The Place of Law in Collective Security

M. Koskenniemi
{"title":"The Place of Law in Collective Security","authors":"M. Koskenniemi","doi":"10.5040/9781472565587.ch-003","DOIUrl":null,"url":null,"abstract":"fashion in which \"collective security\" has often been portrayed. However, the theses are also limited. They operate with a very narrow notion of \"rule-application\" and fail to see to what extent their determining concepts such as \"interest,\" \"power,\" or \"security\" are themselves defined and operative within a normative context. Realism receives its strength from its focus on empirical-instrumental questions such as \"what happened?\" or \"what can be made to happen?\" But it avoids posing normative questions such as \"what should happen?\" or \"what should have happened?\" Or more accurately, Realism deals with the latter set of questions on the basis of its responses to the former. Having committed itself to a descriptive sociology of the international world characterized by the struggle for \"power\" by \"states\" in the pursuit of \"national interests,\" Realism marginalizes normative questions into issues of \"ethics,\" oscillating between the private (and thus inscrutable) morality of individual statesmen and the public morality of states in which it seems necessary sometimes to dirty one's hands in order to prevent the system's collapse into anarchy. Realism is avowedly instrumentalist, that is, concerned with the effects of particular policies on the world. However, its instrumentalism is not that of the situated participant but that of the external observer, the rational calculator, the theorybuilder. To the external observer, the statesmen and states are atomistic subjects, equipped with a predetermined bag of interests or \"values,\" standing outside the international polity on which they seek to employ various diplomatic, economic, and military management techniques. However, since the basic tenents of its sociology turn out to be normatively loaded, Realism seems compelled to defend itself on normative terms: one's \"security\" will appear as another's domination, one's \"intervention\" as another's \"protection of sovereignty.\"38 In this debate, there is no privileged realm of pure description. A. The Normative in the Empirical The interpretative thesis argued that legal or political principles \"are not sufficient to explain either the past history of collective security or the course of events in the Gulf. '39 The determinant factors in recent Council actions were not Charter provisions or international law, but the new rapport between the United States and the Soviet Union/Russia, the strategic and economic significance of Kuwait to the Western allies, and 38. For this latter theme, see Cynthia Weber's collapsing of the two apparent opposites into a single term she refers to as \"sovereignty-intervention,\" a term which can characterize any conceivable inter-state relationship. CYNTHIA WEBER, SIMULATING SOVEREIGNTY: INTERVENTION, THE STATE AND SYMBOLIC EXCHANGE 123-27 (Cambridge Stud. Int'l Rel. No. 37, 1995). 39. Hurrell, supra note 2, at 49. Winter 19961 Michigan Journal of International Law so on. I have no great problem with this thesis. It opens a critical perspective that refuses to take at face value the suggestion that United Nations action represents communal interests merely because it has been decided by the Security Council. Nonetheless, the thesis' usefulness remains limited precisely because its hermeneutic suggestion excludes reference to international norms. During the past years, the foundational character of the hard facts of state power and interest to our understanding of international politics has been questioned from a wide variety of perspectives. The \"level of analysis\" approach already modified Realism's strong reliance on states as the basic units by which international acts should be explained. 