Sexual Harassment in the Workplace: A Legal Review of Recent Statutory, Administrative, and Case Law
B. Heshizer, Michael Owendorff
{"title":"Sexual Harassment in the Workplace: A Legal Review of Recent Statutory, Administrative, and Case Law","authors":"B. Heshizer, Michael Owendorff","doi":"10.2190/EAY6-A7WP-GG80-HBHT","DOIUrl":null,"url":null,"abstract":"This article examines the concept of sexual harassment and traces significant legal developments that have occurred. These issues are illustrated with reference to Supreme Court cases and cases in the Sixth Federal Circuit Court of Appeals. Recent tort issues that have been raised in sexual harassment cases in the Sixth Circuit are discussed. Sexual favoritism as a form of sexual harassment discrimination is discussed in relation to EEOC Guidelines and relevant case law. Finally, the issues of employer liability and defenses are covered. Sexual harassment is a serious workplace concern that can cost employers large sums o f money and severely damage employee morale. The law firm o f Baker & M c K e n z i e , for example, found this out on September 1, 1994, when a former secretary w h o had al leged she was sexually harassed by a partner was awarded $50,000 in compensatory damages and $7,125 million in punitive damages [ 1 ] . The fact that the organization where this occurred was a law firm points out that even firms that should be clearly aware o f the danger are not immune from sexual harassment problems. This article discusses the legal concept o f sexual harassment, the significant case law, and the employer ' s tort liability for sexual harassment with attention to developments in the Sixth Federal Appeals Circuit. The standing o f \"sexual favorit ism\" [2 ] as a form o f sexual harassment discrimination is also addressed. © 1998, Bay wood Publishing Co., Inc. 199 doi: 10.2190/EAY6-A7WP-GG80-HBHT http://baywood.com 200 / HESHIZER AND OWENDORFF Finally, employer defenses and the components o f a legally effect ive pol icy to deal with sexual harassment discrimination are covered. WHAT IS SEXUAL HARASSMENT? Sexual harassment is a form of sex discrimination that can be defined as a \"type o f employment discrimination, [which] includes sexual advances, requests for sexual favors, and other verbal or physical conduct o f a sexual nature prohibited by Federal law . . . and commonly by state statutes\" [ 3 ] . Under federal law, sexual harassment is prohibited by Ti t le V I I o f the Civ i l Rights A c t o f 1964 [ 4 ] , This act forbids an employer \"to discriminate against any individual with respect to . . . employment, because o f such individual's . . . sex. . . . \" [ 5 ] . Initially, federal courts narrowly interpreted Tit le V I I and held that no cause o f action existed under the act for sexual harassing conduct [ 6 ] . H o w e v e r , the scope o f Ti t le V I I broadened after the landmark case o f Williams v. Saxbe [ 7 ] , where a federal district court held for the first time that sexual harassment was dis criminatory treatment within the meaning o f Ti t le V I I . Even after Saxbe, federal courts still needed guidance on what type o f conduct or behavior constituted \"sex\" discrimination. In an attempt to clarify the issue, the E E O C published interim guidelines on sexual harassment on November 10, 1980, and final guidelines were published in 1988 [ 8 ] . The portion o f the Guidelines on Dis crimination Because o f Sex (§ 1604.11 Sexual Harassment) that deals with sexual harassment states in part: (a) Harassment on the basis of sex is a violation of §703 of Title VI I . Unwelcome sexual advances, requests for sexual favors and other verbal or physical conduct of a sexual nature constitute sexual harassment when (1) submission to such conduct is made either explicitly or implicitly a term or condition of an individual's employment, (2) submission to or rejection of such conduct by an individual is used as the basis for employment decisions affecting such individual, or (3) such conduct has the purpose or effect of unreasonably interfering with an individual's work performance or creating an intimidating, hostile, or offensive working environment. (b) In determining whether alleged conduct constitutes sexual harassment, the Commission will look at the record as a whole and at the totality of the circumstances, such as the nature of the sexual advances and