Opportunities for improving the processes of preparing legal acts by public authorities based on the process mining

E. Vasilieva, O. Dolganova
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Abstract

The processes of creating legal acts must meet such criteria as transparency, controllability, compliance with regulations. However, currently the procedures are extremely bureaucratic, pre-planned and go through many instances during the preparation, approval and signing. Of course, most of these processes are necessary, time-tested and legally fixed. At the same time, there are operations that require optimisation, including due to their automation or robotisation. To identify them and ensure that the procedure meet the changing needs of the state, it is important to create conditions for continuous monitoring, timely identification and operational adaptation and optimisation of the rule-making activities of the authorities. In this regard, the issue of applying contemporary technologies and approaches to analysis and the formation of recommendations for improving proactive processes seems extremely relevant. The purpose of this study is to examine the currend specifics of the preparation of the legal acts by the federal executive authorities and to identify areas for this normative documents’ improvement based on the process mining. The research methods used were a literature review and the Russian legal framework analysis, a questionnaire survey and process modelling. The authors analyse how draft legal documents (government and presidential acts, federal laws) are developed in the Russian Federation. They demonstrate the need for a transition to smart management. Its principles will ensure efficiency and flexibility in the preparation of normative legal acts. The metrics for monitoring and controlling the execution of the relevant instructions are formulated and the prospects for the development of their information support as a result of the implementation of process mining technologies are highlighted.
公共当局在过程挖掘的基础上改进法律行为准备过程的机会
制定法律行为的过程必须符合透明、可控性、符合法规等标准。然而,目前的程序非常官僚,事先计划好,在准备、批准和签署过程中经历了许多步骤。当然,这些过程中的大多数都是必要的,经过时间考验的,并且在法律上是固定的。与此同时,还有一些操作需要优化,包括自动化或机器人化。为了识别它们并确保程序满足国家不断变化的需求,重要的是要为当局的规则制定活动的持续监测、及时识别、业务调整和优化创造条件。在这方面,将现代技术和方法应用于分析和提出建议以改进主动进程的问题似乎极为重要。本研究的目的是审查目前联邦行政当局制定法律行为的具体情况,并根据过程挖掘确定这一规范性文件的改进领域。使用的研究方法是文献综述和俄罗斯法律框架分析,问卷调查和过程建模。作者分析了俄罗斯联邦法律文件草案(政府和总统行为、联邦法律)是如何形成的。它们证明了向智能管理过渡的必要性。其原则将确保规范性法律行为编制的效率和灵活性。制定了监测和控制有关指令执行的指标,并强调了由于实施过程挖掘技术而发展其信息支持的前景。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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