4° Structural constraints and non-state actors seemed to create effects as well. Yet, even structural Realism's analytical priority for states may seem like an ideological move, justifying conservative policy and failing to account for the determining agency of class, economic system, or religious faith in the geopolitical, just as in the national, space. 1 Perhaps less controversially, liberal Internationalists have long insisted that the \"globalization of politics\" has formed interest groups and lines of battle that cannot be reduced to the application of power by states.42 To \"explain\" the United Nations action in Somalia, for instance, in terms of a power play between members of the Security Council would undermine the extent to which humanitarian perceptions, institutional programs and ambitions, the legacy of East African colonialism, and the character of the Siad Barre regime account for the relevant events. Aside from states, we see both metropolitan (United Nations) and peripheral (Somali) actors, ideas, and interests as relevant.43 To argue that things went so bad because there was no clear national interest to protect is a non sequitur: things went as they did because the events showed factors other than a \"national inter-","PeriodicalId":331401,"journal":{"name":"Michigan Journal of International Law","volume":"47 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"54","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Michigan Journal of International Law","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.5040/9781472565587.ch-003","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 54

Abstract

fashion in which "collective security" has often been portrayed. However, the theses are also limited. They operate with a very narrow notion of "rule-application" and fail to see to what extent their determining concepts such as "interest," "power," or "security" are themselves defined and operative within a normative context. Realism receives its strength from its focus on empirical-instrumental questions such as "what happened?" or "what can be made to happen?" But it avoids posing normative questions such as "what should happen?" or "what should have happened?" Or more accurately, Realism deals with the latter set of questions on the basis of its responses to the former. Having committed itself to a descriptive sociology of the international world characterized by the struggle for "power" by "states" in the pursuit of "national interests," Realism marginalizes normative questions into issues of "ethics," oscillating between the private (and thus inscrutable) morality of individual statesmen and the public morality of states in which it seems necessary sometimes to dirty one's hands in order to prevent the system's collapse into anarchy. Realism is avowedly instrumentalist, that is, concerned with the effects of particular policies on the world. However, its instrumentalism is not that of the situated participant but that of the external observer, the rational calculator, the theorybuilder. To the external observer, the statesmen and states are atomistic subjects, equipped with a predetermined bag of interests or "values," standing outside the international polity on which they seek to employ various diplomatic, economic, and military management techniques. However, since the basic tenents of its sociology turn out to be normatively loaded, Realism seems compelled to defend itself on normative terms: one's "security" will appear as another's domination, one's "intervention" as another's "protection of sovereignty."38 In this debate, there is no privileged realm of pure description. A. The Normative in the Empirical The interpretative thesis argued that legal or political principles "are not sufficient to explain either the past history of collective security or the course of events in the Gulf. '39 The determinant factors in recent Council actions were not Charter provisions or international law, but the new rapport between the United States and the Soviet Union/Russia, the strategic and economic significance of Kuwait to the Western allies, and 38. For this latter theme, see Cynthia Weber's collapsing of the two apparent opposites into a single term she refers to as "sovereignty-intervention," a term which can characterize any conceivable inter-state relationship. CYNTHIA WEBER, SIMULATING SOVEREIGNTY: INTERVENTION, THE STATE AND SYMBOLIC EXCHANGE 123-27 (Cambridge Stud. Int'l Rel. No. 37, 1995). 