the context in which the alleged incidents occurred. The determination of the legality of a particular action will be made from the facts, on a case by case basis. A n Ohio victim o f sexual harassment may also find relief under Ohio ' s Fair Employment Practices L a w [ 9 ] . This Ohio antidiscrimination law is interpreted in accordance with the standards applicable under Ti t le V I I [ 10 ] . Therefore, any SEXUAL HARASSMENT IN THE WORKPLACE / 201 conduct or behavior considered to violate federal law would be a violation o f Ohio law. In addition, the Ohio Supreme Court has recognized that sexual harass ment is a common law tort that may be actionable in state courts [ 11 ] . Although sexual harassment encompasses a broad range o f conduct, it usually falls into one o f two general categories: 1) quid pro quo harassment, and 2 ) hostile work environment harassment. Both types o f harassment violate Ti t le V I I , but each contains unique elements. Quid Pro Quo Sexual Harassment Quid pro quo (\"something for something\") harassment is the more conspicuous type o f harassment, which involves the exchange o f employment benefits by a supervisor for sexual favors from a subordinate employee . Quid pro quo harass ment typically involves a scenario where a supervisor demands sexual harass ment consideration in exchange for some type o f employment benefit [12] . The Sixth Federal Circuit Court o f Appeals in Kauffman v. Allied Signal, Inc. [13] held that in order to prevail under a quid pro quo theory o f sexual harassment, a plaintiff must establish: ( 1 ) that the employee was a member o f a protected class; ( 2 ) that the employee was subject to unwelcomed sexual harassment in the form o f sexual advances or requests for sexual favors; ( 3 ) that the harassment complained o f was based upon sex; ( 4 ) that the employee ' s submission to the unwelcomed advances was an express or implied condition for receiving j o b benefits or that the employee ' s refusal to submit to the supervisor's sexual demands resulted in a tangible j o b detriment; and ( 5 ) the existence o f respondeat superior liability [14] . Examples o f harassing conduct that are \"based upon sex\" may include the fo l lowing: 1) offensive or repeated unwelcomed sexual flirtation, advances, or propositions; 2 ) sexual innuendo or suggestive comments to or about someone; 3) graphic, verbal commentaries about a person's body; 4 ) degrading comments about an individual or his/her appearance; 5 ) display o f sexually suggestive objects or pictures; 6 ) sexual-oriented \"kidding\" or \"teasing\"; 7 ) foul or obscene language; and 8) staring, leering, or whistling [15] . A \"tangible j o b detriment\" may include termination [16 ] , transfer [17 ] , delay or denial o f j o b benefits [ 1 8 ] , or adverse performance appraisals. Hostile Work Environment Sexual Harassment The second category of sexual harassment is hostile work environment harass ment. Courts have had difficulty defining this type o f harassment because what is hostile or abusive to one employee may not be hostile or abusive to another. In Meritor Savings Bank v. Vinson, the United States Supreme Court recognized for 202 / HESHIZER AND OWENDORFF the first time that Ti t le V I I prohibits sexual harassment that takes the form o f a hostile work environment [19] . The Court stated that sexual harassment is actionable if it is \"sufficiently severe or pervasive to alter the conditions o f [the v ic t im's ] employment and create an abusive work environment\" [19, at 67] . A n important question is what standard should be used to determine whether the work environment has become abusive or hostile. In Meritor, the Court said Ti t le V I I would not regard an isolated sexual j o k e as sexual harassment. Instead, the conduct must be sufficiently offensive that a \"reasonable person\" would consider the work environment hostile to the victim [ 1 9 ] . This issue was addressed by the Sixth Circuit Court o f Appeals in Rabidue v. Osceola Refrigerator Company [20] . The Appeals Court agreed with the district court judge w h o wrote in the trial court decision: . . . it cannot seriously be disputed that in some work environments humor and language are rough hewn and vulgar. Sexual jokes, sexual conversations and girlie magazines may abound. Title VI I was not meant to—or can—change this. . . . [While] Title VII is