Rule of Precedent and Rules on Precedent

N. Ridi
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Abstract

The general assessment of the problem of the use of previous decisions in international adjudication usually starts from the many statements to the effect that ‘there is no rule of precedent in international law’. Reliance is mainly placed on specific statutory rules, starting from Article 38(1)(d) of the Statute of the International Court of Justice (ICJ), which is understood to authoritatively reflect the sources of international law and states that the Court ‘shall apply... judicial decisions’ as ‘subsidiary means for the determination of rules of law’ subject to the operation of Article 59, which appears to rule out any endorsement of a rigid rule (or practice) of stare decisis. These approaches have a common thread: they address the question of the use and authority of previous decisions in international adjudication as one regulated by rules. Yet, they are never found to provide a satisfactory answer to the problem. This chapter offers an alternative to the traditional outlook, challenging the oft-repeated truism that ‘there is no rule of precedent in international adjudication’ by arguing that it is desirable to shift the analysis from an almost mythological rule of precedent—or an equally esoteric belief of a lack thereof—to more tangible rules on precedent. These may include—and do include—rules in which a specific understanding of the question is endorsed by the statutory provisions of a specific international adjudicator, but are not exhausted by them, as other rules of different nature and origin (including, but not limited to, organisational directives, rules on submissions, on evidence and on law- ascertainment, as well as those concerning systems of challenge, appeal, and control) also have an impact—with various degree of directness—on the role, possible uses, and authority of the past. This study is based on the identification of such rules and their treatment. Its overall purpose is to show how, in the absence of one rule of precedent, the many rules on precedent can contribute to shape the use of the past by international adjudicators, and their mindset in doing so. The approach taken in this study is based on the examination of existing or purported rules, and thus is both rule-based and aimed at rule- synthesis. It is not, however, merely descriptive: rather, it also considers the implications, which could found use for the creation of new adjudication mechanisms and provides insights on potential avenues of reform.
《先例规则》和《先例规则》
对在国际裁决中使用先前判决的问题的一般评估通常从许多陈述开始,大意是“国际法中没有先例规则”。主要依赖于具体的法定规则,从《国际法院规约》(ICJ)第38(1)(d)条开始,这被理解为权威地反映了国际法的来源,并指出法院“应适用……”司法决定”作为“确定法律规则的辅助手段”,受制于第59条的运作,这似乎排除了对严格规则(或实践)的任何认可。这些办法有一个共同的线索:它们把以前的决定在国际审判中的使用和权威问题作为规则所规定的问题来处理。然而,他们从来没有发现提供一个令人满意的答案的问题。本章提供了传统观点的另一种选择,通过争论将分析从几乎是神话般的先例规则(或同样是缺乏先例的深奥信念)转变为更具体的先例规则是可取的,从而挑战了“国际裁决中没有先例规则”这一老生常谈的真理。这些规则可能包括——而且确实包括——对问题的具体理解得到特定国际仲裁人的法定规定的认可,但没有被他们穷尽的规则,如其他不同性质和来源的规则(包括但不限于组织指令、提交规则、证据规则和法律确定规则,以及有关质疑、上诉、(控制)也会对过去的角色、可能的用途和权威产生不同程度的直接影响。本研究是基于这些规则的识别和它们的处理。它的总体目的是展示,在缺乏一个先例规则的情况下,许多先例规则如何有助于塑造国际裁判对过去的使用,以及他们在这样做时的心态。本研究采用的方法是基于对现有或据称的规则的检查,因此既是基于规则的,也是旨在规则综合的。然而,它不仅仅是描述性的:相反,它还考虑了所涉问题,这些问题可以用于建立新的审判机制,并对可能的改革途径提供了见解。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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