39. Hurrell, supra note 2, at 49. Winter 19961 Michigan Journal of International Law so on. I have no great problem with this thesis. It opens a critical perspective that refuses to take at face value the suggestion that United Nations action represents communal interests merely because it has been decided by the Security Council. Nonetheless, the thesis' usefulness remains limited precisely because its hermeneutic suggestion excludes reference to international norms. During the past years, the foundational character of the hard facts of state power and interest to our understanding of international politics has been questioned from a wide variety of perspectives. The "level of analysis" approach already modified Realism's strong reliance on states as the basic units by which international acts should be explained. 4° Structural constraints and non-state actors seemed to create effects as well. Yet, even structural Realism's analytical priority for states may seem like an ideological move, justifying conservative policy and failing to account for the determining agency of class, economic system, or religious faith in the geopolitical, just as in the national, space. 1 Perhaps less controversially, liberal Internationalists have long insisted that the "globalization of politics" has formed interest groups and lines of battle that cannot be reduced to the application of power by states.42 To "explain" the United Nations action in Somalia, for instance, in terms of a power play between members of the Security Council would undermine the extent to which humanitarian perceptions, institutional programs and ambitions, the legacy of East African colonialism, and the character of the Siad Barre regime account for the relevant events. Aside from states, we see both metropolitan (United Nations) and peripheral (Somali) actors, ideas, and interests as relevant.43 To argue that things went so bad because there was no clear national interest to protect is a non sequitur: things went as they did because the events showed factors other than a "national inter-
法律在集体安全中的地位
“集体安全”经常被描绘成一种时尚。然而,这些论文也有其局限性。他们用一个非常狭隘的“规则应用”概念来操作,并且没有看到他们的决定性概念,如“利益”、“权力”或“安全”在多大程度上是在规范的上下文中定义和操作的。现实主义的力量来自于它对经验-工具问题的关注,如“发生了什么?”或“什么可以发生?”但它避免提出规范性问题,如“应该发生什么?”或“应该发生什么?”或者更准确地说,现实主义是基于对前一组问题的回答来处理后一组问题的。现实主义致力于以“国家”在追求“国家利益”的过程中争夺“权力”为特征的国际世界的描述性社会学,将规范性问题边缘化为“伦理”问题,在政治家个人的私人道德(因此难以理解)和国家的公共道德之间摇摆不定,有时为了防止体系陷入无政府状态,似乎有必要弄脏自己的手。现实主义是公认的工具主义,即关注特定政策对世界的影响。然而,它的工具主义不是情境参与者的工具主义,而是外部观察者、理性计算者、理论建设者的工具主义。对于外部观察者来说,政治家和国家是原子主体,装备着一套预定的利益或“价值观”,站在国际政治之外,他们寻求在国际政治上运用各种外交、经济和军事管理技术。然而,由于其社会学的基本原则被证明是规范的,现实主义似乎被迫在规范的条件下为自己辩护:一个人的“安全”将表现为另一个人的统治,一个人的“干预”将表现为另一个人的“主权保护”。在这场辩论中,不存在纯粹描述的特权领域。解释性论点认为,法律或政治原则“既不足以解释集体安全的过去历史,也不足以解释海湾地区事件的进程”。39 .安理会最近行动的决定因素不是《宪章》的规定或国际法,而是美国与苏联/俄罗斯之间的新关系,科威特对西方盟国的战略和经济意义,以及。对于后一个主题,请参见辛西娅·韦伯将两个明显的对立面瓦解为一个术语,她称之为“主权干预”,这个术语可以描述任何可以想象的国家间关系。《模拟主权:干预、国家与象征交换》,剑桥出版社,123-27页。《国际法律》,1995年第37号)。39. Hurrell,上注2,第49页。1991年冬,《密歇根国际法杂志》等。我对这篇论文没有什么大问题。它开启了一种批判的观点,拒绝接受仅仅因为联合国的行动是由安全理事会决定的就代表共同利益的说法。尽管如此,这篇论文的有用性仍然有限,因为它的解释性建议排除了对国际规范的参考。在过去的几年里,国家权力和利益这一硬事实对我们理解国际政治的基本性质受到了各种各样的质疑。“分析层次”的方法已经改变了现实主义对国家作为解释国际行为的基本单位的强烈依赖。结构性约束和非国家行为体似乎也产生了影响。然而,即使是结构现实主义对国家的优先分析似乎也像是一种意识形态的举动,为保守政策辩护,未能解释阶级、经济制度或宗教信仰在地缘政治中的决定性作用,就像在国家空间中一样。也许较少争议的是,自由国际主义者长期以来坚持认为,“政治全球化”已经形成了利益集团和战线,不能简化为国家对权力的运用例如,用安理会成员国之间的权力博弈来“解释”联合国在索马里的行动,会削弱人道主义观念、制度计划和雄心、东非殖民主义的遗产以及西亚德·巴雷政权的特征对相关事件的解释程度。除了国家之外,我们认为主要国家(联合国)和外围国家(索马里)的行动者、思想和利益都是相关的认为事情变得如此糟糕是因为没有明确的国家利益需要保护,这是一个不合逻辑的论点:事情之所以如此发展,是因为这些事件显示出了“国家间冲突”以外的因素
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