the . . . mainstay in the struggle for equal employment opportunity for . . . female workers . . . it is quite different to claim that Title VII was designed to bring about a magical transformation in the social mores of American workers [20, at 620-21 ] . In Rabidue, the Court stated that to establish a hostile work environment sexual harassment action a plaintiff must prove the same f ive elements that were iden tified in the Kauffman case [13, 14], which is discussed above [17] . The fourth element ( i .e . , the harassment interfered with the vict im's work performance and created a hostile work environment) was recently altered by the United States Supreme Court in the 1995 case Harris v. Forklift Systems, Incor porated [21] . The Supreme Court said that in order to prove that a work environ ment is sexually hostile or abusive, one has to examine all the circumstances involved including \"the frequency o f the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an employee ' s work performance. The effect on the employee ' s psychological well-being is . . . relevant to deter mining whether the [v ic t im] actually found the environment abusive\" [21 , 114 S.Ct.,at 371] . The plaintiff in Harris worked as a rental manager from April 1985 until October 1987 for Forklift Systems, Incorporated. M s . Harris alleged that Forklift's president, Charles Hardy, treated her differently from the male managers in regard to","PeriodicalId":371129,"journal":{"name":"Journal of Individual Employment Rights","volume":"381 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"1","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Individual Employment Rights","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2190/EAY6-A7WP-GG80-HBHT","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 1
Abstract
This article examines the concept of sexual harassment and traces significant legal developments that have occurred. These issues are illustrated with reference to Supreme Court cases and cases in the Sixth Federal Circuit Court of Appeals. Recent tort issues that have been raised in sexual harassment cases in the Sixth Circuit are discussed. Sexual favoritism as a form of sexual harassment discrimination is discussed in relation to EEOC Guidelines and relevant case law. Finally, the issues of employer liability and defenses are covered. Sexual harassment is a serious workplace concern that can cost employers large sums o f money and severely damage employee morale. The law firm o f Baker & M c K e n z i e , for example, found this out on September 1, 1994, when a former secretary w h o had al leged she was sexually harassed by a partner was awarded $50,000 in compensatory damages and $7,125 million in punitive damages [ 1 ] . The fact that the organization where this occurred was a law firm points out that even firms that should be clearly aware o f the danger are not immune from sexual harassment problems. This article discusses the legal concept o f sexual harassment, the significant case law, and the employer ' s tort liability for sexual harassment with attention to developments in the Sixth Federal Appeals Circuit. The standing o f "sexual favorit ism" [2 ] as a form o f sexual harassment discrimination is also addressed. © 1998, Bay wood Publishing Co., Inc. 199 doi: 10.2190/EAY6-A7WP-GG80-HBHT http://baywood.com 200 / HESHIZER AND OWENDORFF Finally, employer defenses and the components o f a legally effect ive pol icy to deal with sexual harassment discrimination are covered. WHAT IS SEXUAL HARASSMENT? Sexual harassment is a form of sex discrimination that can be defined as a "type o f employment discrimination, [which] includes sexual advances, requests for sexual favors, and other verbal or physical conduct o f a sexual nature prohibited by Federal law . . . and commonly by state statutes" [ 3 ] . Under federal law, sexual harassment is prohibited by Ti t le V I I o f the Civ i l Rights A c t o f 1964 [ 4 ] , This act forbids an employer "to discriminate against any individual with respect to . . . employment, because o f such individual's . . . sex. . . . " [ 5 ] . Initially, federal courts narrowly interpreted Tit le V I I and held that no cause o f action existed under the act for sexual harassing conduct [ 6 ] . H o w e v e r , the scope o f Ti t le V I I broadened after the landmark case o f Williams v. Saxbe [ 7 ] , where a