On the Proto-Indo-European Language of the Indus Valley Civilization (and its Implications for Western Prehistory)

R. Kar
{"title":"On the Proto-Indo-European Language of the Indus Valley Civilization (and its Implications for Western Prehistory)","authors":"R. Kar","doi":"10.2139/ssrn.1694252","DOIUrl":null,"url":null,"abstract":"Many of our attempts to understand the basic causes and conditions of legal, social, political and economic development in the West have been shaped by a particular view of human prehistory, which places the origins of certain key traditions in ancient Greece, Rome and Israel. The developments in ancient Greece and Rome are, moreover, typically pictured as phylogenetically distinct from some of the very first human transitions from hunter-gatherer forms of life into larger-scale urban civilizations that have been found in the archaeological record. Although the so-called \"Indus Valley\" Civilization (a.k.a. the \"Harappan\" or \"Sindhu-Sarasvati\" Civilization) represents one of the very first such successful transformations in our natural history as a species, and although the Indus Valley Civilization long predates similar developments in ancient Greece, Rome or Israel, most scholars deem these early developments irrelevant to Western prehistory because of a specific linguistic proposition: they believe that the Indus Valley Civilization spoke a non-Indo-European language and that its traditions are therefore phylogenetically unrelated to the larger family of Indo-European civilizations that show up in the subsequent historical record (first in ancient Persia, Greece, Rome and India - and then much later in Western Europe and Russia). If this traditional linguistic assumption is wrong, however, then many of our modern attempts to understand the basic causes and conditions of Western development are being shaped by a fundamental misunderstanding - and often to their detriment. This article argues that, despite certain well-known and long-standing controversies over the issue, we are already in a good enough position to conclude - and with a very high degree of confidence - that the Indus Valley Civilization spoke dialects of Proto-Indo-European. My arguments for this conclusion will be new, and will draw upon a body of evidence that has so far been overlooked in these discussions. A growing number of people have, however, begun to acknowledge this possibility, and I will be suggesting that there are sufficient signs now of a coming paradigm shift with regard to our understanding of early human prehistory to warrant serious attention. If - as I believe - we are in the midst of such a paradigm shift, and if this paradigm shift is like any other, then we should also expect many fruitful discoveries to be emerging from this new perspective. The arguments in this article have been split into five sections. Section 1 develops a contemporary model of prehistoric linguistic expansion (the \"riverine-agricultural model of linguistic expansion\"), which suggests that certain major riverine topographies have played a critical role in producing all of the world's major language families - including the Indo-European language family. This model suggests that, during the height of the Indus Valley Civilization, the languages spoken in this region would have almost certainly represented one of the most important and monumental linguistic phenomena ever to have arisen within our natural history as a species. Section 2 then argues that if we assume (plausibly) that significant pockets of this language family should therefore remain in the northwestern portions of the Indian subcontinent, then the Indus Valley Civilization must have spoken dialects of Proto-Indo-European. Section 3 then considers the objection that tries to reject this last conclusion by rejecting its guiding assumption (i.e., that significant pockets of the Indus Valley Civilization’s language family should still remain in the northwestern parts of the Indian subcontinent). According to this objection, small groups of Indo-Aryan invaders or migrants from the steppes could have simply eradicated the pre-existing language (or languages) of the Indus Valley Civilization by converting the prior populations to Indo-Aryan languages beginning in about 1500 BC. In order to assess this possibility, Section 3 engages in a comprehensive examination of patterns of linguistic replacement from around the world and over the course of world history. This examination reveals an important fact: once a major linguistic phenomenon has reached equilibrium around a major riverine topography in accordance with the riverine-agricultural model of linguistic expansion, there is not one recorded case anywhere in this extensive world historical record where the language family in question has been completely replaced in one of these riverine regions by a different language family through a process of linguistic conversion. We therefore have strong empirical reasons to reject this objection.Section 4 discusses another common source of resistance to the claim that the Indus Valley Civilization might have spoken dialects of Proto-Indo-European. This objection is based on the perception that this linguistic claim carries with it certain necessary implications about Indo-European prehistory that can be hard to square with the broader body of evidence relevant to this larger topic. In order to address this concern, Section 4 embeds the linguistic claim within a broader narrative concerning Indo-European prehistory that is - I argue - actually better able to explain (or at least render coherent) this broader body of evidence than its main competitors. Hence, the current linguistic proposal - once properly construed - can be understood as the beneficiary of a much broader and more extensive form of evidentiary support. Section 5 ends, finally, with a direct response to some of Michael Witzel’s important and influential work, which purports not only to establish that Indo-European languages and cultures were first brought to the Indian subcontinent from the Eurasian Steppes sometime between 1500 to 1200 BC but also to trace with some precision the exact timing and path of the Indo-Iranian groups who (in his view) carried these languages and cultures with them. Witzel is one of the most pre-eminent Indologists alive today, and he has collected an important body of evidence relevant to these topics. I will nevertheless argue that Witzel's evidence ultimately underdetermines the choice between his traditional theory and the newer one developed here. In construing his evidence to support his theory uniquely, Witzel has therefore, in effect, mistaken a failure of theoretical imagination for a set of inferences that are required by his evidence. Once our full theoretical options have been made explicit, Witzel's evidence can, moreover, be seen to slightly favor the current theory. The choice between these two theories will, however, become even clearer once Witzel's evidence is harmonized with all of the other evidence relevant to these topics (including all of the new considerations discussed in this article). Based on this entire combined body of evidence, we now have compelling reasons to think that the Indus Valley Civilization spoke dialects of Proto-Indo-European.","PeriodicalId":254768,"journal":{"name":"Legal History eJournal","volume":"275 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2010-10-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Legal History eJournal","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2139/ssrn.1694252","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 0

