Human Resource Management in Public Administration: Key Challenges

J. P. Burns
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Key challenges of managing human resource functions include motivating and compensating public employees to reward passion for public service, managing the political roles of civil servants and their political responsiveness, selecting for salient identities to achieve representation and diversity, and reforming the civil service. These challenges impact individual and organizational performance.\n Motivation and compensation focus on what binds individuals to organizations and energizes those individuals. One approach, inspired by rational choice, identifies self-interest and extrinsic incentives, including performance-based pay, monitoring and surveillance to manage employees. A second approach, inspired by self-determination theory, focuses on altruism and prosocial values, and prioritizes intrinsic incentives, job design, and careful selection to nurture a passion for public service. A key challenge is to identify and nurture those with public service motivation, and reward competence and passion for public service. Selecting and nurturing those with a passion for public service includes taking care that compensation policies and practices do not crowd out public service motivation.\n An additional challenge focuses on the political roles civil servants play in government and the extent to which civil servants are politically responsive. Selecting civil servants based on merit, with separate career structures for politicians and civil servants, is generally associated with more effective governance and economic growth, with some important exceptions. The tasks, role perceptions, and behavior of the senior civil service are dependent on historical tradition and political culture, and on structural characteristics, such as the presence or absence of political advisors, and the support civil servants receive or need beyond government from clients and interest groups. The role of senior civil servants also depends on their specialization and the capacity of political appointees. Systems that encourage more explicit political roles for senior civil servants do not appear to sacrifice public interest. Preparing senior civil servants for these roles is a critical human management resource challenge. Authorities also use human resource tools to increase political responsiveness, including training, discipline, and changes to civil servants’ security of tenure.\n As identities such as race and gender become politically salient, representation becomes another key challenge for human resource management in public administration. Passive representation has had wide currency in both Western-style democracies and in the developing world. Passive representation has symbolic effects and may increase citizen trust in the bureaucracy, making bureaucratic action more legitimate in the eyes of minority communities. Moreover, minority civil servants may affect outcomes directly—for example, by influencing the implementation of a policy—or indirectly—for example, by influencing minority clients to change their behavior, or influencing nonminority bureaucratic colleagues to change their behavior or influencing organizational policy. Active representation may thus affect overall public service performance. Representation is mediated by a number of variables including discretion, salience of identity, agency mission, socialization, professionalism, and administrative level among others. Human resource managers also need to manage diversity training, which can improve outcomes.\n The final challenge, civil service reform, cuts across public human resource functions and themes. Civil service reform is a fraught domain, littered with experiments and not amenable to evaluation, which is a long-term enterprise. Still, some radical reforms have fundamentally altered the terms of the public service bargains between politicians and civil servants. Introducing “radical” reform, such as at-will employment, undermines commitment and fails to produce the expected performance payoffs.","PeriodicalId":203278,"journal":{"name":"Oxford Research Encyclopedia of Politics","volume":"1 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2022-01-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Oxford Research Encyclopedia of Politics","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1093/acrefore/9780190228637.013.1495","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
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Abstract

Human resource management in public administration considers the civil service broadly to include all those employed in mostly noncommercial entities funded by the state. These entities may range from government bureaus and departments to agencies and authorities with varying degrees of uniformity, at both the central and local levels, and include those in such nonprofit services as health and education that are completely or mostly publicly funded. The terms civil servants, government employees, and public servants are used interchangeably. Human resource management may include such functions as planning, recruitment and selection, performance management, training, compensation, and labor relations. Key challenges of managing human resource functions include motivating and compensating public employees to reward passion for public service, managing the political roles of civil servants and their political responsiveness, selecting for salient identities to achieve representation and diversity, and reforming the civil service. These challenges impact individual and organizational performance. Motivation and compensation focus on what binds individuals to organizations and energizes those individuals. One approach, inspired by rational choice, identifies self-interest and extrinsic incentives, including performance-based pay, monitoring and surveillance to manage employees. A second approach, inspired by self-determination theory, focuses on altruism and prosocial values, and prioritizes intrinsic incentives, job design, and careful selection to nurture a passion for public service. A key challenge is to identify and nurture those with public service motivation, and reward competence and passion for public service. Selecting and nurturing those with a passion for public service includes taking care that compensation policies and practices do not crowd out public service motivation. An additional challenge focuses on the political roles civil servants play in government and the extent to which civil servants are politically responsive. Selecting civil servants based on merit, with separate career structures for politicians and civil servants, is generally associated with more effective governance and economic growth, with some important exceptions. The tasks, role perceptions, and behavior of the senior civil service are dependent on historical tradition and political culture, and on structural characteristics, such as the presence or absence of political advisors, and the support civil servants receive or need beyond government from clients and interest groups. The role of senior civil servants also depends on their specialization and the capacity of political appointees. Systems that encourage more explicit political roles for senior civil servants do not appear to sacrifice public interest. Preparing senior civil servants for these roles is a critical human management resource challenge. Authorities also use human resource tools to increase political responsiveness, including training, discipline, and changes to civil servants’ security of tenure. As identities such as race and gender become politically salient, representation becomes another key challenge for human resource management in public administration. Passive representation has had wide currency in both Western-style democracies and in the developing world. Passive representation has symbolic effects and may increase citizen trust in the bureaucracy, making bureaucratic action more legitimate in the eyes of minority communities. Moreover, minority civil servants may affect outcomes directly—for example, by influencing the implementation of a policy—or indirectly—for example, by influencing minority clients to change their behavior, or influencing nonminority bureaucratic colleagues to change their behavior or influencing organizational policy. Active representation may thus affect overall public service performance. Representation is mediated by a number of variables including discretion, salience of identity, agency mission, socialization, professionalism, and administrative level among others. Human resource managers also need to manage diversity training, which can improve outcomes. The final challenge, civil service reform, cuts across public human resource functions and themes. Civil service reform is a fraught domain, littered with experiments and not amenable to evaluation, which is a long-term enterprise. Still, some radical reforms have fundamentally altered the terms of the public service bargains between politicians and civil servants. Introducing “radical” reform, such as at-will employment, undermines commitment and fails to produce the expected performance payoffs.
