Research on fine-tuning CNN for cancer diagnosis with gene expression data

Z. Liu, Ruoyu Wang, Jin Yang, Wen-bo Zhang
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Abstract

Convolutional neural networks have been used for cancer type prediction with gene expression data. However, its success is impeded by the lack of large labeled datasets in gene expression data. The class imbalance problem leads to that the model ignores the performance of the minority class. To handle the small sample size problem, fine-tuning CNN is used to transfer the knowledge of pre-trained model for cancer type predicting. The dataset with one cancer is used for training a model. The pre-model is fine-tuned with the training set of a new cancer type, and the fine-tuned model could be used for identifying the new cancer type. And the SMOTE resampling method is used for handling the class imbalance problem. We carried out experiments on The TCGA datasets with 1D-CNN and 2D-CNN models. The fine-tuned 1D-CNN obtains 97.5% accuracy, 98.6% Fscore of cancer type and 78.1% Fscore of normal type on average, and fine-tuned 2D-CNN obtains 97.4% accuracy, 98.5% Fscore of cancer type and 77.4% of normal type on average. Using fine-tuned CNN with SMOTE, the accuracy, Fscore of cancer type and the one of normal type are respectively increased about 1.5%, 0.5% and 21.5% on average.
基于基因表达数据的微调CNN癌症诊断研究
卷积神经网络已被用于基因表达数据的癌症类型预测。然而,它的成功受到基因表达数据中缺乏大型标记数据集的阻碍。班级失衡问题导致该模型忽略了少数班级的表现。针对小样本量问题,采用微调CNN对预训练模型的知识进行转移,用于癌症类型预测。有一个癌症的数据集用于训练模型。利用新癌症类型的训练集对预模型进行微调,微调后的模型可用于新癌症类型的识别。采用SMOTE重采样方法处理类不平衡问题。我们使用1D-CNN和2D-CNN模型在TCGA数据集上进行了实验。微调后的1D-CNN平均准确率为97.5%,癌症类型Fscore为98.6%,正常类型Fscore为78.1%;微调后的2D-CNN平均准确率为97.4%,癌症类型Fscore为98.5%,正常类型Fscore为77.4%。使用SMOTE微调CNN,癌症类型的准确率、Fscore和正常类型的Fscore分别平均提高1.5%、0.5%和21.5%左右。
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