追究指控的情况下结束的理论和抗辩。但法律理论并不能单独解释问责制的缺失,制度政策和实践也起着关键作用。本文认为,国际人权标准揭示了美国执法部门在防止过度使用武力方面偏离国际标准的程度,并为识别和解决受害者家属面临的制度性障碍提供了指导。
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