Reasonable Perception and Parody in Copyright Law

David A. Simon
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Abstract

When the Supreme Court decided that parodies should be given protection under the doctrine of fair use, it attempted to chart a clear course through the waters that had eddied since it last sailed through them forty-three years earlier. In the process, the Court sailed its ship in three primary directions, making the same number of holdings. First, a parody is a type of work entitled to fair use protection. Second, a work qualifies as a parody when it can “reasonably be perceived” as such. Finally, a work’s status as a parody is not determinative of whether it is fair: courts still must analyze the work using the § 107 fair use factors. Despite the Court’s navigational guidance, the parodic sea still whirls with judicial uncertainty: noticeably absent from the Court’s decision and subsequent lower court decisions are methods for determining what can “reasonably be perceived” or who reasonably perceives the work. No one has systematically examined how lower courts have applied the “reasonably perceived” test, or how courts have used a finding of parody to inform their fair use analyses. This Article examines these issues and suggests that the Supreme Court failed to adequately articulate the foundational elements of this test, causing lower courts to apply the test in variety of ways. Paradoxically, however, this analysis shows that, after finding a parody existed, courts have been fairly uniform in their fair-use factor analyses. If the first part of this Article reveals a stormy and poorly charted judicial sea, the second part proposes a new course by articulating a new reasonable perception test and modifying the subsequent fair use analysis. This test is built by deconstructing the current framework for analyzing a parody and then framing it in terms of reasonable perception. This also removes any factor-based analysis for parodic works. Deconstructing and then reconstructing the inquiry this way allows courts to apply the parody doctrine with greater accuracy and consistency. It also anchors the parody inquiry, keeping the judicial ship close to parody’s doctrinal dock.
著作权法中的合理感知与戏仿
当最高法院决定模仿应该受到合理使用原则的保护时,它试图在自43年前最后一次航行以来一直在漩涡中的水域中划出一条清晰的路线。在这一过程中,法院向三个主要方向航行,作出了相同数量的裁定。首先,恶搞是一种享有合理使用保护的作品。其次,当一部作品可以被“合理地理解”时,它就有资格成为恶搞作品。最后,恶搞作品的地位并不决定其是否公平:法院仍然必须使用§107合理使用因素来分析作品。尽管有最高法院的导航性指导,但模仿的海洋仍然充满了司法上的不确定性:在最高法院的判决和随后下级法院的判决中,明显没有确定什么可以“合理地理解”或谁可以合理地理解作品的方法。没有人系统地研究过下级法院是如何应用“合理感知”标准的,或者法院是如何利用模仿的发现来为其合理使用分析提供依据的。本文探讨了这些问题,并认为最高法院未能充分阐明这一标准的基本要素,导致下级法院以各种方式应用这一标准。然而,矛盾的是,这一分析表明,在发现模仿存在之后,法院在合理使用因素分析方面相当统一。如果说本文的第一部分揭示了一个波涛汹涌、地图模糊的司法海洋,那么第二部分则提出了一条新的路线,即阐明一个新的合理认知测试,并修改随后的合理使用分析。这个测试是通过解构当前分析戏仿的框架,然后根据合理的感知来构建它。这也消除了对模仿作品的任何基于因素的分析。通过这种方式解构和重构调查,法院可以更准确、更一致地应用戏仿原则。它也锚定了戏仿的质询,使司法之船靠近戏仿的理论码头。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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