Middle Point, End of the Road or Just the Beginning? Anticorruption Efforts, Failures and Promises at the United Nations

José-Miguel Bello y Villarino
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Abstract

Although first noted discussions at the United Nations (UN) level about corruption are reaching their 50th anniversary, the core of the UN activity against corruption has taken place in the last quarter of a century. The 2021 special debate at the UN General Assembly was an opportunity for the institution to pause and reflect about its role over this period in the international fight against corruption. It also presented a (partially missed) opportunity for the UN to renew its commitment and reconsider its approach for the next 25 years. This article provides first an overview of the UN activity against corruption, which relies on two main pillars. On the one hand, the well-known United Nations Convention Against Corruption (UNCAC)1 in force since 2005, which has received remarkable academic attention and is an example of success in terms of ratifications. On the other hand, the insertion in Sustainable Development Goal 16 of an anticorruption objective (16.5) and its related indicators, which is not as widely acknowledged by anticorruption activists and scholars but serves as a recognition of the importance of tackling corruption in the development context. The article offers a historical contextualisation of both initiatives, analyses this dual approach and explores the impact of these initiatives in the global and domestic contexts. Based on previous research from the author, it highlights their joint value as a true global statement against corruption and an authoritative recognition of its damaging effects and their importance for peace, security, development, human rights and human wellbeing. The article presents, nevertheless, a critical analysis showing their shortcomings and the lack of a real effect of these instruments in overcoming or at least reducing corruption and kleptocracy at the international level. It proposes three different avenues within the UN mandate and fields of action that could guide newer initiatives. First, it explores the possibility of individual (non-criminal) ‘smart’ sanctions, modelled on the counter-terrorism regime driven by national governments, but assisted by United Nations Office on Drugs and Crime (UNODC). Second, the article considers how the economic and trade dimension of the UN, especially at the regional economic commissions level, could be reinvigorated with a mandate to tackle corruption through economic instruments. Third, it analyses how an optional protocol to the UNCAC could give more ‘teeth’ to the Convention. The general conclusion is that the UN, within its existing powers, has significant potential to take anticorruption initiatives a step further as the current ones have almost exhausted their shelf life.
中点,终点还是起点?联合国的反腐败努力、失败和承诺
尽管首次在联合国层面就腐败问题进行的讨论即将迎来50周年纪念,但联合国反腐败活动的核心是在过去25年开展的。2021年联合国大会特别辩论是该机构停下来反思其在这一时期在国际反腐败斗争中所发挥作用的一个机会。它还为联合国提供了一个(部分错过的)机会,以重申其承诺并重新考虑其未来25年的做法。本文首先概述了联合国反腐败活动的两个主要支柱。一方面,著名的《联合国反腐败公约》(UNCAC)于2005年生效,受到了学术界的高度关注,是批准方面的成功范例。另一方面,在可持续发展目标16中插入反腐败目标(16.5)及其相关指标,这并没有得到反腐败活动家和学者的广泛认可,但这表明人们认识到在发展背景下解决腐败问题的重要性。本文提供了这两个倡议的历史背景,分析了这种双重方法,并探讨了这些倡议在全球和国内背景下的影响。基于作者之前的研究,它强调了它们作为真正的全球反腐败声明的共同价值,以及对其破坏性影响及其对和平、安全、发展、人权和人类福祉的重要性的权威承认。然而,本文提出了一个批判性的分析,显示了它们的缺点,以及这些工具在克服或至少减少国际一级的腐败和盗贼统治方面缺乏真正的效果。它在联合国任务和行动领域内提出了三种不同的途径,可以指导新的倡议。首先,它探讨了个别(非刑事)“聪明”制裁的可能性,以国家政府推动的反恐制度为模型,但由联合国毒品和犯罪问题办公室(UNODC)协助。其次,本文考虑了联合国的经济和贸易层面,特别是在区域经济委员会层面,如何通过经济手段解决腐败问题的授权来重振活力。第三,它分析了《联合国反腐败公约》的任择议定书如何赋予《公约》更多“效力”。总的结论是,在现有权力范围内,联合国有很大的潜力进一步采取反腐败行动,因为目前的行动几乎已经耗尽了它们的保质期。
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