公共行政人力资源管理:主要挑战
公共行政的人力资源管理广泛地考虑公务员,包括所有由国家资助的非商业实体雇用的人员。这些实体可以从中央和地方各级的政府局和部门到不同程度统一的机构和当局,包括完全或大部分由公共资助的卫生和教育等非营利性服务机构。civil servant(公务员)、government employees(政府雇员)和public servant(公仆)是可以互换使用的。人力资源管理可能包括计划、招聘和选择、绩效管理、培训、薪酬和劳资关系等功能。管理人力资源职能的主要挑战包括激励和补偿公务员以奖励对公共服务的热情,管理公务员的政治角色及其政治反应能力,选择突出的身份以实现代表性和多样性,以及改革公务员制度。这些挑战会影响个人和组织的绩效。激励和薪酬关注的是什么将个人与组织联系在一起,并激励这些个人。一种方法受到理性选择的启发,将自身利益和外在激励区分开来,包括基于绩效的薪酬、监督和监督员工的管理。第二种方法受到自我决定理论的启发,关注利他主义和亲社会价值观,并优先考虑内在激励、工作设计和精心选择,以培养对公共服务的热情。一个关键的挑战是确定和培养那些有公共服务动机的人,并奖励那些有能力和热情为公共服务的人。选择和培养那些对公共服务充满热情的人,包括注意薪酬政策和做法不会排挤公共服务的动机。另一项挑战集中在公务员在政府中发挥的政治作用以及公务员在多大程度上对政治作出反应。根据功绩选择公务员,政治家和公务员的职业结构分开,一般与更有效的管理和经济增长有关,但有一些重要的例外。高级公务员的任务、角色认知和行为取决于历史传统和政治文化,以及结构特征,如政治顾问的存在与否,以及公务员从客户和利益集团那里获得或需要的政府以外的支持。高级公务员的作用也取决于他们的专业化和政治任命人员的能力。鼓励高级公务员发挥更明确的政治作用的制度似乎不会牺牲公众利益。为高级公务员准备这些角色是一项关键的人力管理资源挑战。当局还利用人力资源工具提高政治反应能力,包括培训、纪律和改变公务员的任期保障。随着种族和性别等身份在政治上变得突出,代表性成为公共行政人力资源管理的另一个关键挑战。被动代表制在西方式的民主国家和发展中国家都有广泛的应用。被动代表具有象征效应,可能会增加公民对官僚机构的信任,使官僚机构的行为在少数民族社区眼中更加合法。此外,少数民族公务员可能直接影响结果,例如,通过影响政策的实施,或间接影响结果,例如,通过影响少数民族客户改变他们的行为,或影响非少数民族官僚同事改变他们的行为或影响组织政策。因此,积极的代表可能会影响整体的公共服务绩效。代表是由许多变量介导的,包括自由裁量权、身份的突出性、机构使命、社会化、专业性和行政水平等。人力资源经理还需要管理多样性培训,这可以改善结果。最后一项挑战是公务员制度改革,涉及公共人力资源职能和主题。公务员制度改革是一个令人担忧的领域,到处都是实验,不适合评估,这是一项长期的事业。尽管如此,一些激进的改革已经从根本上改变了政治家和公务员之间公共服务交易的条款。引入“激进”改革,比如随意雇佣,会破坏承诺,也无法产生预期的绩效回报。
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