Probabilistic Counterexample Guidance for Safer Reinforcement Learning (Extended Version)

Xiaotong Ji, Antonio Filieri
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Abstract

Safe exploration aims at addressing the limitations of Reinforcement Learning (RL) in safety-critical scenarios, where failures during trial-and-error learning may incur high costs. Several methods exist to incorporate external knowledge or to use proximal sensor data to limit the exploration of unsafe states. However, reducing exploration risks in unknown environments, where an agent must discover safety threats during exploration, remains challenging. In this paper, we target the problem of safe exploration by guiding the training with counterexamples of the safety requirement. Our method abstracts both continuous and discrete state-space systems into compact abstract models representing the safety-relevant knowledge acquired by the agent during exploration. We then exploit probabilistic counterexample generation to construct minimal simulation submodels eliciting safety requirement violations, where the agent can efficiently train offline to refine its policy towards minimising the risk of safety violations during the subsequent online exploration. We demonstrate our method's effectiveness in reducing safety violations during online exploration in preliminary experiments by an average of 40.3% compared with QL and DQN standard algorithms and 29.1% compared with previous related work, while achieving comparable cumulative rewards with respect to unrestricted exploration and alternative approaches.
更安全强化学习的概率反例指南(扩展版)
安全探索旨在解决强化学习(RL)在安全关键场景中的局限性,在这些场景中,试错学习过程中的失败可能会导致高昂的成本。有几种方法可以结合外部知识或使用近端传感器数据来限制对不安全状态的探索。然而,在未知环境中降低勘探风险仍然具有挑战性,在未知环境中,agent必须在勘探过程中发现安全威胁。本文以安全要求的反例指导训练,针对安全探索问题。我们的方法将连续和离散状态空间系统抽象为紧凑的抽象模型,表示智能体在探索过程中获得的安全相关知识。然后,我们利用概率反例生成来构建引发违反安全要求的最小仿真子模型,其中代理可以有效地离线训练以改进其策略,以便在随后的在线探索中最小化违反安全要求的风险。在初步实验中,我们证明了我们的方法在减少在线探索过程中的安全违规方面的有效性,与QL和DQN标准算法相比,平均降低了40.3%,与之前的相关工作相比,平均降低了29.1%,同时在无限制探索和替代方法方面获得了相当的累积奖励。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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