Severe Punishment for Those Who Were Caught

Kuiying Deng, Zhuozheng Li, T. Chu
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Abstract

Cooperation among unrelated individuals is pervasive in human societies, while natural selection favors the survival of the fittest. The theoretical explanation for this puzzle is a challenge across disciplines. Among other mechanisms that can promote cooperation is costly punishment, in which altruistic individuals privately bear the cost to punish defection. But it decreases the welfare of both the punisher and the punished, and defectors are hard and costly to be caught in many cases. Moreover, punishment may trigger a chain of retaliation between the punisher and the punished and induce second-order free riding — those who never punish will be better off than punishers. In this article we aim to get rid of these drawbacks by refining the mechanism of punishment. First we define an extended Public Goods game in which the defector is caught and punished with a certain probability and the cost of punishment is equally shared between the remainder of the group. Then we derive the fixation probability for one mutant cooperator to invade and take over the whole population. Our analysis shows that, when the probability for punishment is above a threshold, natural selection favors cooperating replacing defecting. Both analytical results and computer simulations show that severe punishment for a small fraction of defectors is enough for one mutant cooperator to become fixed with an advantageous probability in the population of defectors. In addition, this way of punishment can considerably decrease the total cost of inhibiting defection, especially for large populations.
对被抓到的人严惩
在人类社会中,不相关个体之间的合作是普遍存在的,而自然选择倾向于适者生存。对这一难题的理论解释是一个跨学科的挑战。在其他能够促进合作的机制中,代价高昂的惩罚是一种机制,在这种机制中,无私的个体私下承担惩罚背叛的成本。但它降低了惩罚者和被惩罚者的福利,而且在许多情况下,叛逃者很难被抓住,而且代价高昂。此外,惩罚可能会引发惩罚者和被惩罚者之间的报复链,并导致二阶搭便车——从不惩罚的人将比惩罚者更富裕。在本文中,我们旨在通过完善惩罚机制来摆脱这些弊端。首先,我们定义了一个扩展的公共产品博弈,在这个博弈中,叛逃者以一定的概率被抓获并受到惩罚,惩罚的成本由群体的其余成员平均分担。然后推导出突变体入侵并占领整个种群的固定概率。我们的分析表明,当惩罚的概率高于某个阈值时,自然选择倾向于合作而不是背叛。分析结果和计算机模拟都表明,对一小部分叛逃者的严厉惩罚足以使一个突变的合作者在叛逃者群体中以有利的概率固定下来。此外,这种惩罚方式可以大大降低抑制叛逃的总成本,特别是对于大量人口。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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