The constitutional human rights in Uzbekistan: positivism, traditionalism, and a cautious shift towards international legal standards

Aziz Ismatov
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Abstract

Until recently, unofficial interpretations of the situation with human rights had remained as an unspoken taboo in Uzbekistan, whereas foreign observers harshly criticized the country, pointing out systematic violations and restrictions of rights by the state. Indeed, not many could predict that the new President Shavkat Mirziyoev, who was elected in 2016, would initiate steps towards improving the human rights situation and, simultaneously, face specific challenges. The 1992 Constitution was developed within the complex transition process from socialism to market economy. This Constitution devotes an entire chapter to human and citizens’ rights. Initially, some authors expected that the Constitution would integrate rights in the context of natural-legal ideas. However, Uzbekistan has largely preserved and strengthened the positivist approach towards constitutional rights, designating the state to grant and limit those rights. The paradox of this situation is that Uzbekistan’s tendencies conflict with the general trends of the post-socialist constitutionalism since the country practically did not change constitutional provisions’ evolutionary development. On the other hand, in the post-socialist Eastern European countries and some former USSR republics, the collapse of socialism led to a constitutional revolution. The author applies historical analysis and cognitive constitutionalism methods to explain a paradox of impossibility to root natural-legal ideas within the (1) deeply-rooted Soviet positivism and (2) revived pre-Soviet traditionalism. On the other hand, the historical 1992 Constitution preparatory process, guided by the special Working group and headed by Islam Karimov, and the theory of human rights in Uzbekistan inherited a strong influence from the doctrine of the Soviet constitutionalism; its positivism, dogmatism and normativism. On the one hand, the author focuses on the impact of traditionalism revived after 1991 in national customs, behavioural attitudes, or social values; and paternalism that had transformed into a “super-presidentialism”, which widely continued a principle of the state’s priority above the individual. In conclusion, the author points to the existing legal imperfections of the constitutional text, and offers approaches to shorten the gap between the supporters of positivism in the 1992 Constitution and the natural right theory’s followers.
乌兹别克斯坦的宪法人权:实证主义、传统主义与向国际法律标准的谨慎转变
直到最近,对乌兹别克斯坦人权状况的非官方解释仍是一种未说出口的禁忌,而外国观察员则严厉批评该国,指出该国有系统地侵犯和限制人权。事实上,没有多少人能够预测到2016年当选的新总统沙夫卡特·米尔济约耶夫(Shavkat Mirziyoev)将采取措施改善人权状况,同时面临具体挑战。1992年宪法是在社会主义向市场经济过渡的复杂过程中形成的。这部宪法用了整整一章来论述人权和公民权。最初,一些作者期望宪法将在自然法理念的背景下整合权利。然而,乌兹别克斯坦在很大程度上保留并加强了对宪法权利的实证主义态度,指定国家授予和限制这些权利。这种情况的矛盾之处在于,乌兹别克斯坦的倾向与后社会主义宪政的总体趋势相冲突,因为该国实际上并没有改变宪法条款的演变发展。另一方面,在后社会主义的东欧国家和一些前苏联共和国,社会主义的崩溃导致了宪法革命。作者运用历史分析和认知宪政的方法来解释一种悖论,即不可能在(1)根深蒂固的苏联实证主义和(2)复兴的前苏联传统主义中扎根自然法思想。另一方面,在以伊斯兰·卡里莫夫为首的特别工作组的指导下,乌兹别克斯坦1992年宪法的历史性筹备进程和人权理论继承了苏联宪政主义学说的强烈影响;它是实证主义、教条主义和规范主义。一方面,作者关注1991年后复兴的传统主义对民族习俗、行为态度或社会价值观的影响;家长制已经转变为“超级总统主义”,它广泛地延续了国家优先于个人的原则。最后,作者指出了宪法文本存在的法律缺陷,并提出了缩小1992年宪法实证主义支持者与自然权利论支持者之间差距的途径。
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