Struggling for Democracy and Human Rights – Cosmopolitanism in Transitional Democracies

Lucas Entel
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Abstract

Since the Universal Declaration of Human Rights, global society has been characterized by a transition from international law, based on treaties among states, to cosmopolitan law, which endows individuals with rights in a way that challenges established forms of sovereignty. Most debates on the challenges posed by cosmopolitanism have presupposed a stable institutional framework in which the principles of sovereignty and democracy coincide, thus obscuring the role played by the state. In this paper, I analyze these challenges from the point of view of weak, transitional democracies in which sovereignty remains in tension with the demands of both democracy and human rights. I then attempt to reformulate Seyla Benhabib’s notion of the “democratic paradox”, based on the tension between universal rights and sovereign self-determination, and focus on the democratic decision made by transitional regimes of whether or not to prosecute past human rights abuses. I argue that the most promising way to mitigate such tensions, as Benhabib suggests for consolidated regimes, is the principle she develops of “democratic iteration,” which is a deliberative, open-ended process, even if, in transitional regimes, it cannot ultimately guarantee either the respect for human rights nor democratic stability. No outcome can be determined in advance.In consolidated democracies, the state has to confront the undemocratic demands of rights that do not have their basis in the state. In transitional democracies, it also has to confront the undemocratic demands of those that do. In consolidated regimes, these demands might lead to discussions about the redefinition of sovereignty; in transitional regimes, these demands might bring about their demise. Deliberation and iteration shed light on the limits to sovereign democracy posed by cosmopolitan norms. Transitional democracies, which cannot take for granted a stable framework, shed light on the limits of deliberation and iteration, that is, the limits of cosmopolitanism itself.
为民主和人权而奋斗——过渡民主国家的世界主义
自《世界人权宣言》发表以来,全球社会的特点是从以国家间条约为基础的国际法向世界主义法过渡,后者赋予个人以挑战既定主权形式的权利。大多数关于世界主义带来的挑战的辩论都以一个稳定的制度框架为前提,在这个框架中,主权和民主的原则是一致的,从而模糊了国家所扮演的角色。在本文中,我从脆弱的过渡民主国家的角度分析了这些挑战,在这些国家中,主权与民主和人权的要求仍然处于紧张状态。然后,我试图基于普遍权利和主权自决之间的紧张关系,重新阐述Seyla Benhabib的“民主悖论”概念,并将重点放在过渡政权是否起诉过去侵犯人权行为的民主决定上。我认为,缓解这种紧张关系的最有希望的方法,正如Benhabib对巩固政权所建议的那样,是她提出的“民主迭代”原则,这是一个审议的、开放式的过程,即使在过渡政权中,它最终既不能保证尊重人权,也不能保证民主稳定。任何结果都无法预先确定。在稳固的民主国家,国家必须面对对权利的非民主要求,而这些要求在国家内部没有基础。在过渡民主国家,它还必须面对那些民主国家的不民主要求。在巩固的政权中,这些要求可能会引发有关重新定义主权的讨论;在过渡政权中,这些要求可能会导致他们的灭亡。深思熟虑和反复推演揭示了世界性规范对主权民主构成的限制。过渡性民主不能想当然地认为有一个稳定的框架,它揭示了审议和迭代的局限性,即世界主义本身的局限性。
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