{"title":"美国金融业监管局修改仲裁规则的提议","authors":"Paulina Jedrzejowski","doi":"10.1002/alt.21995","DOIUrl":null,"url":null,"abstract":"<p>In the wake of a New Jersey law firm's investigation into a claim that FINRA agreed to Wells Fargo's moves in gaming arbitrator selection in a dispute over the bank's investment services, the industry self-regulatory agency submitted proposed regulations revising arbitrator selection for securities disputes to the U.S. Securities and Exchange Commission.</p>","PeriodicalId":100074,"journal":{"name":"Alternatives to the High Cost of Litigation","volume":"41 4","pages":"63-65"},"PeriodicalIF":0.0000,"publicationDate":"2023-03-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"FINRA's Proposal to Amend its Arbitration Rules\",\"authors\":\"Paulina Jedrzejowski\",\"doi\":\"10.1002/alt.21995\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>In the wake of a New Jersey law firm's investigation into a claim that FINRA agreed to Wells Fargo's moves in gaming arbitrator selection in a dispute over the bank's investment services, the industry self-regulatory agency submitted proposed regulations revising arbitrator selection for securities disputes to the U.S. Securities and Exchange Commission.</p>\",\"PeriodicalId\":100074,\"journal\":{\"name\":\"Alternatives to the High Cost of Litigation\",\"volume\":\"41 4\",\"pages\":\"63-65\"},\"PeriodicalIF\":0.0000,\"publicationDate\":\"2023-03-30\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Alternatives to the High Cost of Litigation\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1002/alt.21995\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"\",\"JCRName\":\"\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Alternatives to the High Cost of Litigation","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1002/alt.21995","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
In the wake of a New Jersey law firm's investigation into a claim that FINRA agreed to Wells Fargo's moves in gaming arbitrator selection in a dispute over the bank's investment services, the industry self-regulatory agency submitted proposed regulations revising arbitrator selection for securities disputes to the U.S. Securities and Exchange Commission.
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