Finite Element Modeling Of Optical Guided Wave Devices

B. Rahman
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Abstract

Results for a wide range of optical waveguides and directional couplers with planar, diffusedl, linear, nonlinear, isotropic, anisotropic, lossy (gain), multiple quantum well, and metal plasmon regions are presented using the accurate vector H-field finite element method. The optimization of the performance of the optical guided wave devices requires knowledge of their propagation characteristics and field distributions, and their dependence on the fabrication parameters. As the range of the guiding structures becomes more intricate, so there is the need for versatile modeling techniques which can be used to characterize accurately a wide range of practical optical guided wave devices with material inhomogeneity, nonlinearity or anisotropy. Analytical moldeling techniques available to analyze and design lightwave devices require many restrictive, and sometimes unrealistic assumptions. Various types of numerical anal-ysis methods for optical waveguides have been developed and for a general discussion on this topic, it is appropriate to refer to two review papers by Sorrentino [l] and Saad [ 2 ] . Among the different numerical approaches possible, the finite element method has established itself a s a powerful method throughout engineering for its flexibility and versatility, being used in complicated structural, thermal, fluid flow, semiconductor, and electromagnetic problems. A review paper by Rahman e t a l . [ 3 ] discusses the application of the finite element method to microwave and optical waveguides. This method is particularly advantageous, because of its applicability to waveguides with arbitrary shape, arbitrary refractive index profile, and anisotropic or nonlinear materials. The finite element method has been widely used during the last two decades in the design of various optical waveguide structures and it is probably the waveguide analysis method that is most generally applicable and most versatile. In the finite element method [4,5], the cross-section of the optical waveguide concerned is first suitably divided into a number of subdomains or elements. Each element can have various shapes, such as triangles or rectangles or even with curved sides, and they can also be of various sizes. Using many elements, a given waveguide cross-section with a complex boundary and with arbitrary permittivity distribution can be accurately approximated. Several different variational formulations have been proposed for use with the finite element method to analyze optical waveguides. Among them, the simplest are the scalar formulations, which consider only one field component and these have been used for solving optical waveguide problems [ 6 ] . The scalar formulations are exact for purely TE or TM modes in the one-dimensional planar guides; but they are inadequate, except as an approximation, for the inherently hybrid modes of two-dimensional optical waveguides. Among the vector formulations, the Ez/Hz [ 7 ] , the vector B field [ 8 ] , vector E field 191 and Ht [lo] can be mentioned. The Ez-Hz formulation cannot treat general anisotropic problems without destroying the canonical form of the eigenvalue equation. In this formulation enforcing the field continuity conditions are quite difficult and another weakness is that this formulation is based on the axial components which are not the dominant field components for optical modes. Among the full vector E or H formulation, the H-f ield formulation is more suitable for optical waveguide problems as the magnetic field is; naturally continuous everywhere, whereas, the electric
光导波器件的有限元建模
利用精确矢量h场有限元方法,给出了具有平面、扩散、线性、非线性、各向同性、各向异性、损耗(增益)、多量子阱和金属等离激元区域的各种光波导和定向耦合器的结果。光导波器件的性能优化需要了解其传播特性和场分布,以及它们对制造参数的依赖关系。由于导波结构的范围越来越复杂,因此需要通用的建模技术来准确表征各种具有材料非均匀性、非线性或各向异性的实用光学导波器件。用于分析和设计光波器件的分析建模技术需要许多限制性的,有时甚至是不切实际的假设。各种类型的光波导数值分析方法已经发展出来,为了对这一主题进行一般性讨论,可以参考Sorrentino[1]和Saad[2]的两篇综述论文。在各种可能的数值方法中,有限元法以其灵活性和通用性在整个工程中已成为一种强大的方法,被用于复杂的结构、热、流体流动、半导体和电磁问题。拉赫曼发表了一篇综述论文。[3]讨论了有限元法在微波波导和光波导中的应用。这种方法特别有利,因为它适用于任意形状的波导,任意折射率分布,以及各向异性或非线性材料。近二十年来,有限元法在各种光波导结构的设计中得到了广泛的应用,它可能是最普遍适用和最通用的波导分析方法。在有限元法[4,5]中,首先将有关光波导的截面适当地划分为若干子域或单元。每个元素可以有不同的形状,如三角形或矩形,甚至有弯曲的边,它们也可以有不同的大小。利用多种元件,可以精确地逼近具有复杂边界和任意介电常数分布的给定波导截面。提出了几种不同的变分公式,用于有限元法分析光波导。其中最简单的是标量公式,它只考虑一个场分量,已用于求解光波导问题[6]。对于一维平面波导中的纯TE或TM模态,标量公式是精确的;但对于二维光波导固有的混合模式,除了作为近似值外,它们是不够的。在矢量公式中,可以提到Ez/Hz[7]、矢量B场[8]、矢量E场191和Ht [lo]。Ez-Hz公式不能在不破坏特征值方程标准形式的情况下处理一般各向异性问题。在这个公式中,执行场连续性条件是相当困难的,另一个缺点是,这个公式是基于轴向分量,而不是光学模式的主要场分量。在全矢量E或H公式中,H场公式更适合于光波导问题,因为磁场为;到处都是自然连续的,然而,电的
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