AI-generated content: authorship and inventorship in the age of artificial intelligence

R. Ballardini, He Kan, Teemu Roos
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引用次数: 11

Abstract

Predicting the future of technology is notoriously difficult. Indeed, predicting how law and regulation should be shaped to meet the needs of future technological developments is a task that might often lead to hilarious predictions.1 The difficulty in predicting technological development is certainly reflected in the current debate about the future of artificial intelligence (AI). Within this framework currently two extremes can be identified: those who view AI as a path towards ‘superintelligence’ that transcends humanity, and those who think AI is merely a glorified version of data analysis and statistical inference. In any case, it seems realistic to foresee that in the near future there will be an increase in machines that are able to perform more tasks in more efficient and autonomous ways than we currently can envision. These tasks include the production of artistic, technological, and scientific innovations that might potentially be protectable via intellectual property (IP) laws. Because of the economic value of these innovations there may be an interest in ‘controlling’ such intellectual creations via intellectual property right (IPRs). In this context, a key question relates to how to interpret the concepts of ‘authorship’ (copyright) and ‘inventorship’ (patents) of creations and inventions generated by AI systems. IPRs aim at protecting the fruits of the human mind. IPRs are a set of limited exclusive rights allocated to ‘persons’, either natural or legal. As such, traditionally, both copyright and patent laws in Europe have relied upon the concept of author or inventor as a natural person. Indeed, such an idea is reflected not only in the legal definitions of author and inventor, but also in concepts like ‘work’ and ‘invention’, as well as in the requirements necessary to acquire protection. By possibly allowing production of innovations in an ‘autonomous’ way, AI naturally challenges these traditional well-established legal notions. Can an AI-generated work or invention attract IPR protection under current rules? Is there a need to shape our understanding and interpretation of authors and inventors as natural persons in view of rapidly expanding AI? What would be the benefits and what the consequences of such shift? The chapter focuses on the concepts of authors and inventors for AI-generated innovations as prerequisites for copyright and patent protection. The issue is important not only because authors and inventors have ownership rights in their copyright or patent, but also (and more fundamentally) because if there is no legitimate author or inventor, the IPR might either not be granted in the first place or held invalid or unenforceable in court. The chapter begins by explaining some fundamental technological concepts of AI and by providing examples of AI-generated outputs that can potentially attract IPR protection. The second part explores copyright and patent
人工智能生成的内容:人工智能时代的作者和发明者
预测技术的未来是出了名的困难。事实上,预测法律和法规应该如何形成以满足未来技术发展的需要是一项可能经常导致滑稽预测的任务目前关于人工智能(AI)未来的争论无疑反映了预测技术发展的困难。在这个框架内,目前可以确定两个极端:一些人将人工智能视为超越人类的“超级智能”之路,另一些人认为人工智能只是数据分析和统计推断的美化版本。无论如何,可以预见,在不久的将来,能够以比我们目前想象的更高效、更自主的方式执行更多任务的机器数量将会增加,这似乎是现实的。这些任务包括艺术、技术和科学创新的生产,这些创新可能受到知识产权法的保护。由于这些创新的经济价值,可能有兴趣通过知识产权“控制”这些知识创造。在这种情况下,一个关键问题涉及如何解释人工智能系统产生的创作和发明的“作者身份”(版权)和“发明权”(专利)概念。知识产权旨在保护人类智力的成果。知识产权是分配给自然人或法人的一套有限的专有权。因此,传统上,欧洲的版权法和专利法都依赖于作者或发明人作为自然人的概念。事实上,这种想法不仅反映在作者和发明者的法律定义中,而且反映在“工作”和“发明”等概念中,以及获得保护所需的要求中。通过允许以“自主”的方式进行创新,人工智能自然会挑战这些传统的既定法律概念。在现行规则下,人工智能生成的作品或发明能否获得知识产权保护?鉴于人工智能的迅速发展,是否有必要改变我们对作家和发明家作为自然人的理解和解释?这种转变的好处和后果是什么?本章侧重于作者和发明人的概念,人工智能产生的创新是版权和专利保护的先决条件。这个问题很重要,不仅因为作者和发明者对其版权或专利拥有所有权,而且(更根本的是)因为如果没有合法的作者或发明人,知识产权可能一开始就不被授予,或者在法庭上被判无效或不可执行。本章首先解释了人工智能的一些基本技术概念,并提供了可能吸引知识产权保护的人工智能生成输出的示例。第二部分探讨版权与专利
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