Abstract

Many of our attempts to understand the basic causes and conditions of legal, social, political and economic development in the West have been shaped by a particular view of human prehistory, which places the origins of certain key traditions in ancient Greece, Rome and Israel. The developments in ancient Greece and Rome are, moreover, typically pictured as phylogenetically distinct from some of the very first human transitions from hunter-gatherer forms of life into larger-scale urban civilizations that have been found in the archaeological record. Although the so-called "Indus Valley" Civilization (a.k.a. the "Harappan" or "Sindhu-Sarasvati" Civilization) represents one of the very first such successful transformations in our natural history as a species, and although the Indus Valley Civilization long predates similar developments in ancient Greece, Rome or Israel, most scholars deem these early developments irrelevant to Western prehistory because of a specific linguistic proposition: they believe that the Indus Valley Civilization spoke a non-Indo-European language and that its traditions are therefore phylogenetically unrelated to the larger family of Indo-European civilizations that show up in the subsequent historical record (first in ancient Persia, Greece, Rome and India - and then much later in Western Europe and Russia). If this traditional linguistic assumption is wrong, however, then many of our modern attempts to understand the basic causes and conditions of Western development are being shaped by a fundamental misunderstanding - and often to their detriment. This article argues that, despite certain well-known and long-standing controversies over the issue, we are already in a good enough position to conclude - and with a very high degree of confidence - that the Indus Valley Civilization spoke dialects of Proto-Indo-European. My arguments for this conclusion will be new, and will draw upon a body of evidence that has so far been overlooked in these discussions. A growing number of people have, however, begun to acknowledge this possibility, and I will be suggesting that there are sufficient signs now of a coming paradigm shift with regard to our understanding of early human prehistory to warrant serious attention. If - as I believe - we are in the midst of such a paradigm shift, and if this paradigm shift is like any other, then we should also expect many fruitful discoveries to be emerging from this new perspective. The arguments in this article have been split into five sections. Section 1 develops a contemporary model of prehistoric linguistic expansion (the "riverine-agricultural model of linguistic expansion"), which suggests that certain major riverine topographies have played a critical role in producing all of the world's major language families - including the Indo-European language family. This model suggests that, during the height of the Indus Valley Civilization, the languages spoken in this region would have almost certainly represented one of the most important and monumental linguistic phenomena ever to have arisen within our natural history as a species. Section 2 then argues that if we assume (plausibly) that significant pockets of this language family should therefore remain in the northwestern portions of the Indian subcontinent, then the Indus Valley Civilization must have spoken dialects of Proto-Indo-European. Section 3 then considers the objection that tries to reject this last conclusion by rejecting its guiding assumption (i.e., that significant pockets of the Indus Valley Civilization’s language family should still remain in the northwestern parts of the Indian subcontinent). According to this objection, small groups of Indo-Aryan invaders or migrants from the steppes could have simply eradicated the pre-existing language (or languages) of the Indus Valley Civilization by converting the prior populations to Indo-Aryan languages beginning in about 1500 BC. In order to assess this possibility, Section 3 engages in a comprehensive examination of patterns of linguistic replacement from around the world and over the course of world history. This examination reveals an important fact: once a major linguistic phenomenon has reached equilibrium around a major riverine topography in accordance with the riverine-agricultural model of linguistic expansion, there is not one recorded case anywhere in this extensive world historical record where the language family in question has been completely replaced in one of these riverine regions by a different language family through a process of linguistic conversion. We therefore have strong empirical reasons to reject this objection.Section 4 discusses another common source of resistance to the claim that the Indus Valley Civilization might have spoken dialects of Proto-Indo-European. This objection is based on the perception that this linguistic claim carries with it certain necessary implications about Indo-European prehistory that can be hard to square with the broader body of evidence relevant to this larger topic. In order to address this concern, Section 4 embeds the linguistic claim within a broader narrative concerning Indo-European prehistory that is - I argue - actually better able to explain (or at least render coherent) this broader body of evidence than its main competitors. Hence, the current linguistic proposal - once properly construed - can be understood as the beneficiary of a much broader and more extensive form of evidentiary support. Section 5 ends, finally, with a direct response to some of Michael Witzel’s important and influential work, which purports not only to establish that Indo-European languages and cultures were first brought to the Indian subcontinent from the Eurasian Steppes sometime between 1500 to 1200 BC but also to trace with some precision the exact timing and path of the Indo-Iranian groups who (in his view) carried these languages and cultures with them. Witzel is one of the most pre-eminent Indologists alive today, and he has collected an important body of evidence relevant to these topics. I will nevertheless argue that Witzel's evidence ultimately underdetermines the choice between his traditional theory and the newer one developed here. In construing his evidence to support his theory uniquely, Witzel has therefore, in effect, mistaken a failure of theoretical imagination for a set of inferences that are required by his evidence. Once our full theoretical options have been made explicit, Witzel's evidence can, moreover, be seen to slightly favor the current theory. The choice between these two theories will, however, become even clearer once Witzel's evidence is harmonized with all of the other evidence relevant to these topics (including all of the new considerations discussed in this article). Based on this entire combined body of evidence, we now have compelling reasons to think that the Indus Valley Civilization spoke dialects of Proto-Indo-European.
