The Kazakhs, 16th–19th Centuries

J. Noda
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Abstract

The Kazakh khans considered themselves the descendants of Juchi, the son of Chinggis Khan. Leading a group of Turkic Muslim nomads, they established their own authority on the Kazakh steppe (previously called the Qipchaq steppe) by the end of the 15th century. During the 16th century, the Kazakhs further expanded their territory, by fighting with the Shibanid Uzbek dynasty, the Noghays, and the Moghuls. However, the 17th century found the Kazakhs in turn being pressured from without by the Junghars, a group of Mongolian nomads. While it was through this struggle with the Junghars that the Kazakhs gradually attained a unique identity, this identity came at the price of a loss of unity between the three clan confederations (known as Zhuz). After the fall of the Junghars during the mid-18th century, the Kazakhs began conducting a policy of “bilateral diplomacy” with the Russian Empire and Qing China. Simply put, the Kazakh khans sent envoys to both Russia and the Qing court. The relations between the Kazakhs and the Qing are worthy of particular attention as several members of the Kazakh dynasty were even bestowed official titles by the Qing emperor. This bestowal guaranteed the right to trade in Xinjiang and further strengthened Kazakh authority throughout the steppe as well. During the 19th century, the territory of the Kazakh nomads was split up by the Russian and Qing empires. This fracturing was mainly caused by Russia’s expansion into Central Asia. From this time, great political changes began occurring on the Kazakh steppe, leading to mass rebellions and other social unrest. During this tumultuous period under Russian influence, however, Kazakh society also produced many intellectuals, further strengthening their national identity. Significant changes in Kazakh historiography after the onset of the Soviet era are characterized by a focus on two elements: namely, the close relationship between the Kazakhs and the Qing Empire, and the impact of Islam on Kazakh society. Historical research on these topics has been influenced by newly available archival sources in both Russia and China.
哈萨克人,16 - 19世纪
哈萨克可汗认为自己是成吉思汗之子Juchi的后裔。15世纪末,他们带领一群突厥穆斯林游牧民族在哈萨克草原(以前称为奇普恰克草原)建立了自己的权威。在16世纪,哈萨克人通过与什叶派乌兹别克王朝、诺盖王朝和莫卧儿王朝的战斗,进一步扩大了他们的领土。然而,17世纪,哈萨克人又受到了准噶尔人的压力,准噶尔人是蒙古游牧民族。虽然正是通过与准噶尔人的斗争,哈萨克人逐渐获得了独特的身份,但这种身份的代价是失去了三个氏族联盟(称为Zhuz)之间的团结。18世纪中叶准噶尔人灭亡后,哈萨克人开始与俄罗斯帝国和清朝中国实行“双边外交”政策。简单地说,哈萨克可汗向俄国和清廷都派遣了使节。哈萨克人与清朝的关系尤其值得关注,因为哈萨克王朝的几位成员甚至被清朝皇帝授予官衔。这一赠与保证了哈萨克在新疆的贸易权利,也进一步加强了哈萨克在整个草原地区的权威。在19世纪,哈萨克游牧民族的领土被俄罗斯和清朝帝国瓜分。这种分裂主要是由俄罗斯向中亚扩张造成的。从这个时候开始,哈萨克草原上发生了巨大的政治变化,导致了大规模的叛乱和其他社会动荡。然而,在这个受俄国影响的动荡时期,哈萨克社会也产生了许多知识分子,进一步加强了他们的民族认同。苏联时代开始后哈萨克史学的重大变化主要集中在两个方面:一是哈萨克族与清朝的密切关系,二是伊斯兰教对哈萨克社会的影响。这些主题的历史研究受到了俄罗斯和中国新获得的档案资料的影响。
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