The Non-Doctrine of Redundancy

Saurabh Vishnubhakat
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Abstract

This Article explores and evaluates a controversial practice that the Patent Office undertook beginning early in the post-AIA regime, the practice of denying otherwise meritorious requests for review because of what the Office termed "redundant" grounds. The controversy over redundancy-based rejections had several sources. One was that making such rejections required the Patent Office to decide petitions piecemeal—and, indeed, the agency claimed that power for itself—even though it was not clear that this power lay within the statute. Another source was that the Patent Office persistently declined to explain what, in the agency's view, did or did not constitute redundancy. Still another was that the Patent Office resisted Federal Circuit oversight of this practice by claiming unreviewable discretion as part of a larger campaign of self-immunization. This confluence of problematic agency choices has generated other, related controversies with AIA review as well, with a mixed record of success for the Patent Office. Yet while redundancy-based rejection now seems to be ebbing as a matter of agency policy, the underlying structural conditions that gave rise to the practice still persist and repay closer analytical and doctrinal scrutiny. This Article offers that scrutiny and discusses ways forward for AIA review.
非冗余原则
本文探讨并评估了专利局在后aia制度早期开始的一种有争议的做法,即由于专利局所谓的“冗余”理由而拒绝其他有价值的审查请求的做法。关于基于冗余的拒绝的争议有几个来源。其中之一是,做出这样的驳回要求专利局对申请逐一作出裁决——事实上,该机构声称自己拥有这种权力——尽管它并不清楚这种权力是否在法规范围内。另一个来源是,专利局一直拒绝解释,在该机构看来,什么构成或不构成冗余。还有一个原因是专利局抵制联邦巡回法院对这种做法的监督,声称不可审查的自由裁量权是更大的自我免疫运动的一部分。这种有问题的代理选择的汇合也产生了其他与AIA审查相关的争议,专利局的成功记录好坏参半。然而,虽然以冗余为基础的拒绝作为一个机构政策问题似乎正在消退,但产生这种做法的基本结构条件仍然存在,值得进行更仔细的分析和理论审查。本文提供了这种审查,并讨论了AIA审查的前进方向。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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