Reforming Indigent Defense How Free Market Principles Can Help to Fix a Broken System

Stephen J. Schulhofer, D. Friedman
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引用次数: 20

Abstract

Criminal defense systems are in a state of perpetual crisis, routinely described as "scandalous." Public defender offices around the country face crushing caseloads that necessarily compromise the quality of the legal representation they provide. The inadequacy of existing methods for serving the indigent is widely acknowledged, and President Obama has recently taken steps to give the problem a higher priority on the national agenda.Proposals for improvement commonly stress the need for more resources and, somewhat less often, the importance of giving indigent defense providers legal independence from the government that funds them. Yet virtually every suggestion for reform takes for granted the feature of the current American system that is most problematic and least defensible — the fact that the indigent defendant is never permitted to select the attorney who will represent him.The uniform refusal of American jurisdictions to allow freedom of choice in indigent defense creates the conditions for a double disaster. In violation of free-market principles that are honored almost everywhere else, the person who has the most at stake is allowed no say in choosing the professional who will provide him one of the most important services he will ever need. The situation is comparable to what would occur if senior citizens suffering from serious illness could receive treatment under Medicare only if they accepted a particular doctor designated by a government bureaucrat. In fact, the situation of the indigent defendant is far worse, because the government's refusal to honor the defendant's own preferences is compounded by an acute conflict of interest: the official who selects his defense attorney is tied, directly or indirectly, to the same authority that is seeking to convict the defendant.We see this situation as the source of grave problems. As a corrective, we propose a free market for defense services, one that would, so far as possible, function in the same way that the existing market functions for affluent defendants who are able to retain their own counsel. Though we do not doubt the importance of resource levels, we see budgetary vulnerability and implicit conflicts of interest as inherent in any system where the defendant's attorney is chosen for him by the state. We seek to show that at any level of resources, freedom of choice for the indigent defendant can produce gains for both himself and for the public at large. We also discuss in detail how such a system could be implemented and why it can be expected to provide a practical and effective cure for many of the major ills of indigent defense organization.
改革贫困防御:自由市场原则如何帮助修复一个破碎的体系
刑事辩护系统处于永久危机状态,通常被形容为“丑闻”。全国各地的公设辩护律师事务所都面临着大量的案件,这必然会影响他们提供法律代理的质量。人们普遍承认,为穷人服务的现有方法不足,奥巴马总统最近已采取措施,在国家议程上给予这个问题更高的优先地位。改进的建议通常强调需要更多的资源,并且很少强调给予贫困的国防供应商从资助他们的政府中获得法律独立性的重要性。然而,几乎每一项改革建议都理所当然地认为,当前美国司法体系的一个特点是最有问题的,也是最不值得辩护的——那就是,贫穷的被告永远不被允许选择代表他的律师。美国司法管辖区一致拒绝在贫困辩护中允许自由选择,这为双重灾难创造了条件。这违背了几乎在其他任何地方都受到尊重的自由市场原则,利害关系最大的人在选择专业人员时没有发言权,而专业人员将为他提供他所需要的最重要的服务之一。这种情况与患有严重疾病的老年人只有接受政府官员指定的特定医生才能接受医疗保险治疗的情况类似。事实上,贫困被告的情况要糟糕得多,因为政府拒绝尊重被告自己的偏好,这与严重的利益冲突更加复杂:为他选择辩护律师的官员直接或间接地与试图给被告定罪的同一权威机构联系在一起。我们认为这种局势是严重问题的根源。作为纠正措施,我们建议建立一个辩护服务的自由市场,这个市场将尽可能以现有市场为能够聘请自己的律师的富有被告所发挥的作用相同的方式发挥作用。虽然我们不怀疑资源水平的重要性,但我们认为预算脆弱性和隐含的利益冲突是任何由国家为被告选择律师的制度所固有的。我们试图证明,在任何资源水平下,贫困被告的选择自由可以为他自己和广大公众带来利益。我们还详细讨论了如何实施这样一种制度,以及为什么可以期望它为贫穷的国防组织的许多主要弊病提供实际和有效的治疗。
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