论印度河流域文明的原始印欧语(及其对西方史前史的启示)
我们为了解西方法律、社会、政治和经济发展的基本原因和条件所作的许多尝试都受到一种关于人类史前史的特殊观点的影响,这种观点认为某些关键传统起源于古希腊、罗马和以色列。此外,古希腊和古罗马的发展通常被描绘为与考古记录中发现的人类从狩猎采集生活形式向更大规模的城市文明过渡的一些最初的系统发育不同。尽管所谓的“印度河流域”文明(又名“哈拉帕”或“辛杜-萨拉斯瓦蒂”文明)代表了我们作为一个物种的自然史上最早的成功转变之一,尽管印度河流域文明早于古希腊、罗马或以色列的类似发展,但大多数学者认为这些早期发展与西方史前史无关,因为一个特定的语言学命题:他们认为,印度河流域文明说的是一种非印欧语言,因此它的传统在系统发育上与后来的历史记录中出现的更大的印欧文明家族无关(首先是古代波斯、希腊、罗马和印度,然后是更晚的西欧和俄罗斯)。然而,如果这种传统的语言学假设是错误的,那么我们现代试图理解西方发展的基本原因和条件的许多尝试都是由一种根本的误解所塑造的——而且往往对他们不利。本文认为,尽管在这个问题上存在着一些众所周知的、长期存在的争议,但我们已经有足够的理由得出结论——并且非常有信心——印度河流域文明说的是原始印欧语的方言。我对这一结论的论点将是新的,并将利用迄今为止在这些讨论中被忽视的大量证据。然而,越来越多的人已经开始承认这种可能性,我将提出,现在有足够的迹象表明,关于我们对早期人类史前史的理解即将发生范式转变,值得认真关注。如果——正如我所相信的那样——我们正处于这样一个范式转变的中间,如果这种范式转变和其他任何范式转变一样,那么我们也应该期待从这个新的角度出现许多卓有成效的发现。本文的论证分为五个部分。第1节发展了史前语言扩展的当代模型(“语言扩展的河流-农业模型”),该模型表明,某些主要的河流地形在产生世界上所有主要语系(包括印欧语系)方面发挥了关键作用。这个模型表明,在印度河流域文明的鼎盛时期,该地区使用的语言几乎肯定代表了我们作为一个物种的自然史上出现的最重要、最不朽的语言现象之一。第二节接着提出,如果我们假设(合理地)这个语系的重要部分因此应该留在印度次大陆的西北部,那么印度河流域文明一定说过原始印欧语的方言。然后,第3节考虑了试图通过拒绝其指导假设来拒绝最后一个结论的反对意见(即,印度河流域文明的语言家族的重要部分仍应保留在印度次大陆的西北部)。根据这一反对意见,一小群来自草原的印度雅利安入侵者或移民可以通过在公元前1500年左右将先前的人口转换为印度雅利安语言来简单地根除印度河流域文明的现有语言(或多种语言)。为了评估这种可能性,第3节对世界各地和世界历史进程中的语言替代模式进行了全面考察。这项研究揭示了一个重要的事实:一旦一种主要的语言现象根据语言扩张的河流-农业模式在主要河流地形周围达到平衡,在这个广泛的世界历史记录中,没有一个记录的情况是,在这些河流地区之一,有问题的语族通过语言转换过程被另一个语族完全取代。因此,我们有强有力的经验理由来拒绝这一反对意见。第四节讨论了另一种常见的反对印度河流域文明可能使用原始印欧语方言的说法。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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