In Praise of Precipitatory Governance as a (Meta-)Principle of Responsible Innovation

S. Fuller
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引用次数: 3

Abstract

The most natural way to think about “responsible innovation” is how the European Union and the scholars associated with the Journal of Responsible Innovation think about it – namely, in terms of being wise before the fact, when “the fact” consists in suboptimal, if not catastrophic, impacts for a broad range of constituencies in the wake of some proposed innovation. In that case, one tries to anticipate those consequences with an eye to mitigating if not avoiding them altogether. This is normally the territory of the precautionary principle, according to which innovations with great capacity for harm – regardless of benefits – would not be introduced at all. “Responsible innovation” tries to take a more moderate line, recognizing the generally beneficial character of innovation but insisting on monitoring its effects as it is unleashed on society and the larger environment. The guiding idea is that one might have one’s cake and eat it: Innovations would be collectively owned to the extent that those potentially on the receiving end would be encouraged from the outset to voice their concerns and even opposition, which will shape the innovation’s subsequent development. But one needs to be responsible not only before the fact but also after the fact, especially when “the fact” involves suboptimal impacts, including “worst case scenarios”. This is the opposite of anticipatory governance. Call it precipitatory governance. Precipitatory governance operates on the assumption that some harm will be done, no matter what course of action is taken, and the task is to derive the most good from it. I say “derive the most good” because I do not wish to limit the range of considerations to the mitigation of harm or even to the compensation for harm, though I have dealt with that matter elsewhere (Fuller and Lipinska 2014: ch. 4). In addition, the prospect of major harm may itself provide an opportunity to develop innovations that would otherwise be seen as unnecessary if not utopian to the continuation of life as it has been. Here I refer to the signature Cold War way of thinking about these matters, which the RAND Corporation strategist Herman Kahn (1960) dubbed “thinking the unthinkable”. What he had in mind was the aftermath of a thermonuclear war in which, say, 25-50% of the world’s population is wiped out over a relatively short period of time. How do we rebuild humanity under those circumstances? This is not so different from ‘the worst case scenarios” proposed nowadays, even under conditions of
赞扬作为负责任创新(元)原则的速成式治理
考虑“负责任的创新”最自然的方式是欧盟和与《负责任的创新》杂志有关的学者们如何看待它——也就是说,当“事实”包括在一些拟议的创新之后对广泛的选区产生次优(如果不是灾难性的)影响时,在事实之前是明智的。在这种情况下,人们试图预测这些后果,即使不能完全避免,也要设法减轻它们。这通常属于预防原则的范畴,根据这一原则,将根本不会引入具有极大危害能力的创新——无论其益处如何。“负责任的创新”试图采取更温和的路线,承认创新的普遍有益特性,但坚持在创新释放给社会和更大的环境时监测其影响。指导思想是鱼与熊掌兼得:创新将被集体拥有,以至于那些潜在的接受者从一开始就被鼓励表达他们的担忧甚至反对,这将影响创新的后续发展。但是,一个人不仅需要在事实发生之前负责,也需要在事实发生之后负责,特别是当“事实”涉及次优影响时,包括“最坏情况”。这与预期式治理相反。我们可以称之为“仓促治理”。仓促治理的运作基于这样一个假设:无论采取何种行动,都会造成一些伤害,而任务是从中获得最大的好处。我说“获得最大利益”,是因为我不希望将考虑的范围限制在减轻伤害甚至赔偿伤害上,尽管我在其他地方处理过这个问题(Fuller和Lipinska 2014:第4章)。此外,重大伤害的前景本身可能提供了一个开发创新的机会,否则这些创新如果不是乌托邦式的,就会被视为不必要的延续生命。在这里,我指的是思考这些问题的典型冷战方式,兰德公司战略家赫尔曼·卡恩(1960)称之为“思考不可想象的事情”。他想到的是一场热核战争的后果,比如,世界上25-50%的人口在相对较短的时间内被消灭。在这种情况下,我们如何重建人性?这与现在提出的“最坏情况”没有太大区别,即使在……的条件下
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