Administrative Law and Rights in the UK House of Lords and Supreme Court

Jason N. E. Varuhas
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引用次数: 3

Abstract

Over the last three years the UK Supreme Court has undertaken renewed efforts to forge a jurisprudence of rights within the common law of judicial review in cases such as Kennedy v Information Commissioner, R (Osborn) v Parole Board, Pham v Secretary of State for the Home Department, Keyu v Secretary of State for Foreign and Commonwealth Affairs, and R (Unison) v Lord Chancellor. Much has been written of these developments from a contemporary perspective, with a great deal of commentary dedicated to analysing individual cases. The contribution of this paper is to place these developments in the context of the development of the modern system of judicial review, and to offer a ‘long view’ of the role which the House of Lords and Supreme Court have attributed to ‘rights’, including human and fundamental rights, within administrative law doctrine. In turn this serves to deepen our understanding of current trends. The paper charts the place of rights within administrative law over four decades, from 1977 to 2017. The paper identifies and analyses four episodes in the interrelationship between administrative law and ideas of rights within the House of Lords and Supreme Court. First, from the late 1970s and through the 1980s the House of Lords actively sought to forge an integrated, unified and coherent field of public law, and in doing so constructed the basic superstructure of contemporary judicial review. This new system was based in a public interest conception of public law which held that public law’s principal function was to ensure proper exercise of public power in the public interest. The corollary of this focus on protection of the public interest was that the courts marginalised the role of rights within judicial review. Second, through the 1990s the House of Lords came under pressure, due to the UK’s commitments under the European Convention on Human Rights, to give greater recognition and protection to basic rights within administrative law doctrine. The House of Lords duly took a number of steps to afford basic interests greater protection through the common law of review, albeit the courts were constrained in how far they could develop the common law by the public interest framework that had only recently been erected. Third, the 2000s saw the entry into force of the Human Rights Act 1998, which created a field of law specifically constituted to afford strong protection to basic rights and which afforded English courts the tools to ensure compliance with Convention obligations. With the emergence of this new field the pressure that had built up during the 1990s to develop the common law of review along rights-based lines fell away. With this pressure release the common law continued to develop broadly in line with the public interest framework put in place during the 1980s. Fourth, from around 2014 onwards the new Supreme Court has shown renewed interest in developing a rights-jurisprudence at common law, and ‘synthesising’ the common law of review and the law under the HRA, albeit there are divisions among the Justices as to how precisely the two fields ought to interrelate. The result has been that the common law of review, and human rights law, have been pushed into a state of flux. The new jurisprudence is characterised by a core tension. On the one hand the Justices have been moved to introduce a new discourse of rights into common law review by extra-legal drivers, including Brexit and government threats to repeal the HRA. On the other hand responding to these ‘external’ concerns is liable to undermine the ‘internal’ coherence of the common law of review. Thus, the paper tells a story of an apex court steering a significant field of common law doctrine over time, with a view to contextualising and analysing contemporary trends. In doing so the paper illustrates the different forces that have shaped judicial development of the common law of judicial review.
英国上议院和最高法院的行政法和权利
在过去的三年里,英国最高法院在肯尼迪诉信息专员、R (Osborn)诉假释委员会、Pham诉内政大臣、Keyu诉外交和联邦事务大臣、R (Unison)诉大法官等案件中,重新努力在普通法的司法审查范围内建立权利法理。从当代的角度来看,已经有很多关于这些发展的文章,其中有大量的评论致力于分析个案。本文的贡献在于将这些发展置于现代司法审查制度发展的背景下,并对上议院和最高法院在行政法理论中赋予“权利”(包括人权和基本权利)的作用提供“长远观点”。反过来,这有助于加深我们对当前趋势的理解。这篇论文描绘了从1977年到2017年的40年间,权利在行政法中的地位。本文确定并分析了行政法与上议院和最高法院内部权利观念相互关系中的四个情节。首先,从20世纪70年代末到整个80年代,上议院积极寻求建立一个完整、统一和连贯的公法领域,并在此过程中构建了当代司法审查的基本上层建筑。这一新的制度是基于公法的公共利益概念,它认为公法的主要功能是确保公共权力在公共利益方面的适当行使。这种注重保护公共利益的必然结果是,法院将权利在司法审查中的作用边缘化。其次,在整个90年代,由于英国在《欧洲人权公约》中的承诺,上议院受到压力,要求在行政法理论中给予更多的承认和保护基本权利。上议院适时地采取了一些步骤,通过审查普通法为基本利益提供更大的保护,尽管法院在发展普通法的程度上受到最近才建立起来的公共利益框架的限制。第三,《1998年人权法》在2000年代开始生效,它创造了一个专门为基本权利提供强有力保护的法律领域,并为英国法院提供了确保遵守《公约》义务的工具。随着这一新领域的出现,在1990年代建立起来的、要求沿着基于权利的路线发展审查普通法的压力消失了。随着压力的释放,普通法继续朝着1980年代建立的公共利益框架大致发展。第四,从2014年左右开始,新的最高法院对发展普通法的权利法学表现出了新的兴趣,并“综合”了审查的普通法和HRA下的法律,尽管法官们对这两个领域应该如何准确地相互联系存在分歧。其结果是,审查的普通法和人权法被推入了一种不断变化的状态。新法理学的特点是核心张力。一方面,法官们受到法外因素的影响,在普通法审查中引入了一种新的权利话语,包括英国脱欧和政府威胁要废除《人力资源管理法》。另一方面,对这些“外部”关注的回应可能会破坏审查普通法的“内部”一致性。因此,本文讲述了一个最高法院随着时间的推移指导普通法理论的重要领域的故事,以期对当代趋势进行背景化和分析。在此过程中,本文阐述了影响司法审查普通法司法发展的不同力量。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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