federal district court held for the first time that sexual harassment was dis criminatory treatment within the meaning o f Ti t le V I I . Even after Saxbe, federal courts still needed guidance on what type o f conduct or behavior constituted "sex" discrimination. In an attempt to clarify the issue, the E E O C published interim guidelines on sexual harassment on November 10, 1980, and final guidelines were published in 1988 [ 8 ] . The portion o f the Guidelines on Dis crimination Because o f Sex (§ 1604.11 Sexual Harassment) that deals with sexual harassment states in part: (a) Harassment on the basis of sex is a violation of §703 of Title VI I . Unwelcome sexual advances, requests for sexual favors and other verbal or physical conduct of a sexual nature constitute sexual harassment when (1) submission to such conduct is made either explicitly or implicitly a term or condition of an individual's employment, (2) submission to or rejection of such conduct by an individual is used as the basis for employment decisions affecting such individual, or (3) such conduct has the purpose or effect of unreasonably interfering with an individual's work performance or creating an intimidating, hostile, or offensive working environment. (b) In determining whether alleged conduct constitutes sexual harassment, the Commission will look at the record as a whole and at the totality of the circumstances, such as the nature of the sexual advances and the context in which the alleged incidents occurred. The determination of the legality of a particular action will be made from the facts, on a case by case basis. A n Ohio victim o f sexual harassment may also find relief under Ohio ' s Fair Employment Practices L a w [ 9 ] . This Ohio antidiscrimination law is interpreted in accordance with the standards applicable under Ti t le V I I [ 10 ] . Therefore, any SEXUAL HARASSMENT IN THE WORKPLACE / 201 conduct or behavior considered to violate federal law would be a violation o f Ohio law. In addition, the Ohio Supreme Court has recognized that sexual harass ment is a common law tort that may be actionable in state courts [ 11 ] . Although sexual harassment encompasses a broad range o f conduct, it usually falls into one o f two general categories: 1) quid pro quo harassment, and 2 ) hostile work environment harassment. Both types o f harassment violate Ti t le V I I , but each contains unique elements. Quid Pro Quo Sexual Harassment Quid pro quo ("something for something") harassment is the more conspicuous type o f harassment, which involves the exchange o f employment benefits by a supervisor for sexual favors from a subordinate employee . Quid pro quo harass ment typically involves a scenario where a supervisor demands sexual harass ment consideration in exchange for some type o f employment benefit [12] . The Sixth Federal Circuit Court o f Appeals in Kauffman v. Allied Signal, Inc. [13] held that in order to prevail under a quid pro quo theory o f sexual harassment, a plaintiff must establish: ( 1 ) that the employee was a member o f a protected class; ( 2 ) that the employee was subject to unwelcomed sexual harassment in the form o f sexual advances or requests for sexual favors; ( 3 ) that the harassment complained o f was based upon sex; ( 4 ) that the employee ' s submission to the unwelcomed advances was an express or implied condition for receiving j o b benefits or that the employee ' s refusal to submit to the supervisor's sexual demands resulted in a tangible j o b detriment; and ( 5 ) the existence o f respondeat superior liability [14] . Examples o f harassing conduct that are "based upon sex" may include the fo l lowing: 1) offensive or repeated unwelcomed sexual flirtation, advances, or propositions; 2 ) sexual innuendo or suggestive comments to or about someone; 3) graphic, verbal commentaries about a person's body; 4 ) degrading comments about an individual or his/her appearance; 5 ) display o f sexually suggestive objects or pictures; 6 ) sexual-oriented "kidding" or "teasing"; 7 ) foul or obscene language; and 8) staring, leering, or whistling [15] . A "tangible j o b detriment" may include termination [16 ] , transfer [17 ] , delay or denial o f j o b benefits [ 1 8 ] , or adverse performance appraisals. Hostile Work Environment Sexual Harassment The second category of sexual harassment is hostile work environment harass ment. Courts