Pre-Modern State-Building in Post-Soviet Russia

O. Cappelli
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引用次数: 16

Abstract

‘Transitology’, or the study of transitions from communist rule to what was expected to be applications of Western-style democracy, suffered from fatal misapprehensions that ensured its failure to explain, predict or effectively guide the developments that took place during the 1990s. In particular, it lacked a historical dimension, and it misunderstood the proper function of the state in establishing a political regime. Stateness, or state strength, is an essential variable, and the acquisition of that quality is vital. It involves two fundamental aspects: asserting the state's political autonomy from the social context, i.e. its ability to formulate interests of its own, and establishing its governmental capacity, or the state's ability to achieve its goal. Historical analogies with ‘feudal’ and ‘absolutist’ political regimes are helpful in explaining the task that confronted Putin on assuming office as the designated heir of the chaotic legacy of Boris Yeltsin. The assertion of state power under Putin's leadership should not be seen as an authoritarian reversal that followed a democratic wave, but is comparable with the pre-modern process of state-building that took centuries following the decline of feudalism in Western Europe. Whether the Russian state will strengthen and become an institutionalized democracy following the European sequence remains unclear; but even democratic leaders need a government able ‘to control the governed’.
后苏联时代俄罗斯的前现代国家建设
“过渡学”,即研究从共产主义统治到西方民主应用的过渡,受到致命误解的影响,导致其无法解释、预测或有效指导20世纪90年代发生的发展。特别是,它缺乏历史维度,并且误解了国家在建立政治制度方面的适当功能。国家状态或国家力量是一个基本变量,而获得这种品质至关重要。它涉及两个基本方面:一是从社会环境中维护国家的政治自主性,即国家制定自身利益的能力;二是建立国家的政府能力,即国家实现其目标的能力。与“封建”和“专制”政体的历史类比有助于解释普京作为鲍里斯·叶利钦混乱遗产的指定继承人上任所面临的任务。普京领导下的国家权力主张不应被视为民主浪潮之后的专制逆转,而应与西欧封建主义衰落后几个世纪的前现代国家建设过程相媲美。俄罗斯政府是否会像欧洲那样得到加强并成为制度化的民主国家,目前还不清楚;但即使是民主领导人也需要一个能够“控制被统治者”的政府。
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