Federal-State Jural Relations: A Neo-Hohfeldian Approach to the Study of Federalism

Arun Sagar
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Abstract

The division of powers between Federal and State governments and its interpretation by constitutional courts are fundamental elements of a federal system and of Federal-State power relations. The exclusivity or concurrence of powers, supremacy, and the problem of implied powers are some of the issues that appear in the constitutional law of most federations, and indeed stem from the very logic of a federal structure. However, the theoretical literature on federalism has not produced any satisfactory explanation of this logic. This article shows how W.N. Hohfeld’s fundamental legal conceptions may be used to analyse Federal-State relations, and how they are directly applicable in the context of ‘intergovernmental immunities’. The article then elaborates a theory of ‘tertiary’ legal relations, i.e., those arising when the two levels of government act in their regulatory capacity; these relations flow from the triangular nature of the relationship between the two governments and those subject to legislation. The correlations identified between Federal and State powers provide a conceptual framework within which different constitutional questions may be analysed. Adopting Hohfeld’s method of highlighting legal concepts in extracts from judicial decisions, the article uses examples from the case-law of several different federal countries.
联邦与国家的法律关系:新霍费尔德式的联邦制研究方法
联邦政府和州政府之间的权力划分及其宪法法院的解释是联邦制度和联邦-州权力关系的基本要素。权力的排他性或并行性、至高无上和隐含权力的问题是大多数联邦宪法中出现的一些问题,实际上源于联邦结构的逻辑。然而,关于联邦制的理论文献并没有对这一逻辑作出令人满意的解释。本文展示了W.N. Hohfeld的基本法律概念如何用于分析联邦与国家的关系,以及它们如何直接适用于“政府间豁免”的背景。然后,文章阐述了“三级”法律关系理论,即当两级政府以其监管能力行事时产生的法律关系;这些关系源于两国政府和立法主体之间的三角关系。联邦和州权力之间确定的相互关系提供了一个概念框架,在这个框架内可以分析不同的宪法问题。本文采用Hohfeld在司法判决摘要中突出法律概念的方法,以几个不同联邦国家的判例法为例。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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