have had difficulty defining this type o f harassment because what is hostile or abusive to one employee may not be hostile or abusive to another. In Meritor Savings Bank v. Vinson, the United States Supreme Court recognized for 202 / HESHIZER AND OWENDORFF the first time that Ti t le V I I prohibits sexual harassment that takes the form o f a hostile work environment [19] . The Court stated that sexual harassment is actionable if it is "sufficiently severe or pervasive to alter the conditions o f [the v ic t im's ] employment and create an abusive work environment" [19, at 67] . A n important question is what standard should be used to determine whether the work environment has become abusive or hostile. In Meritor, the Court said Ti t le V I I would not regard an isolated sexual j o k e as sexual harassment. Instead, the conduct must be sufficiently offensive that a "reasonable person" would consider the work environment hostile to the victim [ 1 9 ] . This issue was addressed by the Sixth Circuit Court o f Appeals in Rabidue v. Osceola Refrigerator Company [20] . The Appeals Court agreed with the district court judge w h o wrote in the trial court decision: . . . it cannot seriously be disputed that in some work environments humor and language are rough hewn and vulgar. Sexual jokes, sexual conversations and girlie magazines may abound. Title VI I was not meant to—or can—change this. . . . [While] Title VII is the . . . mainstay in the struggle for equal employment opportunity for . . . female workers . . . it is quite different to claim that Title VII was designed to bring about a magical transformation in the social mores of American workers [20, at 620-21 ] . In Rabidue, the Court stated that to establish a hostile work environment sexual harassment action a plaintiff must prove the same f ive elements that were iden tified in the Kauffman case [13, 14], which is discussed above [17] . The fourth element ( i .e . , the harassment interfered with the vict im's work performance and created a hostile work environment) was recently altered by the United States Supreme Court in the 1995 case Harris v. Forklift Systems, Incor porated [21] . The Supreme Court said that in order to prove that a work environ ment is sexually hostile or abusive, one has to examine all the circumstances involved including "the frequency o f the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an employee ' s work performance. The effect on the employee ' s psychological well-being is . . . relevant to deter mining whether the [v ic t im] actually found the environment abusive" [21 , 114 S.Ct.,at 371] . The plaintiff in Harris worked as a rental manager from April 1985 until October 1987 for Forklift Systems, Incorporated. M s . Harris alleged that Forklift's president, Charles Hardy, treated her differently from the male managers in regard to
职场性骚扰:对近期成文法、行政法和判例法的法律回顾
本文探讨了性骚扰的概念,并追溯了已经发生的重大法律发展。这些问题可以参考最高法院的案件和第六联邦巡回上诉法院的案件来说明。本文讨论了第六巡回法院性骚扰案件中最近出现的侵权问题。性偏袒作为性骚扰歧视的一种形式,将根据平等就业机会委员会准则和相关判例法进行讨论。最后,讨论了雇主责任和抗辩问题。性骚扰是一个严重的职场问题,它会让雇主损失大笔金钱,并严重损害员工的士气。例如,贝克律师事务所(Baker & M)在1994年9月1日发现了这一点,当时一名声称受到合伙人性骚扰的前秘书获得了5万美元的补偿性损害赔偿和71.25亿美元的惩罚性损害赔偿。发生这一事件的机构是律师事务所,这说明即使是应该清楚意识到危险的事务所,也不能避免性骚扰问题。本文讨论了性骚扰的法律概念、重要判例法以及雇主对性骚扰的侵权责任,并关注了第六联邦上诉巡回法院的发展。本文还讨论了“性偏袒”作为性骚扰歧视的一种形式的立场。©1998,Bay wood Publishing Co., Inc. 199 doi: 10.2190/EAY6-A7WP-GG80-HBHT http://baywood.com 200 / HESHIZER AND OWENDORFF最后,涵盖了雇主辩护和处理性骚扰歧视的法律有效政策的组成部分。什么是性骚扰?性骚扰是性别歧视的一种形式,可以定义为“就业歧视的一种,包括性挑逗、性请求以及联邦法律禁止的其他具有性性质的言语或身体行为……”通常根据州法规“b[3]”。根据联邦法律,性骚扰是由1964年《民权法》第11条第1款禁止的,该法案禁止雇主“在……方面歧视任何人”。就业,因为这样的个人的…性. . . .b[5]。最初,联邦法院狭隘地解释了第V条和第I条,并认为该法案不存在性骚扰行为的诉因。然而,在具有里程碑意义的威廉姆斯诉萨克斯案(Williams v. Saxbe bbbb2010)之后,该法的适用范围扩大了。在该案中,一家联邦地区法院首次裁定,性骚扰属于该法意义上的歧视性刑事待遇。即使在Saxbe事件之后,联邦法院仍然需要关于何种行为或行为构成“性别”歧视的指导。为了澄清这个问题,高等教育委员会于1980年11月10日发布了关于性骚扰的临时指导方针,并于1988年11月10日发布了最终指导方针。《基于性别的歧视指南》(第1604.11条性骚扰)中涉及性骚扰的部分规定:(a)基于性别的骚扰违反了第六编第703条。不受欢迎的性挑逗、性要求以及其他具有性性质的言语或身体行为,在以下情况下构成性骚扰:(1)对此类行为的服从明确或暗示地成为个人雇佣的条款或条件;(2)对此类行为的服从或拒绝被用作影响该个人的雇佣决定的依据。或(3)此类行为的目的或效果是不合理地干扰个人的工作表现,或创造一种恐吓、敌意或攻击性的工作环境。(b)在确定所指控的行为是否构成性骚扰时,委员会将从整体上审查记录和所有情况,例如性挑逗的性质和所指控事件发生的背景。对某一特定行为的合法性的确定将根据事实,逐案而定。俄亥俄州的性骚扰受害者也可以根据俄亥俄州的《公平就业实践法》获得救济。俄亥俄州的这项反歧视法是根据《劳动法》第V条第I条第1款适用的标准来解释的。因此,任何被认为违反联邦法律的工作场所性骚扰行为或行为都将违反俄亥俄州法律。此外,俄亥俄州最高法院承认性骚扰是一种普通法侵权行为,可以在州法院提起诉讼。虽然性骚扰包含的行为范围很广,但它通常分为两大类:1)交换条件骚扰;2)敌对工作环境骚扰。 哈里斯声称,叉车公司总裁查尔斯·哈迪对待她的方式与男性经理不同
本文章由计算机程序翻译,如有差异,请以英文原文为准。