Assessing the Sense and Scope of ‘Autonomy’ in Emerging Military Weapon Systems

Maziar Homayounnejad
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Abstract

Lethal Autonomous Weapon Systems (LAWS) are essentially weapon systems that, once activated, can select and engage targets without further human intervention. While these are neither currently fielded nor officially part of any nation’s defence strategy, there is ample evidence that many States and defence contractors are currently developing LAWS for future deployment. Accordingly, this article will proceed in two main sections. Firstly, it offers a definition of LAWS, focusing on what it is about weapons autonomy that may call for these systems to be delineated, and subject to certain additional legal requirements in international humanitarian law (IHL), arms control and non-proliferation. Secondly, it considers what kinds of weapon systems are likely to emerge as LAWS, the unique challenges posed by them and some ongoing innovations to address these challenges. Three themes run throughout the paper. Firstly, ‘autonomy’ is a term of art, which must be narrowly and specifically applied to weapon systems, if it is to be useful in a LAWS context. Secondly, the purpose for which weapons autonomy and LAWS are defined is to delineate systems that may need to be subject to a) deployment restrictions, b) stronger and additional precautions in attack (in IHL) and/or c) commonly agreed rules to promote strategic stability (in arms control) and non-proliferation. Accordingly, a third theme is to distinguish between the strategic, operational and tactical levels; and to bear in mind that machine autonomy is technically more feasible at the tactical level, while it is necessary to have extensive (deliberative) human involvement at the operational and strategic levels. Indeed, the epitome of this is precisely the setting of strategic priorities and operational parameters within which tactical autonomy will operate. This is the first of a seven-part series. Future articles will build on it to address, more specifically: 1) whether and how LAWS can be deployed in compliance with IHL; 2) issues relating to the explosive remnants of war; 3) the lawful use of LAWS for targeted strikes; 4) legal and policy issues in the autonomous delivery of nuclear weapons; 5) arms control issues; and 6) non-proliferation.
评估新兴军事武器系统中“自主性”的意义和范围
致命自主武器系统(Lethal Autonomous Weapon Systems, LAWS)本质上是一种武器系统,一旦激活,就可以选择并攻击目标,而无需进一步的人为干预。虽然这些武器目前既没有列装,也没有正式成为任何国家国防战略的一部分,但有充分证据表明,许多国家和国防承包商目前正在开发LAWS,以供未来部署。因此,本文将分为两个主要部分。首先,它提供了法律的定义,重点是武器自主,这可能要求这些系统被划定,并受到国际人道法(IHL),军备控制和不扩散的某些额外法律要求。其次,它考虑了哪些类型的武器系统可能成为LAWS,它们带来的独特挑战以及为应对这些挑战而进行的一些创新。三个主题贯穿全文。首先,“自主性”是一个艺术术语,如果要在法律环境中发挥作用,就必须将其狭义地专门应用于武器系统。其次,定义武器自主和法律的目的是划定可能需要遵守的系统:a)部署限制;b)在攻击时采取更强有力和额外的预防措施(在国际人道法中)和/或c)共同商定的规则,以促进战略稳定(在军备控制中)和不扩散。因此,第三个主题是区分战略、作战和战术各级;要记住,在战术层面上,机器自治在技术上更可行,而在操作和战略层面上,有必要有广泛的(审慎的)人类参与。事实上,这一点的缩影恰恰是战略优先事项和操作参数的设置,战术自治将在其中运作。这是七部分系列的第一部分。今后的文章将以此为基础,更具体地讨论:1)是否以及如何在遵守国际人道法的情况下部署LAWS;2)与战争遗留爆炸物有关的问题;3)合法使用LAWS进行有针对性的打击;4)核武器自主运载的法律和政策问题;5)军控问题;6)不扩散。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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